Managing Partner

0000312955-13-000010.txt : 20131018 0000312955-13-000010.hdr.sgml : 20131018 20131018111744 ACCESSION NUMBER: 0000312955-13-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131018 DATE AS OF CHANGE: 20131018 EFFECTIVENESS DATE: 20131018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\ CENTRAL INDEX KEY: 0000312955 IRS NUMBER: 391541077 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01245 FILM NUMBER: 131158690 BUSINESS ADDRESS: STREET 1: 8000 EXCELSIOR DR SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 BUSINESS PHONE: 6088318018 MAIL ADDRESS: STREET 1: 8000 EXCELSIOR DRIVE SUITE 201 STREET 2: SUITE 300 CITY: MADISON STATE: WI ZIP: 53717-1951 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20011107 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990318 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000312955 XXXXXXXX 09-30-2013 09-30-2013 NORTHERN CAPITAL MANAGEMENT LLC\WI\

8000 EXCELSIOR DRIVE SUITE 201 SUITE 300 MADISON WI 53717-1951

13F HOLDINGS REPORT 028-01245 N Stephen Hawk Managing Partner 608-831-8018 Stephen Hawk Madison WI 10-18-2013 0 130 171128 false INFORMATION TABLE 2 13F9-30-13.xml 3M CO. COM 88579Y101 349 2920 SH SOLE 0 2745 0 175 ABBOTT LABORATORIES COM 2824100 1536 46276 SH SOLE 0 46276 0 0 ABBVIE INC COM 00287Y109 2721 60831 SH SOLE 0 59581 0 1250 ACCENTURE PLC - CL A SHS Class A G1151C101 1679 22805 SH SOLE 0 22255 0 550 AES CORPORATION COM 00130H105 2833 213175 SH SOLE 0 210350 0 2825 AMERICAN INTL GROUP COM 26874784 977 20085 SH SOLE 0 19085 0 1000 ANNALY CAPITAL MANAGEMENT INC COM 35710409 140 12050 SH SOLE 0 12050 0 0 APPLE COMPUTER INC COM 37833100 4028 8449 SH SOLE 0 8344 0 105 ASTRA-ZENECA PLS ADS SPONSORED ADR 46353108 318 6115 SH SOLE 0 6115 0 0 AT & T INC COM 00206R102 542 16039 SH SOLE 0 16039 0 0 AUTOLIV INC COM 52800109 359 4110 SH SOLE 0 4110 0 0 AVERY DENNISON CORP. COM 53611109 203 4675 SH SOLE 0 4675 0 0 AVNET INC. COM 53807103 2359 56565 SH SOLE 0 55615 0 950 BERKSHIRE HATHAWAY - CL B CL B NEW 84670702 310 2730 SH SOLE 0 2730 0 0 BLACKROCK INC. COM 09247X101 1053 3890 SH SOLE 0 3890 0 0 BOEING CORP COM 97023105 723 6150 SH SOLE 0 5700 0 450 BP PLC SPONSORED ADR 55622104 3342 79514 SH SOLE 0 78364 0 1150 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 2969 79395 SH SOLE 0 78345 0 1050 BURGER KING WORLDWIDE INC COM 121220107 821 42040 SH SOLE 0 40840 0 1200 CA INC. COM 12673P105 663 22353 SH SOLE 0 22353 0 0 CAPITOL ONE FINANCIAL CORP. 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(ADS) SPON ADR REP ORD 40049J206 415 14850 SH SOLE 0 14850 0 0 HELMERICH & PAYNE COM 423452101 1012 14680 SH SOLE 0 14680 0 0 HOLLY FRONTIER CORP COM 436106108 2947 69985 SH SOLE 0 69110 0 875 IS - DOW JONES INTERN SELECT DIVIDEND DJ INTL SEL DIVD 464288448 229 6325 SH SOLE 0 6325 0 0 IS - RUSSELL 2000 VALUE (SMALL-CAP) RUSL 2000 VAL 464287630 2133 23276 SH SOLE 0 22976 0 300 IS - S&P GLOBAL TECHNOLOGY S&P GBL INF 464287291 421 5630 SH SOLE 0 5630 0 0 IS - NASDAQ BIOTECH NASDQ BIOTEC ETF 464287556 208 990 SH SOLE 0 990 0 0 IS - RUSSELL 1000 VALUE (LARGE-CAP) RUSL 1000 VAL 464287598 1756 20371 SH SOLE 0 18971 0 1400 IS - RUSSELL MIDCAP GROWTH RUSL MCP GRW 464287481 1501 19198 SH SOLE 0 19198 0 0 IS - RUSSELL MIDCAP VALUE RUSL MCP VAL 464287473 3031 49762 SH SOLE 0 47812 0 1950 IS - S&P GLOBAL ENERGY GLOBAL ENERG ETF 464287341 511 12455 SH SOLE 0 12455 0 0 IS - S&P GLOBAL HEALTHCARE S&P GBL HLTHCR 464287325 577 7260 SH SOLE 0 7260 0 0 IS - S&P GLOBAL INFRASTRUCTURE S&P GBL INFRA 464288372 249 6595 SH SOLE 0 6595 0 0 IS - S&P GLOBAL TIMBER S&P GTFIDX ETF 464288174 2099 42480 SH SOLE 0 42480 0 0 IS - S&P US PREFERREDS US PFD STK IX 464288687 1266 33317 SH SOLE 0 33317 0 0 JOHNSON & JOHNSON COM 478160104 2196 25330 SH SOLE 0 25330 0 0 JOY GLOBAL INC COM 481165108 293 5750 SH SOLE 0 5750 0 0 JP MORGAN SECURITIES COM 46625H100 2945 56980 SH SOLE 0 55855 0 1125 KKR FINANCIAL HOLDINGS LL COM 48248A306 143 13800 SH SOLE 0 13800 0 0 KLA-TENCOR CORP. 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COM 747525103 3285 48800 SH SOLE 0 48350 0 450 REGIONS FINL CORP NEW COM 7591EP100 594 64175 SH SOLE 0 60050 0 4125 REPUBLIC SVCS INC COM 760759100 2300 68935 SH SOLE 0 67810 0 1125 ROCKWELL AUTOMATION INC COM 773903109 2297 21480 SH SOLE 0 21105 0 375 ROGERS COMMUNICATIONS INC CL B NEW 775109200 667 15505 SH SOLE 0 15505 0 0 ROYAL DUTCH SHELL ADR SPONS ADR A 780259206 430 6550 SH SOLE 0 6550 0 0 SANDISK CORP COM 80004C101 2241 37655 SH SOLE 0 37030 0 625 SPDR - OIL SERVICES OILGAS EQUIP 78464A748 240 5725 SH SOLE 0 5725 0 0 SPDR - GOLD TRUST GOLD SHS 78463V107 420 3275 SH SOLE 0 3275 0 0 STATE STREET CORP COM 857477103 834 12685 SH SOLE 0 12685 0 0 SYMANTEC CORP. 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