0001263696-20-000006.txt : 20200507 0001263696-20-000006.hdr.sgml : 20200507 20200507182354 ACCESSION NUMBER: 0001263696-20-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200505 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATY JOSEPH W CENTRAL INDEX KEY: 0001263696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34483 FILM NUMBER: 20858070 MAIL ADDRESS: STREET 1: 2901 W BLUEGRASS BLVD STREET 2: SUITE 100 CITY: LEHI STATE: UT ZIP: 84043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NATURES SUNSHINE PRODUCTS INC CENTRAL INDEX KEY: 0000275053 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 870327982 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2901 WEST BLUEGRASS BLVD. STREET 2: SUITE 100 CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (801) 341-7900 MAIL ADDRESS: STREET 1: 2901 WEST BLUEGRASS BLVD. STREET 2: SUITE 100 CITY: LEHI STATE: UT ZIP: 84043 FORMER COMPANY: FORMER CONFORMED NAME: AMTEC INDUSTRIES INC DATE OF NAME CHANGE: 19821108 4 1 wf-form4_158889021757279.xml FORM 4 X0306 4 2020-05-05 0 0000275053 NATURES SUNSHINE PRODUCTS INC NATR 0001263696 BATY JOSEPH W 2901 W. BLUEGRASS BLVD. #100 LEHI UT 84043 0 1 0 0 EVP & Chief Financial Officer Common Shares 2020-05-05 4 M 0 2500 0 A 88534 D Common Shares 2020-05-05 4 F 0 609 8.14 D 87925 D Represents shares of NATR common stock granted pursuant to the vesting of performance restricted stock units originally granted to the Reporting Person on February 12, 2018. These shares vested upon the Company's achievement of between $32.0 million and $40.0 million Adjusted EBITDA over a rolling 4 quarter period. Performance restricted stock units convert into common stock on a one-to-one basis. Represents shares of NATR common stock withheld to pay taxes upon vesting of performance restricted stock units originally granted to the Reporting Person on February 12, 2018. The number of shares withheld was determined on May 5, 2020, based on the closing price of NATR common stock on that date. Joseph W. Baty 2020-05-07