-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BFs4rciV3DV6lrcOwp06RUQTrfRWJw5BIY3HbAtQz9Zk+tc5nGBxeSmX81HNzwbC a2LUDIY2QW03VqN9Vgb8aA== 0001209191-11-010214.txt : 20110216 0001209191-11-010214.hdr.sgml : 20110216 20110216170358 ACCESSION NUMBER: 0001209191-11-010214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110214 FILED AS OF DATE: 20110216 DATE AS OF CHANGE: 20110216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EATON CORP CENTRAL INDEX KEY: 0000031277 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 340196300 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EATON CTR STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114-2584 BUSINESS PHONE: 2165235000 MAIL ADDRESS: STREET 1: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: EATON YALE & TOWNE INC DATE OF NAME CHANGE: 19710822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRAIG ARNOLD CENTRAL INDEX KEY: 0001188578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01396 FILM NUMBER: 11618288 MAIL ADDRESS: STREET 1: EATON CENTER STREET 2: 1111 SUPERIOR AVENUE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-14 0 0000031277 EATON CORP ETN 0001188578 CRAIG ARNOLD EATON CENTER 1111 SUPERIOR AVE. CLEVELAND OH 44114 0 1 0 0 VC & COO-Industrial Sector Common Shares 2011-02-14 4 M 0 1692 59.07 A 72401 D Common Shares 2011-02-14 4 S 0 1692 112.685 D 70709 D Common Shares 2011-02-14 4 M 0 42308 59.07 A 113017 D Common Shares 2011-02-14 4 S 0 38935 112.192 D 74082 D Common Shares 2011-02-14 4 S 0 3373 112.77 D 70709 D Common Shares 65.813 I by trustee of ESP Stock Option 59.07 2011-02-14 4 M 0 1692 0.00 D 2005-02-24 2014-02-24 Common Shares 1692 42308 D Stock Option 59.07 2011-02-14 4 M 0 42308 0.00 D 2005-02-24 2014-02-24 Common Shares 42308 0 D Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $112.63 - $112.795. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $111.734 - $112.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $112.73 - $112.82. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. These shares are held in the Eaton Savings Plan. /s/Kathleen S. O'Connor, as Attorney-in-Fact 2011-02-16 -----END PRIVACY-ENHANCED MESSAGE-----