0000948520-17-000008.txt : 20171109 0000948520-17-000008.hdr.sgml : 20171109 20171109154145 ACCESSION NUMBER: 0000948520-17-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zucker Anita G CENTRAL INDEX KEY: 0001434993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 171190564 MAIL ADDRESS: STREET 1: 4838 JENKINS AVE CITY: N CHARLESTON STATE: SC ZIP: 29405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 135 FELL COURT CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 6319522288 MAIL ADDRESS: STREET 1: 135 FELL COURT CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-11-07 0 0000310056 VICON INDUSTRIES INC /NY/ vii 0001434993 Zucker Anita G 4838 JENKINS AVE N CHARLESTON SC 29405 0 0 1 0 Common Stock 2017-11-07 4 P 0 7500000 0.4 A 7885000 I See footnotes Warrants 0.4 2017-04-20 2020-04-20 Common Stock 1500000 1500000 I BY trust's subsidiary 385,000 shares are owned directly by the Article 6 Marital Trust, a ten percent owner of the issuer, and indirectly by Anita G. Zucker, as trustee and beneficiary of the trust. 7,500,000 shares are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust and indirectly by Anita G. Zucker, as trustee and beneficiary of the trust. The Warrants are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker, as trustee and beneficiary of the trust. s/ Anita G. Zucker 2017-11-08