0001225208-12-002679.txt : 20120201 0001225208-12-002679.hdr.sgml : 20120201 20120201115745 ACCESSION NUMBER: 0001225208-12-002679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120130 FILED AS OF DATE: 20120201 DATE AS OF CHANGE: 20120201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAPMAN STEVEN M CENTRAL INDEX KEY: 0001238885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 12561548 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0304 4 2012-01-30 0000026172 CUMMINS INC CMI 0001238885 CHAPMAN STEVEN M 500 JACKSON STREET COLUMBUS IN 47201 1 Group Vice President Common 2012-01-30 4 S 0 5000.0000 104.7500 D 37896.0000 D Common 8699.4500 I By 401(k) Plan Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 6540.0000 6540.0000 D Stock Option (Right-to-Buy) 19.4200 2011-03-02 2019-03-02 Common 9930.0000 9930.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 5540.0000 5540.0000 D Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 29, 2011. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2012-02-01