Managing Partner

0000312955-14-000005.txt : 20140507 0000312955-14-000005.hdr.sgml : 20140507 20140507121010 ACCESSION NUMBER: 0000312955-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140507 DATE AS OF CHANGE: 20140507 EFFECTIVENESS DATE: 20140507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\ CENTRAL INDEX KEY: 0000312955 IRS NUMBER: 391541077 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01245 FILM NUMBER: 14819708 BUSINESS ADDRESS: STREET 1: 8000 EXCELSIOR DR SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 BUSINESS PHONE: 6088318018 MAIL ADDRESS: STREET 1: 8000 EXCELSIOR DRIVE SUITE 201 STREET 2: SUITE 300 CITY: MADISON STATE: WI ZIP: 53717-1951 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20011107 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990318 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000312955 XXXXXXXX 03-31-2014 03-31-2014 NORTHERN CAPITAL MANAGEMENT LLC\WI\

8000 EXCELSIOR DRIVE SUITE 201 SUITE 300 MADISON WI 53717-1951

13F HOLDINGS REPORT 028-01245 N Stephen Hawk Managing Partner 608-831-8018 Stephen Hawk Madison WI 05-07-2014 0 148 200671 false INFORMATION TABLE 2 13f0314.xml ABBOTT LABORATORIES COM 2824100 1446 37536 SH SOLE 0 37536 0 0 ABBVIE INC COM 00287Y109 3245 63131 SH SOLE 0 61981 0 1150 ACCENTURE PLC - CL A SHS Class A G1151C101 1527 19150 SH SOLE 0 18825 0 325 AES CORPORATION COM 00130H105 2900 203065 SH SOLE 0 200190 0 2875 AFP PROVIDA SPONSORED ADR 00709P108 583 6555 SH SOLE 0 6555 0 0 AMERICAN INTL GROUP COM NEW 26874784 1338 26750 SH SOLE 0 25750 0 1000 ANADARKO PETROLEUM COM 32511107 713 8410 SH SOLE 0 8085 0 325 ANNALY CAPITAL MANAGEMENT INC COM 35710409 175 15950 SH SOLE 0 15950 0 0 APACHE CORP COM 37411105 897 10812 SH SOLE 0 10437 0 375 APPLE COMPUTER INC COM 37833100 4825 8989 SH SOLE 0 8844 0 145 ARIAD PHARMACEUTICALS COM 04033A100 102 12600 SH SOLE 0 11850 0 750 ARROW ELECTRONICS INC COM 42735100 426 7175 SH SOLE 0 6950 0 225 ASTRA-ZENECA PLS ADS SPONSORED ADR 46353108 356 5490 SH SOLE 0 5490 0 0 AT & T INC COM 00206R102 611 17414 SH SOLE 0 17414 0 0 AUTOLIV INC COM 52800109 219 2185 SH SOLE 0 2185 0 0 AVERY DENNISON CORP. COM 53611109 212 4175 SH SOLE 0 4175 0 0 AVNET INC. COM 53807103 2462 52915 SH SOLE 0 51890 0 1025 BANK OF MONTREAL COM 63671101 203 3022 SH SOLE 0 3022 0 0 BIOMED REALTY TRUST INC COM 09063H107 1239 60490 SH SOLE 0 60490 0 0 BP PLC SPONSORED ADR 55622104 3590 74629 SH SOLE 0 73754 0 875 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 3000 73430 SH SOLE 0 72780 0 650 BURGER KING WORLDWIDE INC COM 121220107 554 20880 SH SOLE 0 20880 0 0 CABOT OIL & GAS CORP. COM 127097103 434 12815 SH SOLE 0 12155 0 660 CAPITOL ONE FINANCIAL CORP. COM 14040H105 2527 32752 SH SOLE 0 32152 0 600 CELGENE CORP COM 151020104 434 3110 SH SOLE 0 2985 0 125 CF INDUSTRIES HOLDINGS INC COM 125269100 2780 10665 SH SOLE 0 10665 0 0 CHECK POINT SOFTWARE TECH COM M22465104 1996 29520 SH SOLE 0 28845 0 675 CHEVRON CORP COM 166764100 306 2573 SH SOLE 0 2573 0 0 CISCO SYSTEMS INC COM 17275R102 3491 155738 SH SOLE 0 153238 0 2500 CITIGROUP INC COM NEW 172967424 2530 53150 SH SOLE 0 52175 0 975 COMCAST CORP COM 20030N101 1561 31205 SH SOLE 0 31205 0 0 CONSTELLATION BRANDS INC COM 21036P108 258 3040 SH SOLE 0 3040 0 0 CVR ENERGY INC COM 12662P108 347 8220 SH SOLE 0 8220 0 0 CVS CAREMARK CORP COM 126650100 3015 40276 SH SOLE 0 39851 0 425 DELPHI AUTOMOTIVE PLC SHS G27823106 899 13245 SH SOLE 0 12545 0 700 DEUTSCHE TELEKOM AG ADS COM 251566105 339 20925 SH SOLE 0 20925 0 0 DIRECTV - CL A COM 25490A309 2695 35270 SH SOLE 0 34745 0 525 EBAY INC. COM 278642103 2342 42405 SH SOLE 0 41830 0 575 EMC CORP COM 268648102 2904 105964 SH SOLE 0 105189 0 775 EMERSON ELECTRIC CO COM 291011104 296 4435 SH SOLE 0 4435 0 0 ENERGIZER HOLDINGS, INC COM 29266R108 826 8200 SH SOLE 0 7775 0 425 ENSCO INTERNATIONAL PLC SHS Class A G3157S106 1582 29980 SH SOLE 0 29980 0 0 EOG RESOURCES INC COM 26875P101 416 2120 SH SOLE 0 2020 0 100 EXXON MOBIL COM 30231G102 1961 20077 SH SOLE 0 20077 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 2331 24995 SH SOLE 0 24995 0 0 FIDELITY NATIONAL INFORMATION SERVICES COM 31620M106 697 13034 SH SOLE 0 13034 0 0 FIFTH STREET FINANCE CORP COM 31678A103 101 10664 SH SOLE 0 10664 0 0 FREEPORT-MCMORAN COPPER & GOLD INC COM 35671D857 1005 30390 SH SOLE 0 29140 0 1250 GENERAL MOTORS COM 37045V100 2387 69350 SH SOLE 0 68150 0 1200 GH - SABRIENT INSIDER BUYING GUGG INSDR SENT 18383M209 692 14520 SH SOLE 0 14520 0 0 GH - ZACKS YIELD HOGS GUG MULTI ASSET 18383M506 256 10195 SH SOLE 0 10195 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1039 6340 SH SOLE 0 6040 0 300 GOVERNMENT PROPERTIES INC COM SHS BEN INT 38376A103 325 12895 SH SOLE 0 12895 0 0 GRUPO TELEVISA S.A. (ADS) SPON ADR REP ORD 40049J206 483 14500 SH SOLE 0 14500 0 0 HEALTH CARE TRUST OF AMER CL A 42225P105 1027 90200 SH SOLE 0 90200 0 0 HELMERICH & PAYNE COM 423452101 1472 13681 SH SOLE 0 13681 0 0 HOLLY FRONTIER CORP COM 436106108 3487 73295 SH SOLE 0 72145 0 1150 HOLOGIC INC COM 436440101 239 11100 SH SOLE 0 10475 0 625 INTL BUSINESS MACH. COM 459200101 208 1080 SH SOLE 0 1080 0 0 IS - DOW JONES INTERN SELECT DIVIDEND DJ INTL SEL DIVD 464288448 221 5720 SH SOLE 0 5720 0 0 IS - RUSSELL 2000 VALUE (SMALL-CAP) RUSL 2000 VAL 464287630 2282 22631 SH SOLE 0 22331 0 300 IS - S&P GLOBAL TECHNOLOGY S&P GBL INF 464287291 445 5270 SH SOLE 0 5270 0 0 IS - NASDAQ BIOTECH NASDQ BIOTEC ETF 464287556 234 990 SH SOLE 0 990 0 0 IS - RUSSELL 1000 VALUE (LARGE-CAP) RUSL 1000 VAL 464287598 1729 17921 SH SOLE 0 16521 0 1400 IS - RUSSELL MIDCAP GROWTH RUSL MCP GRW 464287481 1639 19098 SH SOLE 0 19098 0 0 IS - RUSSELL MIDCAP VALUE RUSL MCP VAL 464287473 3329 48442 SH SOLE 0 46492 0 1950 IS - S&P GLOBAL ENERGY GLOBAL ENERG ETF 464287341 560 12785 SH SOLE 0 12785 0 0 IS - S&P GLOBAL HEALTHCARE S&P GBL HLTHCR 464287325 602 6610 SH SOLE 0 6610 0 0 IS - S&P GLOBAL INFRASTRUCTURE S&P GBL INFRA 464288372 274 6590 SH SOLE 0 6590 0 0 IS - S&P GLOBAL TIMBER S&P GTFIDX ETF 464288174 2163 41755 SH SOLE 0 41755 0 0 IS - S&P US PREFERREDS US PFD STK IX 464288687 1162 29760 SH SOLE 0 29760 0 0 JOHNSON & JOHNSON COM 478160104 2155 21942 SH SOLE 0 21942 0 0 JOY GLOBAL INC COM 481165108 269 4640 SH SOLE 0 4640 0 0 JP MORGAN SECURITIES COM 46625H100 3278 53990 SH SOLE 0 53140 0 850 KINDER MORGAN, INC. COM 49456B101 206 6335 SH SOLE 0 6335 0 0 KLA-TENCOR CORP. COM 482480100 1636 23665 SH SOLE 0 23665 0 0 L-3 COMMUNICATIONS HOLDINGS COM 502424104 569 4820 SH SOLE 0 4495 0 325 LEAR CORP COM 521865204 2082 24866 SH SOLE 0 24866 0 0 LEUCADIA NATIONAL CORP COM 527288104 2756 98415 SH SOLE 0 97015 0 1400 LIBERTY MEDIA INTERACTIVE INT COM SER A 53071M104 2219 76845 SH SOLE 0 75595 0 1250 LYNONDELL BASEEL IND NV SHS - A - N53745100 1007 11325 SH SOLE 0 10800 0 525 MARATHON OIL CORP COM 565849106 742 20888 SH SOLE 0 20888 0 0 MARATHON PETROLEUM CORP COM 56585A102 924 10614 SH SOLE 0 10614 0 0 MARVEL TECHNOLOGY GROUP COM G5876H105 186 11825 SH SOLE 0 11825 0 0 MEDIVATION INC COM 58501N101 217 3375 SH SOLE 0 3185 0 190 MEDTRONIC INC COM 585055106 2729 44342 SH SOLE 0 43617 0 725 MERCK & CO INC COM 58933Y105 303 5341 SH SOLE 0 5341 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 207 4325 SH SOLE 0 4325 0 0 MICROSOFT CORP COM 594918104 3552 86653 SH SOLE 0 85303 0 1350 MV - INDIA SMALL CAP INDEX INDIA SMALL CP 57061R551 547 15215 SH SOLE 0 14415 0 800 NASDAQ OMX GROUP COM 631103108 611 16545 SH SOLE 0 16545 0 0 NATIONAL OILWELL VARCO COM 637071101 1178 15130 SH SOLE 0 14755 0 375 NESTLE S.A. - ADR COM 641069406 3312 44025 SH SOLE 0 43465 0 560 NOVARTIS SPONSORED ADR 66987V109 2730 32112 SH SOLE 0 32112 0 0 OCCIDENTAL PETRO. COM 674599105 3241 34015 SH SOLE 0 33540 0 475 PARKER HANNIFIN CORP COM 701094104 863 7210 SH SOLE 0 6885 0 325 PARTNER RE LTD. COM G6852T105 208 2010 SH SOLE 0 2010 0 0 PEPSICO INC COM 713448108 1021 12233 SH SOLE 0 11783 0 450 PFIZER INC COM 717081103 1490 46384 SH SOLE 0 44659 0 1725 PHILLIPS 66 COM 718546104 565 7330 SH SOLE 0 7330 0 0 PNC BANK CORPORATION COM 693475105 2766 31790 SH SOLE 0 31215 0 575 PRECISION CASTPARTS CORPORATION COM 740189105 992 3925 SH SOLE 0 3925 0 0 PROCTER & GAMBLE CO COM 742718109 823 10216 SH SOLE 0 10216 0 0 PROSPECT CAPITAL CORP COM 74348T102 278 25725 SH SOLE 0 25725 0 0 PS - BUYBACK ACHIEVERS DYNA BYBK ACH 73935X286 1765 40545 SH SOLE 0 40545 0 0 PS - GLOBAL WATER GBL WTR PORT 73936T623 567 23330 SH SOLE 0 23330 0 0 PS - S&P SMALL-CAP ENERGY S&P SMCP ENE 73937B704 838 16295 SH SOLE 0 16295 0 0 PS - SHORT RUSSELL 2000 PSHS SHRT S&P500 74347R826 1206 73000 SH SOLE 0 73000 0 0 PS - WATER RESOURCES WATER RESOURCE 73935X575 1304 48864 SH SOLE 0 48864 0 0 QUALCOMM INC. COM 747525103 2947 37370 SH SOLE 0 37370 0 0 REPUBLIC SERVICES INC. COM 760759100 1607 47045 SH SOLE 0 47045 0 0 ROCKWELL AUTOMATION INC COM 773903109 2352 18880 SH SOLE 0 18555 0 325 ROGERS COMMUNICATIONS INC CL B NEW 775109200 524 12640 SH SOLE 0 12640 0 0 ROYAL DUTCH SHELL ADR SPONS ADR A 780259206 437 5975 SH SOLE 0 5975 0 0 SANDISK CORP COM 80004C101 3006 37030 SH SOLE 0 36455 0 575 SCHLUMBERGER LIMITED COM 806857108 639 6550 SH SOLE 0 6225 0 325 SPDR - OIL SERVICES OILGAS EQUIP 78464A748 258 5625 SH SOLE 0 5625 0 0 SPDR - GOLD TRUST GOLD SHS 78463V107 337 2725 SH SOLE 0 2725 0 0 STATE STREET CORP COM 857477103 868 12485 SH SOLE 0 12485 0 0 SYMANTEC CORP. COM 871503108 1522 76233 SH SOLE 0 75083 0 1150 TARGET CORPORATION COM 87612E106 2601 42990 SH SOLE 0 42615 0 375 TE CONNECTIVITY LTD SHS Class A H84989104 3648 60582 SH SOLE 0 59832 0 750 THERAVANCE INC COM 88338T104 207 6690 SH SOLE 0 6315 0 375 TRANSOCEAN LTD REG SHS H8817H100 2485 60107 SH SOLE 0 59082 0 1025 TRONOX LTD SHS CL A Q9235V101 221 9300 SH SOLE 0 9300 0 0 TRW AUTOMOTIVE HOLDINGS CORP COM 87264S106 1438 17617 SH SOLE 0 17092 0 525 UGI CORPORATION COM 902681105 822 18025 SH SOLE 0 17400 0 625 UNILEVER PLC SPON ADR NEW 904767704 3606 84285 SH SOLE 0 82935 0 1350 UNION PACIFIC CORP COM 907818108 2455 13081 SH SOLE 0 12831 0 250 UNITEDHEALTH GROUP COM 91324P102 701 8550 SH SOLE 0 7975 0 575 VANGUARD ENERGY ETF ENERGY ETF 92204A306 422 3290 SH SOLE 0 3290 0 0 VENTAS INC. - REIT COM 92276F100 1001 16520 SH SOLE 0 16045 0 475 VERIZON COMMUNICATIONS COM 92343V104 3658 76899 SH SOLE 0 75683 0 1217 VG - ALL-WORLD EX-US SMALL-CAP FTSE SMCAP ETF 922042718 549 5135 SH SOLE 0 5135 0 0 VG - FTSE EMERGING MARKETS FTSE EMR MKT ETF 922042858 2259 55665 SH SOLE 0 54390 0 1275 VG - FTSE EUROPE FTSE EUROPE ETF 922042874 913 15485 SH SOLE 0 14785 0 700 VG - FTSE PACIFIC MEGA CAP GRO ETF 922042866 435 7355 SH SOLE 0 7355 0 0 VG - U.S. SMALL-CAP VALUE SM CP VAL ETF 922908611 207 2060 SH SOLE 0 2060 0 0 VIACOM INC. CL A 92553P201 569 6695 SH SOLE 0 6345 0 350 VISA INC COM 92826C839 654 3030 SH SOLE 0 3030 0 0 VODAFONE GROUP PLC SPONS ADR NEW 92857W308 1747 47466 SH SOLE 0 47016 0 450 WALGREEN CO COM 931422109 455 6884 SH SOLE 0 6884 0 0 WELLS FARGO & CO COM 949746101 1556 31285 SH SOLE 0 30335 0 950 WT - EM SMALL-CAP DIVIDEND ENG MKTS SMCP 97717W281 2900 62229 SH SOLE 0 61429 0 800 WT - INTERN SMALL-CAP DIVIDEND INTL SMCAP DIV 97717W760 343 5275 SH SOLE 0 5275 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 851 11623 SH SOLE 0 11198 0 425 WYNN RESORTS LTD COM 983134107 435 1960 SH SOLE 0 1960 0 0 ZIMMER HOLDINGS COM 98956P102 2743 29000 SH SOLE 0 28625 0 375