0000312955-15-000002.txt : 20150206
0000312955-15-000002.hdr.sgml : 20150206
20150206121906
ACCESSION NUMBER: 0000312955-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150206
DATE AS OF CHANGE: 20150206
EFFECTIVENESS DATE: 20150206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0000312955
IRS NUMBER: 391541077
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01245
FILM NUMBER: 15583242
BUSINESS ADDRESS:
STREET 1: 8000 EXCELSIOR DR SUITE 201
CITY: MADISON
STATE: WI
ZIP: 53717-1951
BUSINESS PHONE: 6088318018
MAIL ADDRESS:
STREET 1: 8000 EXCELSIOR DRIVE SUITE 201
CITY: MADISON
STATE: WI
ZIP: 53717-1951
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\
DATE OF NAME CHANGE: 20031119
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20011107
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 19990318
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12-31-2014
12-31-2014
NORTHERN CAPITAL MANAGEMENT LLC
8000 EXCELSIOR DRIVE SUITE 201
MADISON
WI
53717-1951
13F HOLDINGS REPORT
028-01245
N
Stephen Hawk
Managing Partner
608-831-8018
Stephen Hawk
Madison
WI
02-06-2015
0
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INFORMATION TABLE
2
13fdec31.xml
ABBOTT LABORATORIES
COM
002824100
1450
32213
SH
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0
32213
0
0
ABBVIE INC
COM
00287Y109
2459
37574
SH
SOLE
0
37574
0
0
ALLIANZ
COM
018805101
2963
178795
SH
SOLE
0
176445
0
2350
AMERICAN INTL GROUP
COM NEW
026874784
1522
27165
SH
SOLE
0
26240
0
925
APACHE CORP
COM
037411105
1186
18925
SH
SOLE
0
18285
0
640
APPLE COMPUTER INC
COM
037833100
5687
51526
SH
SOLE
0
51001
0
525
ARIAD PHARMACEUTICALS
COM
04033A100
1185
172475
SH
SOLE
0
171350
0
1125
AVERY DENNISON CORP.
COM
053611109
211
4075
SH
SOLE
0
4075
0
0
AXIS CAPITAL HOLDINGS
SHS
G0692U109
220
4300
SH
SOLE
0
4300
0
0
BANK OF AMERICA CORP.
COM
060505104
3791
211907
SH
SOLE
0
208857
0
3050
BIOMED REALTY TRUST INC
COM
09063H107
1253
58190
SH
SOLE
0
58190
0
0
BP PLC
SPONSORED ADR
055622104
3198
83891
SH
SOLE
0
82741
0
1150
BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
3593
71668
SH
SOLE
0
71018
0
650
CALIFORNIA RESOURCES CORP
COM
13057Q107
72
13041
SH
SOLE
0
12821
0
220
CALPINE CORP
COM
131347304
714
32275
SH
SOLE
0
30675
0
1600
CAPITOL ONE FINANCIAL CORP.
COM
14040H105
2577
31214
SH
SOLE
0
30739
0
475
CBRE GROUP INC
COM
12504L109
728
21250
SH
SOLE
0
20150
0
1100
CELGENE CORP
COM
151020104
1016
9080
SH
SOLE
0
8905
0
175
CENTRAL FUND - GOLD & SILVER
CL A
153501101
234
20175
SH
SOLE
0
20175
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
2616
9600
SH
SOLE
0
9600
0
0
CHEVRON CORP
COM
166764100
278
2475
SH
SOLE
0
2475
0
0
CITIGROUP INC
COM NEW
172967424
3296
60905
SH
SOLE
0
59930
0
975
COMCAST CORP
COM
20030N101
1841
31732
SH
SOLE
0
31732
0
0
COMMUNITY HEALTH SYSTEMS
COM
203668108
982
18205
SH
SOLE
0
17530
0
675
CONSTELLATION BRANDS INC
COM
21036P108
294
2990
SH
SOLE
0
2990
0
0
CVR ENERGY INC
COM
12662P108
318
8220
SH
SOLE
0
8220
0
0
CVS HEALTH CORP
COM
126650100
3776
39207
SH
SOLE
0
38782
0
425
DEUTSCHE TELEKOM AG ADS
COM
251566105
302
19000
SH
SOLE
0
19000
0
0
DIAGEO PLC
SPON ADR NEW
25243Q205
2497
21890
SH
SOLE
0
21890
0
0
DIRECTV - CL A
COM
25490A309
2848
32850
SH
SOLE
0
32325
0
525
DRX - ALL CAP INSIDER SENTIMENT
COM
25459Y769
234
3385
SH
SOLE
0
3385
0
0
EBAY INC.
COM
278642103
3919
69840
SH
SOLE
0
68740
0
1100
EMC CORP
COM
268648102
3665
123218
SH
SOLE
0
121443
0
1775
EOG RESOURCES INC
COM
26875P101
478
5195
SH
SOLE
0
5020
0
175
EXXON MOBIL
COM
30231G102
1106
11962
SH
SOLE
0
11962
0
0
FEDERAL EXPRESS
COM
31428X106
1897
10925
SH
SOLE
0
10735
0
190
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
2032
23085
SH
SOLE
0
23085
0
0
FIDELITY NATIONAL INFORMATION SERVICES
COM
31620M106
477
7676
SH
SOLE
0
7676
0
0
FREEPORT-MCMORAN INC
COM
35671D857
760
32515
SH
SOLE
0
31715
0
800
GANNETT CO.
COM
364730101
936
29300
SH
SOLE
0
27925
0
1375
GH - SABRIENT INSIDER BUYING
GUGG INSDR SENT
18383M209
924
18830
SH
SOLE
0
18830
0
0
GH - ZACKS YIELD HOGS
GUG MULTI ASSET
18383M506
226
10095
SH
SOLE
0
10095
0
0
GILEAD SCIENCES INC
COM
375558103
336
3565
SH
SOLE
0
3415
0
150
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
216
5059
SH
SOLE
0
5059
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1382
7130
SH
SOLE
0
6830
0
300
GOLUB CAPITAL BDC INC.
COM
38173M102
221
12338
SH
SOLE
0
12338
0
0
GOVERNMENT PROPERTIES INC
COM SHS BEN INT
38376A103
2459
106865
SH
SOLE
0
106865
0
0
GRUPO TELEVISA S.A. (ADS)
SPON ADR REP ORD
40049J206
448
13150
SH
SOLE
0
13150
0
0
GX - GURU INDEX
GLB X GURU INDEX
37950E341
280
10690
SH
SOLE
0
10690
0
0
HEALTH CARE TRUST OF AMER
CL A
42225P501
1157
42934
SH
SOLE
0
42934
0
0
HELMERICH & PAYNE
COM
423452101
1356
20109
SH
SOLE
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19659
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450
HERCULES TECHNOLOGY GROWTH
COM
427096508
1187
79740
SH
SOLE
0
79740
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HEXCEL CORP
COM
428291108
956
23035
SH
SOLE
0
21960
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1075
INTRA-CELLULAR THERAPIES
COM
46116X101
215
12175
SH
SOLE
0
11600
0
575
IP - BLOOMBERG GRAINS INDEX
ETN DJUBS GRNS37
06739H305
293
7580
SH
SOLE
0
7580
0
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IS - DOW JONES INTERN SELECT DIVIDEND
DJ INTL SEL DIVD
464288448
316
9365
SH
SOLE
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9365
0
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IS - RUSSELL 2000 VALUE (SMALL-CAP)
RUSL 2000 VAL
464287630
2142
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SH
SOLE
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IS - S&P GLOBAL TECHNOLOGY
S&P GLB INF
464287291
508
5350
SH
SOLE
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5350
0
0
IS - NASDAQ BIOTECH
NASDQ BIOTEC ETF
464287556
270
890
SH
SOLE
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890
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0
IS - RUSSELL 1000 VALUE (LARGE-CAP)
RUSL 1000 VAL
464287598
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16991
SH
SOLE
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1400
IS - RUSSELL MIDCAP GROWTH
RUSL MCP GRW
464287481
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17943
SH
SOLE
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IS - RUSSELL MIDCAP VALUE
RUSL MCP VAL
464287473
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SH
SOLE
0
43294
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IS - S&P GLOBAL ENERGY
GLOBAL ENERG ETF
464287341
1245
33485
SH
SOLE
0
33485
0
0
IS - S&P GLOBAL HEALTHCARE
S&P GLD HLTHCR
464287325
564
5665
SH
SOLE
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IS - S&P GLOBAL INFRASTRUCTURE
S&P GBL INFRA
464288372
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SH
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US PFD STK IX
464288687
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19550
SH
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19550
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U.S. FINLS ETF
464287788
267
2960
SH
SOLE
0
2960
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JOHNSON & JOHNSON
COM
478160104
2034
19447
SH
SOLE
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19447
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JOY GLOBAL INC
COM
481165108
202
4340
SH
SOLE
0
4340
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0
JP MORGAN SECURITIES
COM
46625H100
3661
58502
SH
SOLE
0
57627
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875
KINDER MORGAN, INC.
COM
49456B101
247
5836
SH
SOLE
0
5836
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0
KINDRED BIOSCIENCES
COM
494577109
142
19000
SH
SOLE
0
17850
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1150
KLA-TENCOR CORP.
COM
482480100
1490
21190
SH
SOLE
0
21190
0
0
KOHLS CORP
COM
500255104
1400
22930
SH
SOLE
0
22930
0
0
L-3 COMMUNICATIONS HOLDINGS
COM
502424104
658
5215
SH
SOLE
0
4890
0
325
LEAR CORP
COM
521865204
3127
31885
SH
SOLE
0
31435
0
450
LEUCADIA NATIONAL CORP
COM
527288104
2347
104695
SH
SOLE
0
103020
0
1675
LIBERTY BROADBAND - CL A
COM SER A
530307107
1533
30606
SH
SOLE
0
29926
0
680
LIBERTY MEDIA CORP - CL A
CL A
531229102
2156
61130
SH
SOLE
0
61130
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0
LIBERTY MEDIA INTERACTIVE
INT COM SER A
53071M104
2447
83190
SH
SOLE
0
81990
0
1200
LIBERTY VENTURES - SER A
LBT VENT COM A
53071M880
1077
28554
SH
SOLE
0
27614
0
940
LYNONDELL BASEEL IND NV
SHS - A -
N53745100
1253
15785
SH
SOLE
0
15410
0
375
MARATHON OIL CORP
COM
565849106
566
19993
SH
SOLE
0
19993
0
0
MARATHON PETROLEUM CORP
COM
56585A102
919
10178
SH
SOLE
0
10178
0
0
MASTERCARD INC
CL A
57636Q104
944
10955
SH
SOLE
0
10455
0
500
MEDTRONIC INC
COM
585055106
3959
54827
SH
SOLE
0
54077
0
750
MERCK & CO INC
COM
58933Y105
1193
21015
SH
SOLE
0
20290
0
725
MICRON TECHNOLOGY INC
COM
595112103
738
21075
SH
SOLE
0
20075
0
1000
MICROSOFT CORP
COM
594918104
3898
83928
SH
SOLE
0
82578
0
1350
NATIONAL OILWELL VARCO
COM
637071101
1060
16180
SH
SOLE
0
15655
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525
NESTLE S.A. - ADR
COM
641069406
3363
46105
SH
SOLE
0
45570
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535
NOVARTIS
SPONSORED ADR
66987V109
2463
26584
SH
SOLE
0
26584
0
0
NOW INC
COM
67011P100
2056
79919
SH
SOLE
0
78313
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1606
OCCIDENTAL PETRO.
COM
674599105
2107
26143
SH
SOLE
0
25593
0
550
PARKER HANNIFIN CORP
COM
701094104
994
7710
SH
SOLE
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7385
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325
PARTNER RE LTD.
COM
G6852T105
224
1960
SH
SOLE
0
1960
0
0
PENNANTPARK INVESTMENT CO
COM
708062104
119
12508
SH
SOLE
0
12508
0
0
PEPSICO INC
COM
713448108
1009
10668
SH
SOLE
0
10218
0
450
PHILLIPS 66
COM
718546104
426
5935
SH
SOLE
0
5935
0
0
PNC BANK CORPORATION
COM
693475105
2118
23220
SH
SOLE
0
23220
0
0
PRECISION CASTPARTS CORPORATION
COM
740189105
873
3625
SH
SOLE
0
3625
0
0
PROCTER & GAMBLE CO
COM
742718109
818
8985
SH
SOLE
0
8985
0
0
PS - BUYBACK ACHIEVERS
DYNA BYBK ACH
73935X286
1946
40490
SH
SOLE
0
40490
0
0
PS - GLOBAL AGRICULTURE P
GLOBL AGRI ETF
73936Q702
372
12714
SH
SOLE
0
12714
0
0
PS - GLOBAL WATER
GBL WTR PORT
73936T623
523
22800
SH
SOLE
0
22800
0
0
PS - S&P SMALL-CAP ENERGY
S&P SMCP ENE
73937B704
260
8745
SH
SOLE
0
8745
0
0
PS - WATER RESOURCES
WATER RESOURCE
73935X575
1186
46048
SH
SOLE
0
46048
0
0
QUALCOMM INC.
COM
747525103
3599
48420
SH
SOLE
0
47895
0
525
QUEST DIAGNOSTICS
COM
74834L100
1952
29115
SH
SOLE
0
28440
0
675
REPUBLIC SERVICES INC.
COM
760759100
1800
44720
SH
SOLE
0
44720
0
0
ROCKWELL AUTOMATION INC
COM
773903109
2276
20470
SH
SOLE
0
20145
0
325
ROGERS COMMUNICATIONS INC
CL B NEW
775109200
428
11015
SH
SOLE
0
11015
0
0
SANDISK CORP
COM
80004C101
3132
31965
SH
SOLE
0
31640
0
325
SHIRE PLC
SPONSORED ADR
82481R106
974
4585
SH
SOLE
0
4360
0
225
SPDR - OIL SERVICES
OILGAS EQUIP
78464A748
1020
36174
SH
SOLE
0
36174
0
0
SPDR - GOLD TRUST
GOLD SHS
78463V107
965
8500
SH
SOLE
0
8500
0
0
SPDR - S&P BIOTECH
S&P BIOTECH
78464A870
206
1105
SH
SOLE
0
1105
0
0
STATE STREET CORP
COM
857477103
875
11145
SH
SOLE
0
11145
0
0
SYMANTEC CORP.
COM
871503108
1899
74004
SH
SOLE
0
72629
0
1375
SYNERON MEDICAL LTD
ORD SHS
M87245102
211
22575
SH
SOLE
0
21550
0
1025
TE CONNECTIVITY LTD
SHS CLASS A
H84989104
3301
52190
SH
SOLE
0
51490
0
700
UGI CORPORATION
COM
902681105
423
11133
SH
SOLE
0
11133
0
0
UNILEVER PLC
SPON ADR NEW
904767704
3643
89990
SH
SOLE
0
88715
0
1275
UNION PACIFIC CORP
COM
907818108
3083
25882
SH
SOLE
0
25457
0
425
UNITEDHEALTH GROUP
COM
91324P102
864
8550
SH
SOLE
0
7975
0
575
VALERO ENERGY CORP
COM
91913Y100
2771
55980
SH
SOLE
0
55180
0
800
VANGUARD ENERGY ETF
ENERGY ETF
92204A306
244
2190
SH
SOLE
0
2190
0
0
VENTAS INC. - REIT
COM
92276F100
542
7560
SH
SOLE
0
7560
0
0
VERIZON COMMUNICATIONS
COM
92343V104
3673
78520
SH
SOLE
0
77570
0
950
VG - ALL-WORLD EX-US SMALL-CAP
FTSE SMCAP ETF
922042718
366
3835
SH
SOLE
0
3835
0
0
VG - FTSE EMERGING MARKETS
FTSE EMR MKT ETF
922042858
1959
48950
SH
SOLE
0
48050
0
900
VG - FTSE PACIFIC
MEGA CAP GRO ETF
922042866
360
6325
SH
SOLE
0
6325
0
0
VG - U.S. SMALL-CAP VALUE
SM CP VAL ETF
922908611
231
2185
SH
SOLE
0
2185
0
0
VISA INC
COM
92826C839
701
2675
SH
SOLE
0
2675
0
0
WALGREEN CO
COM
931422109
226
2967
SH
SOLE
0
2967
0
0
WELLS FARGO & CO
COM
949746101
1789
32640
SH
SOLE
0
31715
0
925
WT - EM SMALL-CAP DIVIDEND
ENG MKTS SMCP
97717W281
2120
49109
SH
SOLE
0
48309
0
800
WT - EUROPE HEDGED EQUITY
EUROPE HEDGED EQ
97717X701
3876
69690
SH
SOLE
0
68690
0
1000
WT - INTERN SMALL-CAP DIVIDEND
INTL SMCAP DIV
97717W760
395
7112
SH
SOLE
0
7112
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
1451
16923
SH
SOLE
0
16323
0
600