SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kruchten Brad

(Last) (First) (Middle)
EASTMAN KODAK COMPANY
343 STATE STREET

(Street)
ROCHESTER NY 14650

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EASTMAN KODAK CO [ KODK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $.01 01/15/2016 S (1) 3,200 D $8.949 14,852 D
Common Stock, par value $.01 01/15/2016 S (1) 200 D $8.904 14,652 D
Common Stock, par value $.01 90 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $0 (2) 09/03/2016 09/03/2016 Common Stock, par value $.01 9,236 9,236 D
Restricted Stock Units $0 (3) (3) 09/03/2017 Common Stock, par value $.01 11,735 11,735 D
Restricted Stock Units $0 (4) (4) 09/03/2018 Common Stock, par value $.01 30,524 30,524 D
Stock Option (Right to Buy) $23.78 (5) 09/02/2021 Common Stock, par value $.01 53,232 53,232 D
Stock Option (Right to Buy) $13.76 (6) 09/03/2022 Common Stock, par value $.01 73,044 73,044 D
125% Warrants to purchase Common Stock, par value $.01 $14.93 09/03/2013 09/03/2018 Common Stock, par value $.01 943 (7) 943 D
135% Warrants to purchase Common Stock, par value $.01 $16.12 09/03/2013 09/03/2018 Common Stock, par value $.01 943 (7) 943 D
125% Warrants to purchase Common Stock, par value $.01 $14.93 09/03/2013 09/03/2013 Common Stock, par value $.01 31 (7) 31 I By Spouse
135% Warrants to purchase Common Stock, par value $.01 $16.12 09/03/2013 09/03/2018 Common Stock, par value $.01 31 (7) 31 I By Spouse
Explanation of Responses:
1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kruchten on 11/9/15.
2. These restricted stock units convert into common stock on a one-for-one basis.
3. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
4. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
5. This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
6. This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
7. Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of our common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.
Remarks:
/s/ Sharon E. Underberg, Attorney-in-fact for Brad W. Kruchten 01/20/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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