0000950123-14-011688.txt : 20141113 0000950123-14-011688.hdr.sgml : 20141113 20141113111737 ACCESSION NUMBER: 0000950123-14-011688 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOW CHEMICAL CO /DE/ CENTRAL INDEX KEY: 0000029915 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 381285128 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00590 FILM NUMBER: 141216886 BUSINESS ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 BUSINESS PHONE: 989-636-1000 MAIL ADDRESS: STREET 1: 2030 DOW CENTER CITY: MIDLAND STATE: MI ZIP: 48674-2030 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000029915 XXXXXXXX 09-30-2014 09-30-2014 Dow Chemical Co /DE/
2030 DOW CENTER MIDLAND MI 48674-2030
13F HOLDINGS REPORT 028-00590 N
Ronald C. Edmonds Vice President & Controller 989-636-5018 /s/ Ronald C. Edmonds Midland MI 11-13-2014 0 97 1132345 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABBOTT LABS COM 002824100 2558 61500 SH SOLE 61500 0 0 ABBVIE INC COM 00287Y109 4476 77500 SH SOLE 77500 0 0 ABERCROMBIE & FITCH CO CL A 002896207 1345 37000 SH SOLE 37000 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 2263 61000 SH SOLE 61000 0 0 ALTERA CORP COM 021441100 4651 130000 SH SOLE 130000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2809 52000 SH SOLE 52000 0 0 AMGEN INC COM 031162100 6672 47500 SH SOLE 47500 0 0 AMICUS THERAPEUTICS INC COM 03152W109 132 22162 SH SOLE 22162 0 0 APPLE INC COM 037833100 5642 56000 SH SOLE 56000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 3475 68000 SH SOLE 68000 0 0 ARIAD PHARMACEUTICALS INC COM 04033A100 378 70000 SH SOLE 70000 0 0 AT&T INC COM 00206R102 1762 50000 SH SOLE 50000 0 0 AUTODESK INC COM 052769106 1027 18639 SH SOLE 18639 0 0 BANK AMER CORP COM 060505104 7843 460000 SH SOLE 460000 0 0 BAXTER INTL INC COM 071813109 4665 65000 SH SOLE 65000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 2303 195000 SH SOLE 195000 0 0 BROADCOM CORP CL A 111320107 4082 101000 SH SOLE 101000 0 0 CISCO SYS INC COM 17275R102 3272 130000 SH SOLE 130000 0 0 CITIGROUP INC COM NEW 172967424 2384 46000 SH SOLE 46000 0 0 CITRIX SYS INC COM 177376100 1434 20100 SH SOLE 20100 0 0 CME GROUP INC COM 12572Q105 1999 25000 SH SOLE 25000 0 0 COLGATE PALMOLIVE CO COM 194162103 652 10000 SH SOLE 10000 0 0 CONSOL ENERGY INC COM 20854P109 568 15000 SH SOLE 15000 0 0 COOPER TIRE & RUBR CO COM 216831107 287 10000 SH SOLE 10000 0 0 CORNING INC COM 219350105 2015 104180 SH SOLE 104180 0 0 CST BRANDS INC COM 12646R105 1889 52554 SH SOLE 52554 0 0 DENBURY RES INC COM NEW 247916208 1804 120000 SH SOLE 120000 0 0 DEVON ENERGY CORP NEW COM 25179M103 818 12000 SH SOLE 12000 0 0 EBAY INC COM 278642103 1133 20000 SH SOLE 20000 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 3167 31000 SH SOLE 31000 0 0 EMERSON ELEC CO COM 291011104 782 12500 SH SOLE 12500 0 0 ENTROPIC COMMUNICATIONS INC COM 29384R105 815 306444 SH SOLE 306444 0 0 FACEBOOK INC CL A 30303M102 3347 42346 SH SOLE 42346 0 0 FLEXSHARES TR MORNSTAR UPSTR 33939L407 14740 428500 SH SOLE 428500 0 0 GENERAL ELECTRIC CO COM 369604103 4074 159000 SH SOLE 159000 0 0 GENERAL MTRS CO COM 37045V100 4219 132100 SH SOLE 132100 0 0 GILEAD SCIENCES INC COM 375558103 852 8000 SH SOLE 8000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1101 6000 SH SOLE 6000 0 0 HARTFORD FINL SVCS GROUP INC CALL 416515904 7 10000 SH Call SOLE 10000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 2608 70000 SH SOLE 70000 0 0 ISHARES TR CORE S&P500 ETF 464287200 82161 414412 SH SOLE 414412 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 174958 4209776 SH SOLE 4209776 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 13305 145200 SH SOLE 145200 0 0 JOHNSON CTLS INC COM 478366107 2200 50000 SH SOLE 50000 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 60829 1145990 SH SOLE 1145990 0 0 JUNIPER NETWORKS INC COM 48203R104 3898 176000 SH SOLE 176000 0 0 KRAFT FOODS GROUP INC COM 50076Q106 4625 82000 SH SOLE 82000 0 0 LENNAR CORP CL A 526057104 2264 58300 SH SOLE 58300 0 0 LILLY ELI & CO COM 532457108 778 12000 SH SOLE 12000 0 0 MARATHON OIL CORP COM 565849106 940 25000 SH SOLE 25000 0 0 MERCK & CO INC NEW COM 58933Y105 4535 76500 SH SOLE 76500 0 0 MICROSOFT CORP COM 594918104 6722 145000 SH SOLE 145000 0 0 MONDELEZ INTL INC CL A 609207105 959 28000 SH SOLE 28000 0 0 MONSANTO CO NEW COM 61166W101 225 2000 SH SOLE 2000 0 0 MOSAIC CO NEW COM 61945C103 888 20000 SH SOLE 20000 0 0 NABORS INDUSTRIES LTD SHS G6359F103 432 19000 SH SOLE 19000 0 0 NETAPP INC COM 64110D104 3866 90000 SH SOLE 90000 0 0 NOBLE CORP PLC SHS USD G65431101 2944 132500 SH SOLE 132500 0 0 NOBLE ENERGY INC COM 655044105 2803 41000 SH SOLE 41000 0 0 NUCOR CORP COM 670346105 271 5000 SH SOLE 5000 0 0 NVIDIA CORP COM 67066G104 4325 234400 SH SOLE 234400 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 962 10000 SH SOLE 10000 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1419 100000 SH SOLE 100000 0 0 PFIZER INC COM 717081103 591 20000 SH SOLE 20000 0 0 PNC FINL SVCS GROUP INC COM 693475105 1968 23000 SH SOLE 23000 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 14977 645000 SH SOLE 645000 0 0 PROCTER & GAMBLE CO COM 742718109 5108 61000 SH SOLE 61000 0 0 RELYPSA INC COM 759531106 1474 69899 SH SOLE 69899 0 0 RIVERBED TECHNOLOGY INC COM 768573107 2856 154000 SH SOLE 154000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9895 154821 SH SOLE 154821 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 8656 191876 SH SOLE 191876 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4723 70827 SH SOLE 70827 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 30615 1321303 SH SOLE 1321303 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 16317 307007 SH SOLE 307007 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 44242 1108555 SH SOLE 1108555 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 4989 118533 SH SOLE 118533 0 0 SELECT SECTOR SPDR TR PUT 81369Y955 4 20000 SH Put SOLE 20000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 8621 95131 SH SOLE 95131 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 3425 59000 SH SOLE 59000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 403461 2047816 SH SOLE 2047816 0 0 SPLUNK INC COM 848637104 554 10000 SH SOLE 10000 0 0 SYMANTEC CORP COM 871503108 663 28200 SH SOLE 28200 0 0 TARGET CORP COM 87612E106 1692 27000 SH SOLE 27000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 2673 45000 SH SOLE 45000 0 0 TERADATA CORP DEL COM 88076W103 3123 74500 SH SOLE 74500 0 0 TEXTRON INC COM 883203101 2876 79900 SH SOLE 79900 0 0 TIME WARNER INC COM NEW 887317303 2497 33205 SH SOLE 33205 0 0 UNITED STATES STL CORP NEW COM 912909108 1567 40000 SH SOLE 40000 0 0 VANGUARD INDEX FDS REIT ETF 922908553 29171 406000 SH SOLE 406000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 27154 651022 SH SOLE 651022 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2999 60000 SH SOLE 60000 0 0 VMWARE INC CL A COM 928563402 3003 32000 SH SOLE 32000 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 3432 165000 SH SOLE 165000 0 0 WHOLE FOODS MKT INC PUT 966837956 31 26600 SH Put SOLE 26600 0 0 WHOLE FOODS MKT INC CALL 966837906 29 30000 SH Call SOLE 30000 0 0 WHOLE FOODS MKT INC COM 966837106 1906 50000 SH SOLE 50000 0 0 YAHOO INC COM 984332106 693 17000 SH SOLE 17000 0 0