0001029574-01-500035.txt : 20011128
0001029574-01-500035.hdr.sgml : 20011128
ACCESSION NUMBER: 0001029574-01-500035
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011107
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: AMCAST INDUSTRIAL CORP
CENTRAL INDEX KEY: 0000027425
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 310258080
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-31171
FILM NUMBER: 1776976
BUSINESS ADDRESS:
STREET 1: 7887 WASHINGTON VILLAGE DR
CITY: DAYTON
STATE: OH
ZIP: 45459
BUSINESS PHONE: 9372917000
MAIL ADDRESS:
STREET 1: 7887 WASHINGTON VILLAGE DRIVE
CITY: DAYTON
STATE: OH
ZIP: 45459
FORMER COMPANY:
FORMER CONFORMED NAME: DAYTON MALLEABLE INC
DATE OF NAME CHANGE: 19831219
FORMER COMPANY:
FORMER CONFORMED NAME: DAYTON MALLEABLE IRON CO
DATE OF NAME CHANGE: 19741216
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST CAROLINA INVESTORS INC
CENTRAL INDEX KEY: 0000811040
STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552]
IRS NUMBER: 561005066
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 1130 EAST THIRD SRREET SUITE 410
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 7043730501
MAIL ADDRESS:
STREET 1: P O BOX 33607
CITY: CHARLOTTE
STATE: NC
ZIP: 28233-3607
SC 13D/A
1
amcast4.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Amendment No. 4
Under the Securities Exchange Act of 1934
AMCAST INDUSTRIAL CORPORATION
_________________________________________________________________
(Name of Issuer)
Common Stock, no par value
_________________________________________________________________
(Title of Class of Securities
023395-10-6
____________________________
(CUSIP Number)
Brent D. Baird
1350 One M&T Plaza
Buffalo, New York 14203 (Phone: (716) 849-1484)
_________________________________________________________________
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 19, 2001
_______________________
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition which is the subject of this
Schedule 13D, and is filing this schedule because of Rule 13d-
1(b)(3) or (4), check the following box __.
*The remainder of this cover page shall be filed out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in
a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
Amendment No. 4
CUSIP NO. 023395-10-6
1. Name of Reporting Person
SS or Identification No. of above person (optional)
First Carolina Investors, Inc.
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)___
(b)_X_
3. SEC USE ONLY
4. SOURCE OF FUNDS*
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) ____
6. CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES 7. SOLE VOTING POWER
BENEFICIALLY OWNED 1,087,900
BY EACH REPORTING
PERSON WITH 8. SHARED VOTING POWER
-0-
9. SOLE DISPOSITIVE POWER
1,087,900
10. SHARED DISPOSITIVE POWER
-0-
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,087,900
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* ____
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
12.684%
14. TYPE OF REPORTING PERSON*
CO, IV
*SEE INSTRUCTIONS BEFORE FILLING OUT!
SCHEDULE 13D
Amendment No. 4
First Carolina Investors, Inc. previously reported ownership of
987,400 Shares of the Issuer in a Schedule 13D filed on April 24,
2001 with the Securities and Exchange Commission, as amended by
Schedule 13D Amendment No. 1, which was filed on May 29, 2001
with the Securities and Exchange Commission, as amended by
Schedule 13D Amendment No. 2, which was filed on June 15, 2001
with the Securities and Exchange Commission, as amended by
Schedule 13D Amendment No. 3, which was filed with the Securities
and Exchange Commission on July 19, 2001 ("Amendment No. 3").
Since the filing of Amendment No. 3, the Reporting Person has
purchased additional Shares.
The cover page for First Carolina Investors, Inc. is hereby
amended to read as shown in this Amendment No. 4. Items 3 and 5
are hereby amended as shown in this Amendment No. 4. All other
items remain unchanged, and are incorporated by reference.
ITEM 3. SOURCE AND AMOUNT OF FUNDS.
Item 3 is hereby amended to add the following:
The amount of funds paid for the Shares by First Carolina
Investors, Inc. is $580,000 (which only includes the amount of
funds paid by the Reporting Person with respect to the Shares
purchased since the filing of Amendment No. 3).
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 is hereby amended to read as follows:
(a) The Reporting Person hereby reports beneficial ownership, in
the manner hereinafter described, of 1,087,900 Shares of the
Issuer:
Percentage of
Number Of Outstanding
Shares Held in the Name of Shares Security
First Carolina Investors, 1,087,900 12.684% (1)
Inc.
(1) The foregoing percentage assumes that the number of
Shares of the Issuer outstanding is 8,576,740 Shares. In
the Issuer's Form 10-Q for the quarter ended June 3,
2001, the Issuer reported that the number of Shares
outstanding as of June 3, 2001 is 8,576,740 Shares.
(b) The Reporting Person has sole voting and sole dispositive
power over the Shares enumerated in paragraph (a).
(c) The following purchase of the Shares was effected during
the past sixty days:
Price/Share
(in Dollars
Commissions
Purchase In The Number of not
Name Of Date Shares included)
First Carolina 10/19/01 100,000 5.80
Investors
The transaction was effected through an open-market
purchase.
(d) Not applicable
(e) Not applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
DATED this 7th day of November, 2001.
First Carolina Investors, Inc.
By: s/Brent D. Baird
Brent D. Baird, Chairman