-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFteHWkco3RlBz6ZFfYrfg8h+whqkA1+mRnS2bm96jCyQp8OWwsC4HtZez8YHILE s/ILWGQ/QouSznyXuItsOA== 0000950146-98-000895.txt : 19980520 0000950146-98-000895.hdr.sgml : 19980520 ACCESSION NUMBER: 0000950146-98-000895 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980519 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIDENT ROWAN GROUP INC CENTRAL INDEX KEY: 0000028367 STANDARD INDUSTRIAL CLASSIFICATION: MOTORCYCLES, BICYCLES & PARTS [3751] IRS NUMBER: 520466460 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-08854 FILM NUMBER: 98628182 BUSINESS ADDRESS: STREET 1: 2 WORLDS FAIR DR STREET 2: 107 MONMOUTH ST CITY: SOMERSET STATE: NJ ZIP: 08873 BUSINESS PHONE: 9088427200 MAIL ADDRESS: STREET 1: 2 WORLDS FAIR DR STREET 2: 107 MONMOUTH ST CITY: SOMERSET STATE: NJ ZIP: 08873 FORMER COMPANY: FORMER CONFORMED NAME: DETOMASO INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ROWAN INDUSTRIES INC DATE OF NAME CHANGE: 19731118 FORMER COMPANY: FORMER CONFORMED NAME: ROWAN CONTROLLER CO DATE OF NAME CHANGE: 19681017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: APPLEWOOD ASSOCIATES L P CENTRAL INDEX KEY: 0000885787 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 68 WHEATLEY RD CITY: BROOKVILLE STATE: NY ZIP: 11545 BUSINESS PHONE: 2127358600 SC 13D 1 TRIDENT ROWAN GROUP, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3)(1) TRIDENT ROWAN GROUP, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 89614K-10-6 - -------------------------------------------------------------------------------- (CUSIP Number) Copy to: Stephen A. Cohen, Esq. Applewood Associates, L.P. Morrison Cohen Singer & Weinstein, LLP 68 Wheatley Road 750 Lexington Avenue Brookville, New York 11545 New York, New York 10022 Telephone (516) 626-3070 Telephone (212) 735-8600 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) May 7, 1998 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box . Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) - ---------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 2 of 6 Pages 13D |-----------------------| |--------------------------| |CUSIP No. 89614K-10-6 | | | |-----------------------| |--------------------------| |----------------------------------------------------------------------------| | 1 | Name of Reporting Persons | | | I.R.S. Identification Nos. of Above Persons (Entities Only) | | | Barry Rubenstein | | | | |---------|------------------------------------------------------------------| | 2 | Check the Appropriate Box if a Member of a Group* (a) [ ] | | | (b) [ ] | |---------|------------------------------------------------------------------| | 3 | SEC Use Only | | | | |---------|------------------------------------------------------------------| | 4 | Source of Funds* PF, WC, OO | | | | | | | |---------|------------------------------------------------------------------| | 5 | Check Box if Disclosure of Legal Proceedings is Required | | | Pursuant to Items 2(d) or 2(e) [ ] | |---------|------------------------------------------------------------------| | 6 | Citizenship or Place of Organization United States | | | | | | | |----------------|-----|-----------------------------------------------------| | | 7 | Sole Voting Power | | | | 0 shares 0% | | NUMBER OF |-----|-----------------------------------------------------| | SHARES | 8 | Shared Voting Power | | BENEFICIALLY | | 204,000 shares 4.0% | | OWNED BY EACH |-----|-----------------------------------------------------| | REPORTING | 9 | Sole Dispositive Power | | PERSON | | 0 shares 0% | | WITH |-----|-----------------------------------------------------| | | 10 | Shared Dispositive Power | | | | 204,000 shares 4.0% | |----------------------------------------------------------------------------| | 11 | Aggregate Amount Beneficially Owned By Each Reporting Person | | | | | | 204,000 shares | |---------|------------------------------------------------------------------| | 12 | Check Box if the Aggregate Amount in Row (11) | | | excludes Certain Shares* [ ] | | | | |---------|------------------------------------------------------------------| | 13 | Percent of Class Represented by Amount in Row (11) | | | 4.0% | | | | |---------|------------------------------------------------------------------| | 14 | Type of Reporting Person* | | | | | | IN | |----------------------------------------------------------------------------| *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 6 Pages 13D |-----------------------| |--------------------------| |CUSIP No. 89614K-10-6 | | | |-----------------------| |--------------------------| |----------------------------------------------------------------------------| | 1 | Name of Reporting Persons | | | I.R.S. Identification Nos. of Above Persons (Entities Only) | | | Brian Rubenstein | | | | |---------|------------------------------------------------------------------| | 2 | Check the Appropriate Box if a Member of a Group* (a) [ ] | | | (b) [ ] | |---------|------------------------------------------------------------------| | 3 | SEC Use Only | | | | |---------|------------------------------------------------------------------| | 4 | Source of Funds* PF, OO | | | | | | | |---------|------------------------------------------------------------------| | 5 | Check Box if Disclosure of Legal Proceedings is Required | | | Pursuant to Items 2(d) or 2(e) [ ] | |---------|------------------------------------------------------------------| | 6 | Citizenship or Place of Organization United States | | | | | | | |----------------|-----|-----------------------------------------------------| | | 7 | Sole Voting Power | | | | 3,000 shares 0.1% | | NUMBER OF |-----|-----------------------------------------------------| | SHARES | 8 | Shared Voting Power | | BENEFICIALLY | | 0 shares 0% | | OWNED BY EACH |-----|-----------------------------------------------------| | REPORTING | 9 | Sole Dispositive Power | | PERSON | | 3,000 shares 0.1% | | WITH |-----|-----------------------------------------------------| | | 10 | Shared Dispositive Power | | | | 0 shares 0% | |----------------------------------------------------------------------------| | 11 | Aggregate Amount Beneficially Owned By Each Reporting Person | | | | | | 3,000 shares | |---------|------------------------------------------------------------------| | 12 | Check Box if the Aggregate Amount in Row (11) | | | excludes Certain Shares* [ ] | | | | |---------|------------------------------------------------------------------| | 13 | Percent of Class Represented by Amount in Row (11) | | | 0.1% | | | | |---------|------------------------------------------------------------------| | 14 | Type of Reporting Person* | | | | | | IN | |----------------------------------------------------------------------------| *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 6 Pages SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned hereby certifies that the information set forth in this statement is true, correct and complete. Date: May 19, 1998 APPLEWOOD ASSOCIATES, L.P. By: /s/Irwin Lieber ----------------------------------------- Irwin Lieber, a General Partner APPLEWOOD CAPITAL CORP. By: /s/Barry Rubenstein ----------------------------------------- Barry Rubenstein, President /s/Barry Rubenstein ----------------------------------------- Barry Rubenstein /s/Irwin Lieber ----------------------------------------- Irwin Lieber /s/Barry Fingerhut ----------------------------------------- Barry Fingerhut /s/Jonathan Lieber ----------------------------------------- Jonathan Lieber /s/Seth Lieber ----------------------------------------- Seth Lieber ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). Page 5 of 6 Pages WOODLAND PARTNERS By: /s/Barry Rubenstein ----------------------------------------- Barry Rubenstein, a General Partner THE RUBENSTEIN FAMILY LIMITED PARTNERSHIP By: /s/Barry Rubenstein ----------------------------------------- Barry Rubenstein, a General Partner /s/Marilyn Rubenstein -------------------------------------------- Marilyn Rubenstein * -------------------------------------------- Brian Rubenstein * /s/Barry Rubenstein - ---------------------------------- Barry Rubenstein, Attorney-in-Fact ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----