0000950123-16-022348.txt : 20161114 0000950123-16-022348.hdr.sgml : 20161111 20161114155521 ACCESSION NUMBER: 0000950123-16-022348 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00590 FILM NUMBER: 161994565 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000029915 XXXXXXXX 09-30-2016 09-30-2016 DOW CHEMICAL CO /DE/

2030 DOW CENTER Midland MI 48674-2030

13F HOLDINGS REPORT 028-00590 N Ronald C. Edmonds 989-636-5018 /s/ Ronald C. Edmonds Midland MI 11-14-2016 0 30 1022740 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F FLEXSHARES TR MORNSTAR UPSTR 33939L407 11797 428500 SH SOLE 428500 0 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 41764 3338482 SH SOLE 3338482 0 0 ISHARES TR CORE S&P500 ETF 464287200 108217 497412 SH SOLE 497412 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 146818 3920376 SH SOLE 3920376 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 62026 1969090 SH SOLE 1969090 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 11677 777950 SH SOLE 777950 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 25190 514189 SH SOLE 514189 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 39993 554607 SH SOLE 554607 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 29457 553607 SH SOLE 553607 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 15300 320410 SH SOLE 320410 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 22203 277393 SH SOLE 277393 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 15854 224527 SH SOLE 224527 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 25714 1332332 SH SOLE 1332332 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 20083 343997 SH SOLE 343997 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 48258 1010000 SH SOLE 1010000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 6440 196520 SH SOLE 196520 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 218656 1010893 SH SOLE 1010893 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1435 37321 SH SOLE 37321 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 1989 30000 SH SOLE 30000 0 0 TETRAPHASE PHARMACEUTICALS I COM 88165N105 249 65000 SH SOLE 65000 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 439 15000 SH SOLE 15000 0 0 VANGUARD INDEX FDS REIT ETF 922908553 26594 306600 SH SOLE 306600 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 24498 651022 SH SOLE 651022 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 602 5000 SH SOLE 5000 0 0 PFENEX INC COM 717071104 19882 2221428 SH SOLE 2221428 0 0 AGROFRESH SOLUTIONS COM 00856G109 92575 17500000 SH SOLE 17500000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 109 14674 SH SOLE 14674 0 0 ARDELYX INC COM 039697107 23 1798 SH SOLE 1798 0 0 OLD REPUBLIC INTL CORP COM 680223104 218 12375 SH SOLE 12375 0 0 AGROFRESH SOLUTIONS WARRANTS 00856G117 4680 6000000 SH SOLE 6000000 0 0