-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SXlbPQmSukpA9E8K0jRhRik8vC2r/+k8GmliepY/4QqEg1qjMQONngAy471IOxqb jaztp9GJjMaisQe0xyNEUA== 0000919574-99-001009.txt : 19990903 0000919574-99-001009.hdr.sgml : 19990903 ACCESSION NUMBER: 0000919574-99-001009 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990902 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DATARAM CORP CENTRAL INDEX KEY: 0000027093 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 221831409 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-30193 FILM NUMBER: 99705245 BUSINESS ADDRESS: STREET 1: P O BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 BUSINESS PHONE: 6097990071 MAIL ADDRESS: STREET 1: PO BOX 7528 CITY: PRINCETON STATE: NJ ZIP: 08543 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEVITAS JAMES R CENTRAL INDEX KEY: 0001034254 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE SUITE 1549 CITY: NEW YORK STATE: NY ZIP: 10169 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No.: 3 Name of Issuer: Dataram Corporation Title of Class of Securities: Common Stock CUSIP Number: 238108203 (Name, Address and Telephone Number of Person Authorized To Receive Notices and Communications) James R. Levitas, Levitas & Company, 230 Park Avenue, Suite 1549, New York, New York 10169 (212) 681-8480 (Date of Event which Requires Filing of this Statement) August 30, 1999 If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person James R. Levitas 2. Check the Appropriate Box if a Member of a Group a. b. x 3. SEC Use Only 4. Source of Funds AF, PF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) 6. Citizenship or Place of Organization USA Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power: 205,300 8. Shared Voting Power: 9. Sole Dispositive Power: 239,500 10. Shared Dispositive Power: 11. Aggregate Amount Beneficially Owned by Each Reporting Person 239,500 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares 2 13. Percent of Class Represented by Amount in Row (11) 4.57% 14. Type of Reporting Person IN 3 The purpose of this Amendment No. 3 to Schedule 13D is to report a decrease in the beneficial ownership of James R. Levitas in the Common Stock (the "Shares") of Dataram Corporation to an amount below 5% of the total outstanding common shares. All capitalized terms not defined herein have the definitions given them in the original Schedule 13D. Item 1. Security and Issuer No change. Item 2. Identity and Background No change. Item 3. Source and Amount of Funds or Other Consideration As of the date hereof, Mr. Levitas is deemed to beneficially own 239,500 Shares. 239,500 Shares are held by the Partnership and managed accounts over which Mr. Levitas has investment discretion and 0 Shares are held by Mr. Levitas personally. Shares were sold in open market transactions for an aggregate amount of $1,605,562.94. Item 4. Purpose of Transaction No change. Item 5. Interest in Securities of the Issuer As of the date hereof, Mr. Levitas is deemed to be the beneficial owner of 239,500 Shares of the Company. Based on the Company's most recently filed Form 10-Q, as of August 27, 1999 there were a total of 5,237,910 outstanding Shares. Therefore, Mr. Levitas is deemed to be the beneficial owner of 4.57% of the 4 outstanding Shares. Mr. Levitas has the sole power to vote or direct the vote with respect to 205,300 Shares and has the sole power to dispose of or direct the disposition of all the Shares of the Company that he is currently deemed to beneficially own. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer No Item 7. Material to be Filed as Exhibits A description of the transactions in the Shares that were effected by Mr. Levitas over the past 60 days is filed herewith as Exhibit A. 5 Signature The undersigned, after reasonable inquiry and to the best of his knowledge and belief, certifies that the information set forth in this statement is true, complete and correct. September 2, 1999 _________________ Date /s/ James R. Levitas __________________________________ James R. Levitas 6 00501001.AF8 Exhibit A _________ Sale Number Price Date of Shares per Share Value ________ _________ _________ _____ 07/06/1999 900 $10.44 $9,395.68 07/09/1999 300 10.44 3,131.89 07/14/1999 18,880 10.40 196,265.42 07/14/1999 2,100 10.44 21,923.26 07/15/1999 13,200 8.92 117,803.30 07/19/1999 37,100 9.91 367,830.40 07/19/1999 13,600 10.45 142,169.63 07/19/1999 1,400 10.46 14,639.11 07/19/1999 3,000 10.45 31,360.95 07/19/1999 1,000 10.45 10,453.65 07/19/1999 800 10.45 8,362.92 07/19/1999 500 10.45 5,226.82 07/19/1999 800 10.45 8,362.92 07/19/1999 800 10.45 8,362.92 07/19/1999 800 10.45 8,362.92 07/19/1999 600 10.45 6,272.19 07/19/1999 4,000 10.45 41,814.59 07/22/1999 3,500 10.19 35,658.80 07/23/1999 1,300 10.20 13,259.55 07/28/1999 4,600 10.23 47,049.52 07/28/1999 3,500 10.23 35,798.55 08/02/1999 7,700 10.20 78,505.60 08/02/1999 11,800 10.20 120,307.58 08/02/1999 5,000 10.20 50,977.79 08/03/1999 1,700 10.19 17,322.41 08/27/1999 1,300 10.45 13,584.55 08/27/1999 5,100 10.44 53,221.22 08/30/1999 1,700 10.45 17,764.41 08/30/1999 7,700 10.44 80,356.31 7 00501001.AF8 -----END PRIVACY-ENHANCED MESSAGE-----