0001225208-21-013847.txt : 20211112 0001225208-21-013847.hdr.sgml : 20211112 20211112164544 ACCESSION NUMBER: 0001225208-21-013847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fier Walter J CENTRAL INDEX KEY: 0001791728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 211404385 MAIL ADDRESS: STREET 1: 500 CENTRAL AVENUE CITY: COLUMBUS STATE: IN ZIP: 47201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2021-11-11 0000026172 CUMMINS INC CMI 0001791728 Fier Walter J 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Chief Technical Officer Common 2021-11-11 4 M 0 3390.0000 109.0900 A 7093.6920 D Common 2021-11-11 4 M 0 2810.0000 149.7200 A 9903.6920 D Common 2021-11-11 4 M 0 1960.0000 160.1000 A 11863.6920 D Common 2021-11-11 4 M 0 1340.0000 136.8200 A 13203.6920 D Common 2021-11-11 4 M 0 560.0000 149.3400 A 13763.6920 D Common 2021-11-11 4 S 0 35.0000 234.6900 D 13728.6920 D Common 2021-11-11 4 S 0 1982.0000 236.2037 D 11746.6920 D Common 2021-11-11 4 S 0 5343.0000 235.5266 D 6403.6920 D Common 82.2450 I By Spouse Stock Option (Right-to-Buy) 149.3400 2021-11-11 4 M 0 560.0000 0.0000 D 2017-04-02 2024-04-02 Common 560.0000 0.0000 D Stock Option (Right-to-Buy) 136.8200 2021-11-11 4 M 0 1340.0000 0.0000 D 2018-04-02 2025-04-02 Common 1340.0000 0.0000 D Stock Option (Right-to-Buy) 149.7200 2021-11-11 4 M 0 2810.0000 0.0000 D 2020-04-03 2027-04-03 Common 2810.0000 0.0000 D Stock Option (Right-to-Buy) 160.1000 2021-11-11 4 M 0 1960.0000 0.0000 D 2021-04-03 2028-04-03 Common 1960.0000 0.0000 D Stock Option (Right-to-Buy) 109.0900 2021-11-11 4 M 0 3390.0000 0.0000 D 2019-04-04 2026-04-04 Common 3390.0000 0.0000 D Stock Option (Right-to-Buy) 142.1200 2023-04-06 2030-04-06 Common 5330.0000 5330.0000 D Stock Option (Right-to-Buy) 163.4300 2022-04-04 2029-04-04 Common 3085.0000 3085.0000 D Stock Option (Right-to-Buy) 166.1800 2022-10-16 2029-10-16 Common 1235.0000 1235.0000 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $236.0100 - $236.3500. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $235.0000 - $235.9500. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. /s/ Sharon Barner, Attorney-in-Fact 2021-11-12