Managing Partner

0000312955-15-000008.txt : 20151110 0000312955-15-000008.hdr.sgml : 20151110 20151106145435 ACCESSION NUMBER: 0000312955-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000312955 IRS NUMBER: 391541077 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01245 FILM NUMBER: 151204514 BUSINESS ADDRESS: STREET 1: 8000 EXCELSIOR DR SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 BUSINESS PHONE: 6088318018 MAIL ADDRESS: STREET 1: 8000 EXCELSIOR DRIVE SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\ DATE OF NAME CHANGE: 20031119 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20011107 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990318 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000312955 XXXXXXXX 09-30-2015 09-30-2015 NORTHERN CAPITAL MANAGEMENT LLC

8000 EXCELSIOR DRIVE SUITE 201 MADISON WI 53717-1951

13F HOLDINGS REPORT 028-01245 N Stephen Hawk Managing Partner 608-831-8018 Stephen Hawk Madison WI 11-06-2015 0 149 230167 false INFORMATION TABLE 2 13f093015.xml ACCENTURE PLC - CL A SHS CLASS A G1151C101 258 2630 SH SOLE 0 2630 0 0 ADVAXIS INC. COM NEW 007624208 124 12150 SH SOLE 0 11825 0 325 ALLIANZ COM 018805101 2809 179720 SH SOLE 0 177945 0 1775 ALLISON TRANSMISSION HOLDINGS COM 01973R101 236 8825 SH SOLE 0 8825 0 0 AMERICAN INTL GROUP COM NEW 026874784 2219 39045 SH SOLE 0 38495 0 550 APPLE COMPUTER INC COM 037833100 5522 50059 SH SOLE 0 49684 0 375 ARIAD PHARMACEUTICALS COM 04033A100 584 99963 SH SOLE 0 99338 0 625 BANK OF AMERICA CORP. COM 060505104 3554 228090 SH SOLE 0 225940 0 2150 BIOMED REALTY TRUST INC COM 09063H107 604 30225 SH SOLE 0 30225 0 0 BLACKROCK INC. COM 09247X101 1867 6275 SH SOLE 0 6175 0 100 BP PLC SPONSORED ADR 055622104 1582 51761 SH SOLE 0 51111 0 650 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 2523 80259 SH SOLE 0 80259 0 0 CALPINE CORP COM 131347304 2841 194580 SH SOLE 0 192580 0 2000 CAPITOL ONE FINANCIAL CORP. COM 14040H105 2737 37739 SH SOLE 0 37289 0 450 CELGENE CORP COM 151020104 519 4800 SH SOLE 0 4750 0 50 CENTRAL GOLDTRUST CL A 153546106 350 8825 SH SOLE 0 8825 0 0 CF INDUSTRIES HOLDINGS INC COM 125269100 1992 44370 SH SOLE 0 44370 0 0 CHEMOURS CO COM 163851108 74 11383 SH SOLE 0 11383 0 0 CHICAGO BRIDGE & IRON COM 167250109 2453 61855 SH SOLE 0 61230 0 625 CITIGROUP INC COM NEW 172967424 3259 65685 SH SOLE 0 65135 0 550 COACH INC. COM 189754104 339 11735 SH SOLE 0 11735 0 0 COMCAST CORP COM 20030N101 1684 29607 SH SOLE 0 29607 0 0 COMMUNITY HEALTH SYSTEMS COM 203668108 2637 61665 SH SOLE 0 61140 0 525 CONSTELLATION BRANDS INC COM 21036P108 315 2515 SH SOLE 0 2515 0 0 CVS HEALTH CORP COM 126650100 3254 33730 SH SOLE 0 33455 0 275 DIAGEO PLC SPON ADR NEW 25243Q205 814 7550 SH SOLE 0 7550 0 0 DRX - ALL CAP INSIDER SENTIMENT ALL CP INSIDER 25459Y769 715 10795 SH SOLE 0 10795 0 0 EBAY INC. COM 278642103 1688 69080 SH SOLE 0 68330 0 750 EMC CORP COM 268648102 3446 142623 SH SOLE 0 141023 0 1600 EXPRESS SCRIPTS HOLDING CO COM 30219G108 927 11450 SH SOLE 0 11150 0 300 EXXON MOBIL COM 30231G102 341 4587 SH SOLE 0 4587 0 0 FEDERAL EXPRESS COM 31428X106 1483 10300 SH SOLE 0 10175 0 125 FORMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 2017 22595 SH SOLE 0 22595 0 0 FIDELITY NATIONAL INFORMATION SERVICES COM 31620M106 515 7676 SH SOLE 0 7676 0 0 FIRE EYE, INC COM 31816Q101 272 8550 SH SOLE 0 8225 0 325 FLEXTRONICS INTERNATIONAL COM Y2573F102 827 78475 SH SOLE 0 76375 0 2100 FRANKLIN RESOURCES INC COM 354613101 209 5615 SH SOLE 0 5615 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 321 67475 SH SOLE 0 67475 0 0 GANNETT CO INC COM 36473H104 276 18743 SH SOLE 0 18518 0 225 GENERAL ELECTRIC CO COM 369604103 427 16941 SH SOLE 0 16941 0 0 GENERAL MOTORS COM 37045V100 4704 156685 SH SOLE 0 155585 0 1100 GH - S&P GLOBAL WATER GUGG S&P GBL WTR 18383Q507 349 13220 SH SOLE 0 13220 0 0 GH - SABRIENT INSIDER BUYING GUGG INSDR SENT 18383M209 893 20010 SH SOLE 0 20010 0 0 GH - SPIN-OFF GUGG SPINOFF ETF 18383M605 1644 43115 SH SOLE 0 43115 0 0 GH - ZACKS YIELD HOGS GUG MULTI ASSET 18383M506 219 11845 SH SOLE 0 11845 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1300 7480 SH SOLE 0 7305 0 175 GOVERNMENT PROPERTIES INC COM SHS BEN INT 38376A103 2588 161735 SH SOLE 0 161735 0 0 GRUPO TELEVISA S.A. (ADS) SPON ADR REP ORD 40049J206 357 13725 SH SOLE 0 13725 0 0 GX - GURU INDEX GLB X GURU INDEX 37950E341 1579 67925 SH SOLE 0 67925 0 0 HALLIBURTON CO COM 406216101 1025 29005 SH SOLE 0 28255 0 750 HCA HOLDINGS INC COM 40412C101 827 10695 SH SOLE 0 10370 0 325 HEALTH CARE REIT INC COM 42217K106 685 10110 SH SOLE 0 10110 0 0 HEALTH CARE TRUST OF AMER CL A 42225P501 270 11003 SH SOLE 0 11003 0 0 HERCULES TECHNOLOGY GROWTH COM 427096508 345 34150 SH SOLE 0 34150 0 0 HEWLETT PACKARD CO. COM 428236103 1171 45725 SH SOLE 0 44825 0 900 INVESTMENT GRADE MUNI FUND COM 46131M106 1439 111265 SH SOLE 0 111265 0 0 IS - DOW JONES INTERN SELECT DIVIDEND DJ INTL SEL DIVD 464288448 977 34735 SH SOLE 0 34735 0 0 IS - RUSSELL 2000 VALUE (SMALL-CAP) RUSL 2000 VAL 464287630 1321 14666 SH SOLE 0 14666 0 0 IS - S&P GLOBAL TECHNOLOGY S&P GLB INF 464287291 460 5110 SH SOLE 0 5110 0 0 IS - INTERMEDIATE MUNICIPAL BONDS NAT AMT FREE BD 464288414 718 6550 SH SOLE 0 6550 0 0 IS - INVESTMENT GRADE CORP BONDS IBOXX INV CP ETF 464287242 3099 26692 SH SOLE 0 26517 0 175 IS - MSCI ALL COUNTRY WORLD INDEX MSCI ACWI ETF 464288257 1247 23110 SH SOLE 0 23110 0 0 IS - NASDAQ BIOTECH NASDQ BIOTEC ETF 464287556 270 890 SH SOLE 0 890 0 0 IS - RUSSELL 1000 VALUE (LARGE-CAP) RUSL 1000 VAL 464287598 929 9955 SH SOLE 0 9755 0 200 IS - RUSSELL MIDCAP GROWTH RUSL MCP GRW 464287481 1474 16632 SH SOLE 0 16632 0 0 IS - RUSSELL MIDCAP VALUE RUSL MCP VAL 464287473 2485 37047 SH SOLE 0 36797 0 250 IS - S&P GLOBAL HEALTHCARE S&P GLD HLTHCR 464287325 532 5405 SH SOLE 0 5405 0 0 IS - US FINANCIAL SECTOR U.S. FINLS ETF 464287788 356 4235 SH SOLE 0 4235 0 0 JOHNSON & JOHNSON COM 478160104 3612 38698 SH SOLE 0 38323 0 375 JP MORGAN SECURITIES COM 46625H100 3568 58522 SH SOLE 0 58022 0 500 KERYX BIOPHARMACEUTICALS COM 492515101 104 29525 SH SOLE 0 28875 0 650 KINDRED BIOSCIENCES COM 494577109 135 26050 SH SOLE 0 25150 0 900 KLA-TENCOR CORP. COM 482480100 1082 21645 SH SOLE 0 21645 0 0 KOHLS CORP COM 500255104 700 15125 SH SOLE 0 15125 0 0 LEAR CORP COM 521865204 3346 30755 SH SOLE 0 30430 0 325 LEUCADIA NATIONAL CORP COM 527288104 699 34520 SH SOLE 0 34520 0 0 LIBERTY BROADBAND - CL A COM SER A 530307107 3492 67890 SH SOLE 0 67410 0 480 LIBERTY INTERACTIVE CORP QVC QVC GP COM SER A 53071M104 2361 90015 SH SOLE 0 89140 0 875 LYNONDELL BASEEL IND NV SHS - A - N53745100 1438 17250 SH SOLE 0 16925 0 325 MACY`S INC COM 55616P104 2000 38980 SH SOLE 0 38580 0 400 MARATHON PETROLEUM CORP COM 56585A102 847 18280 SH SOLE 0 18280 0 0 MASTERCARD INC CL A 57636Q104 838 9300 SH SOLE 0 9075 0 225 MICROSOFT CORP COM 594918104 3767 85113 SH SOLE 0 84213 0 900 MONSANTO CO COM 61166W101 2250 26370 SH SOLE 0 26020 0 350 MV - AGRIBUSINESS FUND AGRIBUS ETF 57060U605 1570 34255 SH SOLE 0 34255 0 0 MV - INTERMEDIATE TERM MUNICIPALS MKTVEC INTMUETF 57060U845 1113 47110 SH SOLE 0 47110 0 0 NESTLE S.A. - ADR COM 641069406 3466 46060 SH SOLE 0 45710 0 350 NEWS CORP - CL A COM 65249B109 1795 142225 SH SOLE 0 139725 0 2500 NOVARTIS SPONSORED ADR 66987V109 2386 25962 SH SOLE 0 25962 0 0 NUVEEN DIVIDEND ADVANTAGE COM 67066V101 1211 87940 SH SOLE 0 87940 0 0 NUVEEN MUNI OPPORTUNITY F COM 67062W103 1283 97940 SH SOLE 0 97940 0 0 NUVEEN PREMIUM MUNI FUND COM 67063W102 946 69315 SH SOLE 0 69315 0 0 NUVEEN SELECT MUNI FUND COM 670973106 1514 113240 SH SOLE 0 113240 0 0 PAYPAL HOLDINGS INC COM 70450Y103 2144 69080 SH SOLE 0 68330 0 750 PBF ENERGY INC COM 69318G106 388 13760 SH SOLE 0 13760 0 0 PEPSICO INC COM 713448108 1171 12418 SH SOLE 0 12118 0 300 PHILLIPS 66 COM 718546104 450 5850 SH SOLE 0 5850 0 0 PNC BANK CORPORATION COM 693475105 1871 20970 SH SOLE 0 20970 0 0 PRECISION CASTPARTS CORPORATION COM 740189105 902 3925 SH SOLE 0 3925 0 0 PROCTER & GAMBLE CO COM 742718109 3003 41750 SH SOLE 0 41325 0 425 PS - BUYBACK ACHIEVERS DYNA BYBK ACH 73935X286 2204 50335 SH SOLE 0 50335 0 0 PS - GLOBAL AGRICULTURE P GLOBL AGRI ETF 73936Q702 201 8554 SH SOLE 0 8554 0 0 PS - GLOBAL WATER GBL WTR PORT 73936T623 444 22075 SH SOLE 0 22075 0 0 PS - WATER RESOURCES WATER RESOURCE 73935X575 933 45433 SH SOLE 0 45433 0 0 PUMA BIOTECHNOLOGY COM 74587V107 608 8063 SH SOLE 0 7988 0 75 PUTNAM HIGH INCOME SECURITIES SHS BEN INT 746779107 150 21300 SH SOLE 0 21300 0 0 QUALCOMM INC. COM 747525103 3246 60420 SH SOLE 0 59870 0 550 QUEST DIAGNOSTICS COM 74834L100 1721 27990 SH SOLE 0 27540 0 450 RENT-A-CENTER, INC COM 76009N100 335 13800 SH SOLE 0 13800 0 0 ROCKWELL AUTOMATION INC COM 773903109 2008 19790 SH SOLE 0 19565 0 225 ROYAL DUTCH SHELL PLC SPONS ADR B 780259107 3244 68316 SH SOLE 0 67841 0 475 SELECT INCOME REIT COM SH BEN INT 81618T100 390 20540 SH SOLE 0 20540 0 0 SHIRE PLC SPONSORED ADR 82481R106 2273 11075 SH SOLE 0 10950 0 125 SINCLAIR BROADCAST GROUP CL A 829226109 767 30295 SH SOLE 0 29595 0 700 SPDR - OIL SERVICES OILGAS EQUIP 78464A748 1208 67939 SH SOLE 0 67939 0 0 SPDR - GOLD TRUST GOLD SHS 78463V107 363 3400 SH SOLE 0 3400 0 0 SPDR - HIGH YIELD BONDS BRC HGH YLD BD 78464A417 2003 56183 SH SOLE 0 56183 0 0 SPDR - S&P BIOTECH S&P BIOTECH 78464A870 201 3225 SH SOLE 0 3225 0 0 SPDR - SHORT-TERM CORPORATES BARC SHT TR CP 78464A474 1582 51817 SH SOLE 0 51817 0 0 SPDR - SHORT-TERM HIGH YIELD SHT TRM HGH YLD 78468R408 3400 126203 SH SOLE 0 125853 0 350 ST. JUDE MEDICAL COM 790849103 2973 47120 SH SOLE 0 46770 0 350 STATE STREET CORP COM 857477103 723 10750 SH SOLE 0 10750 0 0 TE CONNECTIVITY LTD SHS CLASS A H84989104 2123 35440 SH SOLE 0 35440 0 0 TEGNA INC COM 87901J105 984 43940 SH SOLE 0 43040 0 900 THERAVANCE INC COM 88338T104 168 23365 SH SOLE 0 22990 0 375 TORTOISE MLP FUND INC. COM 89148B101 1633 89160 SH SOLE 0 89160 0 0 UGI CORPORATION COM 902681105 1333 38272 SH SOLE 0 37347 0 925 UNILEVER PLC SPON ADR NEW 904767704 1068 26195 SH SOLE 0 26195 0 0 UNION PACIFIC CORP COM 907818108 2665 30142 SH SOLE 0 29767 0 375 UNITEDHEALTH GROUP COM 91324P102 838 7225 SH SOLE 0 6925 0 300 VALERO ENERGY CORP COM 91913Y100 3063 50965 SH SOLE 0 50590 0 375 VERIZON COMMUNICATIONS COM 92343V104 2878 66147 SH SOLE 0 65497 0 650 VG - FTSE EMERGING MARKETS FTSE EMR MKT ETF 922042858 2541 76790 SH SOLE 0 76290 0 500 VG - FTSE EUROPE FTSE EUROPE ETF 922042874 1014 20610 SH SOLE 0 19960 0 650 VG - MEGA CAP 300 VALUE MEGA CAP VAL ETF 921910840 280 5060 SH SOLE 0 5060 0 0 VG - U.S. INTERM-TERM CORP BONDS INT-TERM CORP 92206C870 2540 29735 SH SOLE 0 29510 0 225 VG - U.S. MID-CAP VALUE MCAP VL IDXVIP 922908512 374 4490 SH SOLE 0 4490 0 0 VG - U.S. SHORT-TERM CORP BONDS SHRT TRM CORP BD 92206C409 4805 60281 SH SOLE 0 60281 0 0 VG - U.S. SMALL-CAP GROWTH SML CP GRW ETF 922908595 2520 21400 SH SOLE 0 21125 0 275 VG - U.S. SMALL-CAP VALUE SM CP VAL ETF 922908611 3013 31115 SH SOLE 0 30815 0 300 VISA INC COM 92826C839 601 8630 SH SOLE 0 8630 0 0 WAC - INFLATION LINKED OPP & INC COM 95766R104 5749 552766 SH SOLE 0 550266 0 2500 WAC - INFLATION LINKED SEC & INC COM SH BEN INT 95766Q106 4713 446687 SH SOLE 0 444187 0 2500 WALGREENS BOOTS ALLIANCE INC COM 931427108 558 6717 SH SOLE 0 6717 0 0 WELLS FARGO & CO COM 949746101 736 14340 SH SOLE 0 14340 0 0 WT - EM SMALL-CAP DIVIDEND ENG MKTS SMCP 97717W281 1487 41770 SH SOLE 0 41120 0 650 WT - EUROPE HEDGED EQUITY EUROOPE HEDGED EQ 97717X701 2081 38070 SH SOLE 0 38070 0 0 WT - INTERN SMALL-CAP DIVIDEND INTL SMCAP DIV 97717W760 780 14137 SH SOLE 0 14137 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 1316 18300 SH SOLE 0 18000 0 300