-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IIM5J6xBt3w5I9fkLEdEjhnfSPEbhpXOqoXsoY/6kL2iSjQchHJks176r2WpmEep y9IMM9pYSyGDy664SR323Q== 0001209191-11-000415.txt : 20110104 0001209191-11-000415.hdr.sgml : 20110104 20110104105454 ACCESSION NUMBER: 0001209191-11-000415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110103 FILED AS OF DATE: 20110104 DATE AS OF CHANGE: 20110104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD MICHAEL J CENTRAL INDEX KEY: 0001165185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08022 FILM NUMBER: 11503745 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CSX CORP CENTRAL INDEX KEY: 0000277948 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 621051971 STATE OF INCORPORATION: VA FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 BUSINESS PHONE: 9043593200 MAIL ADDRESS: STREET 1: 500 WATER STREET STREET 2: 15TH FLOOR CITY: JACKSONVILLE STATE: FL ZIP: 32202 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-01-03 0 0000277948 CSX CORP CSX 0001165185 WARD MICHAEL J CSX CORPORATION 500 WATER STREET JACKSONVILLE FL 32202 1 1 0 0 Chairman, President and CEO Common Stock 2011-01-03 4 M 0 100000 16.0725 A 287772 D Common Stock 2011-01-03 4 S 0 100000 65.55 D 187772 D Common Stock 132434 I CSX Corporation Executive Stock Trust Common Stock 4376 I CSX Corporation 401(k) Plan Option 16.0725 2011-01-03 4 M 0 100000 16.0725 D 2008-05-07 2013-05-07 Common Stock 100000 90000 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 16, 2010. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. By Trustee, CSX Corporation Executive Stock Trust. By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund. /s/ Mark D. Austin, Attorney-in-Fact 2011-01-04 -----END PRIVACY-ENHANCED MESSAGE-----