0000312955-14-000002.txt : 20140207
0000312955-14-000002.hdr.sgml : 20140207
20140207120310
ACCESSION NUMBER: 0000312955-14-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140207
DATE AS OF CHANGE: 20140207
EFFECTIVENESS DATE: 20140207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\
CENTRAL INDEX KEY: 0000312955
IRS NUMBER: 391541077
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01245
FILM NUMBER: 14582880
BUSINESS ADDRESS:
STREET 1: 8000 EXCELSIOR DR SUITE 201
CITY: MADISON
STATE: WI
ZIP: 53717-1951
BUSINESS PHONE: 6088318018
MAIL ADDRESS:
STREET 1: 8000 EXCELSIOR DRIVE SUITE 201
STREET 2: SUITE 300
CITY: MADISON
STATE: WI
ZIP: 53717-1951
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20011107
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC
DATE OF NAME CHANGE: 19990318
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NORTHERN CAPITAL MANAGEMENT LLC\WI\
8000 EXCELSIOR DRIVE SUITE 201
SUITE 300
MADISON
WI
53717-1951
13F HOLDINGS REPORT
028-01245
N
Stephen Hawk
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608-831-8018
Stephen Hawk
Madison
WI
02-07-2014
0
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INFORMATION TABLE
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13F123113.xml
3M CO.
COM
88579Y101
399
2845
SH
SOLE
0
2670
0
175
ABBOTT LABORATORIES
COM
2824100
1513
39486
SH
SOLE
0
39486
0
0
ABBVIE INC
COM
00287Y109
2993
56671
SH
SOLE
0
55521
0
1150
ACCENTURE PLC - CL A
SHS Class A
G1151C101
1794
21825
SH
SOLE
0
21275
0
550
AES CORPORATION
COM
00130H105
2964
204265
SH
SOLE
0
201440
0
2825
AMERICAN INTL GROUP
COM
26874784
1045
20475
SH
SOLE
0
19475
0
1000
ANNALY CAPITAL MANAGEMENT INC
COM
35710409
147
14750
SH
SOLE
0
14750
0
0
APPLE COMPUTER INC
COM
37833100
4401
7844
SH
SOLE
0
7739
0
105
ASTRA-ZENECA PLS ADS
SPONSORED ADR
46353108
336
5665
SH
SOLE
0
5665
0
0
AT & T INC
COM
00206R102
487
13864
SH
SOLE
0
13864
0
0
AUTOLIV INC
COM
52800109
201
2185
SH
SOLE
0
2185
0
0
AVERY DENNISON CORP.
COM
53611109
210
4175
SH
SOLE
0
4175
0
0
AVNET INC.
COM
53807103
2293
51990
SH
SOLE
0
51040
0
950
BIOMED REALTY TRUST INC
COM
09063H107
981
54140
SH
SOLE
0
54140
0
0
BLACKROCK INC.
COM
09247X101
1017
3215
SH
SOLE
0
3215
0
0
BOEING CORP
COM
97023105
590
4325
SH
SOLE
0
4025
0
300
BP PLC
SPONSORED ADR
55622104
3627
74614
SH
SOLE
0
73839
0
775
BROOKFIELD ASSET MANAGEMENT INC
CL A LTD VT SH
112585104
2981
76775
SH
SOLE
0
75725
0
1050
BURGER KING WORLDWIDE INC
COM
121220107
485
21230
SH
SOLE
0
21230
0
0
CA INC.
COM
12673P105
665
19753
SH
SOLE
0
19753
0
0
CABOT OIL & GAS CORP.
COM
127097103
340
8760
SH
SOLE
0
8235
0
525
CAPITOL ONE FINANCIAL CORP.
COM
14040H105
2482
32402
SH
SOLE
0
31802
0
600
CF INDUSTRIES HOLDINGS INC
COM
125269100
3082
13225
SH
SOLE
0
13085
0
140
CHECK POINT SOFTWARE TECH
COM
M22465104
1870
28985
SH
SOLE
0
28360
0
625
CHEVRON CORP
COM
166764100
283
2263
SH
SOLE
0
2263
0
0
CISCO SYSTEMS INC
COM
17275R102
3410
152038
SH
SOLE
0
149538
0
2500
CITIGROUP INC
COM NEW
172967424
2582
49555
SH
SOLE
0
48580
0
975
COMCAST CORP
COM
20030N101
1629
31340
SH
SOLE
0
31340
0
0
COMPANHIA DE BEBIDAS DAS AME
SPON ADR PFD
02319V103
1362
185275
SH
SOLE
0
185275
0
0
CONSTELLATION BRANDS INC
COM
21036P108
253
3590
SH
SOLE
0
3590
0
0
CVR ENERGY INC
COM
12662P108
235
5400
SH
SOLE
0
5400
0
0
CVS CAREMARK CORP
COM
126650100
2906
40601
SH
SOLE
0
40176
0
425
DELPHI AUTOMOTIVE PLC
SHS
G27823106
813
13520
SH
SOLE
0
12820
0
700
DEUTSCHE TELEKOM AG ADS
COM
251566105
360
20850
SH
SOLE
0
20850
0
0
DIRECTV - CL A
COM
25490A309
2491
36065
SH
SOLE
0
35415
0
650
DUFF & PHELPS UTILS INCOME INC. COM
COM
23325P104
113
12000
SH
SOLE
0
12000
0
0
EBAY INC.
COM
278642103
484
8815
SH
SOLE
0
8290
0
525
EMC CORP
COM
268648102
2277
90539
SH
SOLE
0
90539
0
0
EMERSON ELECTRIC CO
COM
291011104
307
4370
SH
SOLE
0
4370
0
0
ENERGIZER HOLDINGS, INC
COM
29266R108
820
7575
SH
SOLE
0
7150
0
425
ENSCO INTERNATIONAL PLC
SHS Class A
G3157S106
2499
43705
SH
SOLE
0
42955
0
750
EOG RESOURCES INC
COM
26875P101
347
2070
SH
SOLE
0
1945
0
125
EXXON MOBIL
COM
30231G102
3011
29749
SH
SOLE
0
29224
0
525
FIDELITY NATIONAL INFORMATION SERVICES
COM
31620M106
675
12570
SH
SOLE
0
12570
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
97
10489
SH
SOLE
0
10489
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0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
2489
25435
SH
SOLE
0
25435
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GENERAL MOTORS
COM
37045V100
1243
30425
SH
SOLE
0
29350
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1075
GH - SABRIENT INSIDER BUYING
GUGG INSDR SENT
18383M209
641
13670
SH
SOLE
0
13670
0
0
GH - ZACKS YIELD HOGS
GUG MULTI ASSET
18383M506
250
10095
SH
SOLE
0
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GOLDMAN SACHS GROUP INC
COM
38141G104
792
4470
SH
SOLE
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4170
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GRUPO TELEVISA S.A. (ADS)
SPON ADR REP ORD
40049J206
449
14850
SH
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14850
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HEALTH CARE TRUST OF AMER
CL A
42225P105
797
80950
SH
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HELMERICH & PAYNE
COM
423452101
1204
14315
SH
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14315
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HOLLY FRONTIER CORP
COM
436106108
3532
71085
SH
SOLE
0
70035
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1050
INTL BUSINESS MACH.
COM
459200101
203
1080
SH
SOLE
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1080
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DJ INTL SEL DIVD
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RUSL 2000 VAL
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S&P GBL INF
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NASDQ BIOTEC ETF
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225
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SH
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RUSL 1000 VAL
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RUSL MCP GRW
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RUSL MCP VAL
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S&P GBL HLTHCR
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S&P GBL INFRA
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S&P GTFIDX ETF
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JOHNSON & JOHNSON
COM
478160104
2020
22051
SH
SOLE
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22051
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JOY GLOBAL INC
COM
481165108
290
4950
SH
SOLE
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4950
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JP MORGAN SECURITIES
COM
46625H100
3082
52705
SH
SOLE
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KLA-TENCOR CORP.
COM
482480100
1543
23930
SH
SOLE
0
23930
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L-3 COMMUNICATIONS HOLDINGS
COM
502424104
622
5820
SH
SOLE
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5420
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400
LEAR CORP
COM
521865204
2088
25786
SH
SOLE
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25786
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LEUCADIA NATIONAL CORP
COM
527288104
2586
91235
SH
SOLE
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89835
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1400
LIBERTY MEDIA INTERACTIVE
INT COM SER A
53071M104
2223
75745
SH
SOLE
0
74545
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1200
LINCOLN NATIONAL CORP
COM
534187109
517
10025
SH
SOLE
0
9375
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650
LYNONDELL BASEEL IND NV
SHS - A -
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1042
12985
SH
SOLE
0
12335
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650
MARATHON OIL CORP
COM
565849106
757
21433
SH
SOLE
0
21433
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0
MARATHON PETROLEUM CORP
COM
56585A102
996
10856
SH
SOLE
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10856
0
0
MARVEL TECHNOLOGY GROUP
COM
G5876H105
173
12000
SH
SOLE
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12000
0
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MEDTRONIC INC
COM
585055106
2385
41557
SH
SOLE
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40882
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MERCK & CO INC
COM
58933Y105
271
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SH
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5416
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MICROSOFT CORP
COM
594918104
3175
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SH
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NASDAQ OMX GROUP
COM
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698
17545
SH
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17545
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NATIONAL OILWELL VARCO
COM
637071101
440
5530
SH
SOLE
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5530
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NESTLE S.A. - ADR
COM
641069406
3377
45885
SH
SOLE
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NOBLE ENERGY INC
COM
655044105
345
5070
SH
SOLE
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275
NOVARTIS
SPONSORED ADR
66987V109
2619
32587
SH
SOLE
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32587
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NVIDIA CORP
COM
67066G104
635
39650
SH
SOLE
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37425
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2225
OCCIDENTAL PETRO.
COM
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2998
31525
SH
SOLE
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31100
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425
PARTNER RE LTD.
COM
G6852T105
212
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SOLE
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2010
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PEPSICO INC
COM
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989
11930
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SOLE
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PFIZER INC
COM
717081103
1360
44411
SH
SOLE
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PHILLIPS 66
COM
718546104
572
7418
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SOLE
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7418
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PNC BANK CORPORATION
COM
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2684
34600
SH
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PRECISION CASTPARTS CORPORATION
COM
740189105
1057
3925
SH
SOLE
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3925
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PROCTER & GAMBLE CO
COM
742718109
843
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10356
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PROSPECT CAPITAL CORP
COM
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DYNA BYBK ACH
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GBL WTR PORT
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S&P SMCP ENE
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SH
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16380
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PSHS SHRT S&P500
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51500
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WATER RESOURCE
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1275
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SOLE
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48614
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QUALCOMM INC.
COM
747525103
2847
38345
SH
SOLE
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38345
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REPUBLIC SERVICES INC.
COM
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ROCKWELL AUTOMATION INC
COM
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ROGERS COMMUNICATIONS INC
CL B NEW
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570
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ROYAL DUTCH SHELL ADR
SPONS ADR A
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433
6075
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6075
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SANDISK CORP
COM
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2513
35620
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SEADRILL LTD.
COM
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222
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5400
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SPDR - GOLD TRUST
GOLD SHS
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316
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STATE STREET CORP
COM
857477103
930
12670
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12670
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SYMANTEC CORP.
COM
871503108
1776
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SOLE
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TARGET CORPORATION
COM
87612E106
3119
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TE CONNECTIVITY LTD
SHS Class A
H84989104
3365
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TRANSOCEAN LTD
REG SHS
H8817H100
2724
55112
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TRONOX LTD
SHS CL A
Q9235V101
220
9550
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SOLE
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9550
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TRW AUTOMOTIVE HOLDINGS CORP
COM
87264S106
1316
17692
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17167
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525
UGI CORPORATION
COM
902681105
910
21950
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UNILEVER PLC
SPON ADR NEW
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3323
80650
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79300
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1350
UNION PACIFIC CORP
COM
907818108
2210
13156
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250
UNITEDHEALTH GROUP
COM
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621
8250
SH
SOLE
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7725
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VANGUARD ENERGY ETF
ENERGY ETF
92204A306
277
2190
SH
SOLE
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2190
0
0
VERITAS INC
COM
92276F100
340
5935
SH
SOLE
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5935
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0
VERIZON COMMUNICATIONS
COM
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2423
49315
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SOLE
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FTSE SMCAP ETF
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353
3425
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SOLE
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3425
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FTSE EMR MKT ETF
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69015
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FTSE EUROPE ETF
922042874
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13325
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700
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MEGA CAP GRO ETF
922042866
388
6325
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SOLE
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6325
0
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VIACOM INC.
CL A
92553P201
505
5780
SH
SOLE
0
5430
0
350
VISA INC
COM
92826C839
737
3310
SH
SOLE
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3310
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VODAFONE GROUP PLC
SPONS ADR NEW
92857W209
3463
88095
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SOLE
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WALGREEN CO
COM
931422109
395
6884
SH
SOLE
0
6884
0
0
WELLS FARGO & CO
COM
949746101
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30160
SH
SOLE
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29210
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950
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ENG MKTS SMCP
97717W281
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INTL SMCAP DIV
97717W760
280
4450
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SOLE
0
4450
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
833
11298
SH
SOLE
0
10873
0
425
WYNN RESORTS LTD
COM
983134107
381
1960
SH
SOLE
0
1960
0
0
ZIMMER HOLDINGS
COM
98956P102
2721
29200
SH
SOLE
0
28825
0
375