0000948520-18-000001.txt : 20180307 0000948520-18-000001.hdr.sgml : 20180307 20180307154149 ACCESSION NUMBER: 0000948520-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zucker Anita G CENTRAL INDEX KEY: 0001434993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 18673238 MAIL ADDRESS: STREET 1: 4838 JENKINS AVE CITY: N CHARLESTON STATE: SC ZIP: 29405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 135 FELL COURT CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 6319522288 MAIL ADDRESS: STREET 1: 135 FELL COURT CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-03-05 0 0000310056 VICON INDUSTRIES INC /NY/ VII 0001434993 Zucker Anita G 4838 JENKINS AVE N CHARLESTON SC 29405 0 0 1 0 Common Stock 2018-03-05 4 S 0 48154 0.4015 D 7451846 I See footnote Common Stock 2018-03-06 4 S 0 500 0.4095 D 7451346 I See footnote Warrants 0.4 2017-04-20 4 J 0 1500000 438000 A 2017-04-20 2020-04-20 Common Stock 1500000 1500000 I By trust's subsidiary The reporting person's sale of VII common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act with the reporting person's purchase of the same number of shares of VII common stock at a price of $0.40 per share on November 7, 2017. The reporting person plans to pay promptly to VII the full amount of profit realized in connection with the short-swing transactions, less trans action costs. The shares are or were owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust ,and indirectly by Anita G. Zucker as a trustee and beneficiary of the trust. The warrants are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker as trustee and beneficiary of the trust. The warrants were issued as additional consideration for NIL Funding Corporation's extending credit to VII. VII reported that the fair value of the warrants at issuance was 438,000. s/ Anita G. Zucker 2018-03-06