0000916002-13-000041.txt : 20130708 0000916002-13-000041.hdr.sgml : 20130708 20130708163930 ACCESSION NUMBER: 0000916002-13-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130628 FILED AS OF DATE: 20130708 DATE AS OF CHANGE: 20130708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALCO STORES INC CENTRAL INDEX KEY: 0000030302 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331] IRS NUMBER: 480201080 STATE OF INCORPORATION: KS FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 401 COTTAGE AVENUE CITY: ABILENE STATE: KS ZIP: 67410 BUSINESS PHONE: 7852633350 MAIL ADDRESS: STREET 1: ALCO STORES INC STREET 2: 401 COTTAGE AVENUE CITY: ABILENE STATE: KS ZIP: 67410 FORMER COMPANY: FORMER CONFORMED NAME: DUCKWALL ALCO STORES INC DATE OF NAME CHANGE: 19940531 FORMER COMPANY: FORMER CONFORMED NAME: DUCKWALL STORES INC DATE OF NAME CHANGE: 19781020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BABILLA TERRENCE M CENTRAL INDEX KEY: 0001042532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35911 FILM NUMBER: 13957823 MAIL ADDRESS: STREET 1: 1901 DIPLOMAT DRIVE CITY: FARMERS BRANCH STATE: TX ZIP: 75234 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-06-28 0 0000030302 ALCO STORES INC ALCS 0001042532 BABILLA TERRENCE M 1901 DIPLOMAT DRIVE FARMERS BRANCH TX 75234 1 0 0 0 Stock option (right to buy 09/10/2010) 13.25 2011-09-10 2015-09-10 Common stock 20000 20000 D Stock option (right to buy 06/30/2011) 10.6 2012-06-30 2016-06-30 Common stock 5000 25000 D Stock option (right to buy 06/29/2012) 8.74 2013-06-29 2017-06-29 Common stock 5000 30000 D Stock option (right to buy 06/28/2013) 11.1 2013-06-28 4 A 0 5000 0 A 2014-06-28 2018-06-28 Common stock 5000 35000 D The options vest in four equal annual installments on September 10, 2011, 2012, 2013, and 2014. The options vest in four equal annual installments on June 30, 2012, 2013, 2014, and 2015. The options vest in four equal annual installments on June 29, 2013, 2014, 2015, and 2016. The options vest in four equal annual installments on June 28, 2014, 2015, 2016, and 2017. /s/ Terrence M. Babilla 2013-07-03