FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
DOW JONES & CO INC [ DJ ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/05/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/05/2004 | S | 1,000 | D | $50.2 | 44,420(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 01/29/2004 | P | 1,000 | A | $49.2 | 45,869(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 08/03/2004 | S | 1,000 | D | $42.11 | 44,869(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 09/22/2004 | P | 200 | A | $41.18 | 45,069(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 10/04/2004 | P | 150 | A | $41.79 | 45,219(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 10/15/2004 | S | 350 | D | $42.49 | 44,869(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 12/02/2004 | P | 250 | A | $42.09 | 45,119(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 12/03/2004 | P | 200 | A | $41.9 | 45,319(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 12/06/2004 | P | 250 | A | $41.5 | 45,569(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 12/08/2004 | P | 300 | A | $41 | 45,869(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 12/21/2004 | S | 450 | D | $42.09 | 45,419(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 12/21/2004 | S | 300 | D | $41.66 | 45,119(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 12/22/2004 | S | 250 | D | $43.22 | 44,869(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 01/28/2005 | P | 300 | A | $38.6 | 45,169(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 02/01/2005 | S | 300 | D | $39.23 | 45,391(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 03/02/2005 | P | 200 | A | $38.57 | 45,591(1) | I | By trust with son as beneficiary(2) | ||
Common Stock | 03/08/2005 | S | 200 | D | $38.77 | 45,391(3) | I | By trust with son as beneficiary(2) | ||
Common Stock | 37,812 | I | By trust with son as beneficiary(2) | |||||||
Common Stock | 157,509 | I | By trust with self as beneficiary(2) | |||||||
Common Stock | 46,389 | I | By trust with daughter as beneficiary(2) | |||||||
Common Stock | 126,750 | I | By spouse(2) | |||||||
Common Stock | 756,396 | I | By trust with children as beneficiaries(2) | |||||||
Common Stock | 2,623 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. This Form 4 is being filed to report transactions that were completed by the trust but which were inadvertantly not reported on any previous Form 4 or Form 5 of the reporting person. The calculation of the "Amount of Beneficial Securities Owned Following Reported Transaction" on Table I, Item 5 shows the number of securities that were beneficially owned through the trust by the reporting person as of the date of the reported transaction (including transactions previously reported). |
2. The reporting person disclaims beneficial ownership of securities not held in his name except to the extent of his pecuniary interest therein. |
3. As of the date hereof, taking into account the transactions reported on this Form 4 and the other transactions previously reported, the amount of securities beneficially owned through the trust for which these transactions are reported is 45,391. |
Remarks: |
James H. Ottaway, Jr. | 07/01/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |