0001181431-14-010759.txt : 20140304 0001181431-14-010759.hdr.sgml : 20140304 20140304190119 ACCESSION NUMBER: 0001181431-14-010759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RR Donnelley & Sons Co CENTRAL INDEX KEY: 0000029669 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 361004130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123268000 MAIL ADDRESS: STREET 1: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: DONNELLEY R R & SONS CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leib Daniel CENTRAL INDEX KEY: 0001464929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04694 FILM NUMBER: 14666789 MAIL ADDRESS: STREET 1: C/O RR DONNELLEY & SONS COMPANY STREET 2: 111 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 rrd404257.xml LEIB FORM 4 X0306 4 2014-02-28 0 0000029669 RR Donnelley & Sons Co RRD 0001464929 Leib Daniel C/O RR DONNELLEY 111 S. WACKER DRIVE CHICAGO IL 60606 0 1 0 0 Chief Financial Officer Common Stock (withholding for tax liability) 2014-02-28 4 F 0 2022 19.13 D 243820 D Common Stock (withholding for tax liability) 2014-03-02 4 F 0 11727 19.13 D 232093 D Common Stock 2014-03-03 4 A 0 40000 A 272093 D Common Stock 2014-03-03 4 S 0 75000 18.7 D 197093 D Common Stock 1392 I By 401(k) Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Company granted restricted stock units (RSUs) issued pursuant to Rule 16b-3 Plan. The RSUs vest in four equal annual installments beginning on March 2, 2015. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in December 2013. The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $18.45 to $18.86 per share. The Reporting Person undertakes to provide to the staff, Includes 51,267 shares held directly, 826 shares held through dividend reinvestment plan and 145,000 restricted stock units. Jennifer Reiners, pursuant to power of attorney 2014-03-04