0001193125-11-235001.txt : 20110829
0001193125-11-235001.hdr.sgml : 20110829
20110829112337
ACCESSION NUMBER: 0001193125-11-235001
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110829
DATE AS OF CHANGE: 20110829
EFFECTIVENESS DATE: 20110829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTINENTAL ASSURANCE CO SEPARATE ACCOUNT B
CENTRAL INDEX KEY: 0000023971
IRS NUMBER: 360947200
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-01402
FILM NUMBER: 111061898
BUSINESS ADDRESS:
STREET 1: 333 SOUTH. WABASH AVENUE
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3128224921
MAIL ADDRESS:
STREET 1: 333 SOUTH. WABASH AVENUE
CITY: CHICAGO
STATE: IL
ZIP: 60604
0000023971
S000011206
CONTINENTAL ASSURANCE CO SEPARATE ACCOUNT B
C000030879
CONTINENTAL ASSURANCE CO SEPARATE ACCOUNT B
N-PX
1
dnpx.txt
CONTINENTAL ASSURANCE CO SEPARATE ACCOUNT B
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTRERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-01402
Continental Assurance Company Separate Account B
(Exact name of registrant as specified in charter)
333 South Wabash Avenue, Chicago, Illinois 60604
(Address of principal executive offices) (Zip Code)
Lynne Gugenheim, Secretary
(Name and address of agent for service)
Registrant's telephone number, including area code: 312-822-4921
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2011
ITEM 1. PROXY VOTING RECORD
MEETING MATTER CAST VOTE MANAGEMENT
NAME TICKER CUSIP DATE PROPOSED BY VOTE Y/N) CAST RECOMMENDATION
-------------------------- ------ --------- ---------- -------------------------------- ----------- --------- ------- --------------
FOREST LABORATORIES, INC FRX 345838PPH 8/9/2010 Election of Directors Mgmt Y For For
FOREST LABORATORIES, INC FRX 345838PPH 8/9/2010 Approval of the amendment to Mgmt Y For For
the 2007 equity incentive plan
FOREST LABORATORIES, INC FRX 345838PPH 8/9/2010 Approval of executive Mgmt Y For For
compensation philosophy,
policies and procedures
FOREST LABORATORIES, INC FRX 345838PPH 8/9/2010 Ratification of the selection Mgmt Y For For
of BDO Seidman, LLP as the
company's independent
accounting firm
FOREST LABORATORIES, INC FRX 345838PPH 8/9/2010 Shareholder proposal to amend Shareholder Y Against Against
the by-laws of the company to
provide for reimbursement of
expenses incurred by a
stockholder or group of
stockholders in connection with
nominating director(s)
candidates
MASTERCARD INCORPORATED MA 57636Q104 9/21/2010 Amend and restate the company's Mgmt Y For For
current Certificate of
Incorporation to declassify
the Board of Directors in
phases and effect related
changes in Director vacancy and
removal procedures
MASTERCARD INCORPORATED MA 57636Q104 9/21/2010 Approval of the elimination of Mgmt Y For For
supermajority voting
requirement for amending the
company's Certificate of
Incorporation
MASTERCARD INCORPORATED MA 57636Q104 9/21/2010 Approval of revision to Mgmt Y For For
current Certificate of
Incorporation to
requirements applicable
to the composition of the
Board of Directors
MASTERCARD INCORPORATED MA 57636Q104 9/21/2010 Approval of revision Mgmt Y For For
requirements applicable
to the ownership of
the company's stock and
delete related obsolete
provisions
MASTERCARD INCORPORATED MA 57636Q104 9/21/2010 Approval of the adjournment of Mgmt Y For For
the annual meeting, if
necessary, to solicit
additional proxies if there are
not sufficient votes to approve
each of the proposals
comprising proposal 1 at time
of meeting
MASTERCARD INCORPORATED MA 57636Q104 9/21/2010 Election of Directors Mgmt Y For For
MASTERCARD INCORPORATED MA 57636Q104 9/21/2010 Re-approval of the company's Mgmt Y For For
senior executive annual
incentive compensation plan
MASTERCARD INCORPORATED MA 57636Q104 9/21/2010 Proposal to ratify the Mgmt Y For For
selection of
PricewaterhouseCoopers LLP as
independent auditors
VALEANT PHARMACEUTICALS VRX 91911XPPH 9/27/2010 Adoption of the agreement and Mgmt Y For For
INTERNATIONAL plan of merger among Valeant
Pharmaceuticals International,
Biovail Corporation, Biovail
Americas Corp and Beach
Merger Corp, (A wholly
owned subsidiary of
Biovail Americas Corp)
VALEANT PHARMACEUTICALS VRX 91911XPPH 9/27/2010 Approval of the adjournment of Mgmt Y For For
INTERNATIONAL the Valeant Pharmaceuticals
International Special Meeting,
if necessary to solicit
additional proxies if there are
not sufficient votes to adopt
the merger agreement at the
time of the special meeting
THE PROCTER & GAMBLE PG 742718109 10/12/2010 Election of Directors Mgmt Y For For
COMPANY
THE PROCTER & GAMBLE PG 742718109 10/12/2010 Ratification of the appointment Mgmt Y For For
COMPANY of an independent registered
public accounting firm
THE PROCTER & GAMBLE PG 742718109 10/12/2010 Shareholder proposal-cumulative Shareholder Y Against Against
COMPANY voting
CISCO SYSTEMS, INC. CSCO 17275R102 11/18/2010 Election of Directors Mgmt Y For For
CISCO SYSTEMS, INC. CSCO 17275R102 11/18/2010 Approval of non-binding Mgmt Y For For
advisory resolution regarding
executive compensation
CISCO SYSTEMS, INC. CSCO 17275R102 11/18/2010 Ratification of the selection Mgmt Y For For
of PricewaterhouseCoopers LLP
as the independent auditor
CISCO SYSTEMS, INC. CSCO 17275R102 11/18/2010 Shareholder proposal-to amend Shareholder Y Against Against
Cisco's bylaws to establish a
board committee on
environmental sustainability
CISCO SYSTEMS, INC. CSCO 17275R102 11/18/2010 Shareholder proposal-requesting Shareholder Y Against Against
the board to publish a report
to shareholders, within six
months, summarizing concrete
steps taken to reduce the
likelihood of human rights
violations
CISCO SYSTEMS, INC. CSCO 17275R102 11/18/2010 Shareholder proposal-Cisco Shareholder Y Against Against
adopt and implement a policy
restricting certain sales in
China, adopt a related
compliance system with respect
to human rights impacts and
provide public disclosure of
Cisco's sales to China and
certain other governments
COSTCO WHOLESALE COST 22160K105 1/27/2011 Election of Directors Mgmt Y For For
CORPORATION
COSTCO WHOLESALE COST 22160K105 1/27/2011 Ratification of selection of Mgmt Y For For
CORPORATION independent auditors
COSTCO WHOLESALE COST 22160K105 1/27/2011 Approval, on an advisory basis, Mgmt Y For For
CORPORATION of executive compensation
COSTCO WHOLESALE COST 22160K105 1/27/2011 Approval of an advisory vote on Mgmt Y 3 Years 3 Years
CORPORATION the frequency of holding an
advisory vote on executive
compensation
VISA INC. V 92826C839 1/27/2011 Amend the company's Mgmt Y For For
Certificate of Incorporation
to declassify the Board of
Directors
VISA INC. V 92826C839 1/20/2011 Approval of implementation of a Mgmt Y For For
majority vote standard in
uncontested elections of
Directors
VISA INC. V 92826C839 1/20/2011 Election of Directors Mgmt Y For For
(Proposal 3) If proposal
1 to declassify
Board of Directors is
approved, to elect the ten
directors nominated by the
Board of Directors
VISA INC. V 92826C839 1/20/2011 (Proposal 4) If proposal Mgmt Y For For
1 to declassify Board
of Directors is not
approved, elect three class 1
Directors nominated by the
Board of Directors to
serve until the company's
2014 annual meeting of
stockholders
VISA INC. V 92826C839 1/20/2011 Advisory vote on executive Mgmt Y For For
compensation
VISA INC. V 92826C839 1/20/2011 Advisory vote on the frequency Mgmt Y 1 Year 1 Year
of holding an advisory vote on
executive compensation
VISA INC. V 92826C839 1/20/2011 Approval of the Visa Inc. Mgmt Y For For
Incentive Plan, as amended and
restated
VISA INC. V 92826C839 1/20/2011 Ratification of the selection Mgmt Y For For
of KPMG LLP as the independent
auditor
DEERE & COMPANY DE 244199105 2/23/2011 Election of Directors Mgmt Y For For
DEERE & COMPANY DE 244199105 2/23/2011 Approval of a non-binding Mgmt Y For For
advisory vote on executive
compensation
DEERE & COMPANY DE 244199105 2/23/2011 Approval of a non-binding Mgmt Y 1 Year 1 Year
advisory vote on the frequency
of say-on-pay votes
DEERE & COMPANY DE 244199105 2/23/2011 Ratification of the selection Mgmt Y For For
of Deloitte & Touche LLP as the
independent auditor
HEWLETT-PACKARD COMPANY HPQ 428236103 3/23/2011 Election of Directors Mgmt Y For For
HEWLETT-PACKARD COMPANY HPQ 428236103 3/23/2011 Ratification of independent Mgmt Y For For
registered public accounting
firm for fiscal year ending
October 31, 2011
HEWLETT-PACKARD COMPANY HPQ 428236103 3/23/2011 Advisory vote on executive Mgmt Y For For
compensation
HEWLETT-PACKARD COMPANY HPQ 428236103 3/23/2011 Advisory vote on the frequency Mgmt Y 1 Year 1 Year
of holding future advisory
votes on executive compensation
HEWLETT-PACKARD COMPANY HPQ 428236103 3/23/2011 Approval of the Hewlett Packard Mgmt Y For For
Company 2011 employee stock
purchase plan
HEWLETT-PACKARD COMPANY HPQ 428236103 3/23/2011 Approval of an amendment to the Mgmt Y For For
Hewlett-Packard Company 2005
Pay-for-results plan to extend
the term of the plan
UNITED TECHNOLOGIES UTX 913017109 4/13/2011 Election of Directors Mgmt Y For For
CORPORATION
UNITED TECHNOLOGIES UTX 913017109 4/13/2011 Appointment of Mgmt Y For For
CORPORATION PricewaterhouseCoopers LLP as
the independent auditor
UNITED TECHNOLOGIES UTX 913017109 4/13/2011 Approval of amendment to 2005 Mgmt Y For For
CORPORATION Long-Term Incentive Plan
UNITED TECHNOLOGIES UTX 913017109 4/13/2011 Advisory vote on compensation Mgmt Y For For
CORPORATION of named executive officers
UNITED TECHNOLOGIES UTX 913017109 4/13/2011 Advisory vote on frequency of Mgmt Y 1 Year None
CORPORATION advisory vote on compensation
of named executive officers
UNITED TECHNOLOGIES UTX 913017109 4/13/2011 Shareholder proposal concerning Shareholder Y Against Against
CORPORATION additional share retention
requirement for senior
executives
ELI LILLY AND COMPANY LLY 532457PPH 4/18/2011 Election of Directors Mgmt Y For For
ELI LILLY AND COMPANY LLY 532457PPH 4/18/2011 Ratification of Ernst & Young Mgmt Y For For
LLP as independent auditors
ELI LILLY AND COMPANY LLY 532457PPH 4/18/2011 Approval, by non-binding vote, Mgmt Y For For
2010 compensation paid to the
company's named executive
officers
ELI LILLY AND COMPANY LLY 532457PPH 4/18/2011 Recommend, by non-binding vote, Mgmt Y 1 Year 1 Year
the frequency of future
advisory votes on executive
compensation
ELI LILLY AND COMPANY LLY 532457PPH 4/18/2011 Approval of amendments to the Mgmt Y For For
articles of incorporation to
provide for annual election of
all Directors
ELI LILLY AND COMPANY LLY 532457PPH 4/18/2011 Approval to the articles of Mgmt Y For For
incorporation to eliminate all
supermajority voting
requirements
ELI LILLY AND COMPANY LLY 532457PPH 4/18/2011 Approval of the executive Mgmt Y For For
officer incentive plan
INTERNATIONAL BUSINESS IBM 459200101 4/26/2011 Election of Directors Mgmt Y For For
MACHINES CORP.
INTERNATIONAL BUSINESS IBM 459200101 4/26/2011 Ratify appointment of an Mgmt Y For For
MACHINES CORP. independent accounting firm
INTERNATIONAL BUSINESS IBM 459200101 4/26/2011 Advisory vote on executive Mgmt Y For For
MACHINES CORP. compensation
INTERNATIONAL BUSINESS IBM 459200101 4/26/2011 Advisory vote regarding Mgmt Y 1 Year 3 Years
MACHINES CORP. frequency of advisory vote on
executive compensation
INTERNATIONAL BUSINESS IBM 459200101 4/26/2011 Shareholder proposal on Shareholder Y Against Against
MACHINES CORP. cumulative voting
INTERNATIONAL BUSINESS IBM 459200101 4/26/2011 Shareholder proposal to review Shareholder Y Against Against
MACHINES CORP. political contributions policy
INTERNATIONAL BUSINESS IBM 459200101 4/26/2011 Shareholder proposal on lobbying Shareholder Y Against Against
MACHINES CORP.
PRAXAIR, INC. PX 74005P104 4/26/2011 Election of Directors Mgmt Y For For
PRAXAIR, INC. PX 74005P104 4/26/2011 Approval, on an advisory and Mgmt Y For For
non-binding basis, the
compensation of Praxair's named
executive officers as disclosed
in the 2011 proxy statement
PRAXAIR, INC. PX 74005P104 4/26/2011 Recommend, on an advisory and Mgmt Y 1 Year 1 Year
non-binding basis, the
frequency of holding future
advisory votes on named
executive officer compensation
PRAXAIR, INC. PX 74005P104 4/26/2011 Approval of performance goals Mgmt Y For For
under Praxair's section 162(m)
Plan
PRAXAIR, INC. PX 74005P104 4/26/2011 Approval of amendments to the Mgmt Y For For
2009 Praxair, Inc. Long Term
Incentive Plan to add
Non-Employee Directors as
eligible participants
PRAXAIR, INC. PX 74005P104 4/26/2011 To ratify the appointment of an Mgmt Y For For
independent auditor
GENERAL ELECTRIC COMPANY GE 369604103 4/27/2011 Election of Directors Mgmt Y For For
GENERAL ELECTRIC COMPANY GE 369604103 4/27/2011 Ratification of appointment of Mgmt Y For For
KPMG LLP as independent public
accountants
GENERAL ELECTRIC COMPANY GE 369604103 4/27/2011 Advisory resolution on Mgmt Y For For
executive compensation
GENERAL ELECTRIC COMPANY GE 369604103 4/27/2011 Advisory vote on the Mgmt Y 1 Year 1 Year
frequency of future
advisory votes on
executive compensation
GENERAL ELECTRIC COMPANY GE 369604103 4/27/2011 Shareholder proposal: Shareholder Y Against Against
cumulative voting
GENERAL ELECTRIC COMPANY GE 369604103 4/27/2011 Shareholder proposal: future Shareholder Y Against Against
stock options
GENERAL ELECTRIC COMPANY GE 369604103 4/27/2011 Shareholder proposal: withdraw Shareholder Y Against Against
stock options granted to
executives
GENERAL ELECTRIC COMPANY GE 369604103 4/27/2011 Shareholder proposal: climate Shareholder Y Against Against
change risk disclosure
GENERAL ELECTRIC COMPANY GE 369604103 4/27/2011 Shareholder proposal: Shareholder Y Against Against
transparency in animal research
THE COCA-COLA COMPANY KO 191216100 4/27/2011 Election of Directors Mgmt Y For For
THE COCA-COLA COMPANY KO 191216100 4/27/2011 Ratification of Ernst & Young Mgmt Y For For
LLP as independent auditors
THE COCA-COLA COMPANY KO 191216100 4/27/2011 Approval of the performance Mgmt Y For For
measures available under the
performance incentive plan to
preserve the tax deductibility
of the awards
THE COCA-COLA COMPANY KO 191216100 4/27/2011 Approval of the performance Mgmt Y For For
measures available under the
company's 1989 restricted stock
award plan to preserve the tax
deductibility of the awards
THE COCA-COLA COMPANY KO 191216100 4/27/2011 Advisory vote on executive Mgmt Y For For
compensation (say on pay vote)
THE COCA-COLA COMPANY KO 191216100 4/27/2011 Advisory vote on the frequency Mgmt Y 1 Year 1 Year
of holding the say on pay vote
THE COCA-COLA COMPANY KO 191216100 4/27/2011 Shareholder proposal regarding Shareholder Y Against Against
a report on Bisphenol-A
E.I. DU PONT DE NEMOURS DD 263534109 4/27/2011 Election of Directors Mgmt Y For For
AND COMPANY
E.I. DU PONT DE NEMOURS DD 263534109 4/27/2011 Ratify appointment of an Mgmt Y For For
AND COMPANY independent accounting firm
E.I. DU PONT DE NEMOURS DD 263534109 4/27/2011 Approval of amended Mgmt Y For For
AND COMPANY equity and incentive plan
E.I. DU PONT DE NEMOURS DD 263534109 4/27/2011 Approval, by advisory vote, Mgmt Y For For
AND COMPANY executive compensation
E.I. DU PONT DE NEMOURS DD 263534109 4/27/2011 Recommend, by advisory vote, Mgmt Y 1 Year 1 Year
AND COMPANY the frequency of executive
compensation votes
E.I. DU PONT DE NEMOURS DD 263534109 4/27/2011 Shareholder proposal regarding Shareholder Y For Against
AND COMPANY shareowner meetings
E.I. DU PONT DE NEMOURS DD 263534109 4/27/2011 Shareholder proposal on Shareholder Y Against Against
AND COMPANY engineered seed
E.I. DU PONT DE NEMOURS DD 263534109 4/27/2011 Shareholder proposal on Shareholder Y Against Against
AND COMPANY executive compensation
PFIZER INC PFE 717081PPH 4/28/2011 Election of Directors Mgmt Y For For
PFIZER INC PFE 717081PPH 4/28/2011 Proposal to ratify the Mgmt Y For For
selection of KPMG LLP as
independent auditors
PFIZER INC PFE 717081PPH 4/28/2011 Advisory vote on executive Mgmt Y For For
compensation
PFIZER INC PFE 717081PPH 4/28/2011 Advisory vote on the frequency Mgmt Y 1 Year 2 Years
of future advisory votes on
executive compensation
PFIZER INC PFE 717081PPH 4/28/2011 Shareholder proposal regarding Shareholder Y Against Against
publication of political
contributions
PFIZER INC PFE 717081PPH 4/28/2011 Shareholder proposal regarding Shareholder Y Against Against
public policy initiatives
PFIZER INC PFE 717081PPH 4/28/2011 Shareholder proposal regarding Shareholder Y Against Against
pharmaceutical price restraints
PFIZER INC PFE 717081PPH 4/28/2011 Shareholder proposal regarding Shareholder Y Against Against
action by written consent
PFIZER INC PFE 717081PPH 4/28/2011 Shareholder proposal regarding Shareholder Y Against Against
special shareholder meetings
PFIZER INC PFE 717081PPH 4/28/2011 Shareholder proposal regarding Shareholder Y Against Against
animal research
CORNING INCORPORATED GLW 219350105 4/28/2011 Election of Directors Mgmt Y For For
CORNING INCORPORATED GLW 219350105 4/28/2011 Approval, by non-binding vote, Mgmt Y For For
on executive compensation
CORNING INCORPORATED GLW 219350105 4/28/2011 Approval, by non-binding, on Mgmt Y 1 Year 1 Year
the frequency of future
executive compensation votes
CORNING INCORPORATED GLW 219350105 4/28/2011 Ratification of the selection Mgmt Y For For
of PricewaterhouseCoopers LLP
as the independent auditor
CORNING INCORPORATED GLW 219350105 4/28/2011 Shareholder proposal concerning Shareholder Y For Against
special meetings
JOHNSON & JOHNSON JNJ 478160PPH 4/28/2011 Election of Directors Mgmt Y For For
JOHNSON & JOHNSON JNJ 478160PPH 4/28/2011 Proposal to ratify the Mgmt Y For For
selection of
PricewaterhouseCoopers LLP as
independent auditors
JOHNSON & JOHNSON JNJ 478160PPH 4/28/2011 Advisory vote on named Mgmt Y For For
executive officer compensation
JOHNSON & JOHNSON JNJ 478160PPH 4/28/2011 Advisory vote on frequency of Mgmt Y 1 Year 1 Year
advisory vote on named
executive officer compensation
JOHNSON & JOHNSON JNJ 478160PPH 4/28/2011 Shareholder proposal on Shareholder Y Against Against
pharmaceutical price restraint
JOHNSON & JOHNSON JNJ 478160PPH 4/28/2011 Shareholder proposal on Shareholder Y Against Against
amendment to company's equal
employment opportunity policy
JOHNSON & JOHNSON JNJ 478160PPH 4/28/2011 Shareholder proposal on Shareholder Y Against Against
adopting non-animal methods for
training
ABBOTT LABORATORIES ABT 002824PPH 4/29/2011 Election of Directors Mgmt Y For For
ABBOTT LABORATORIES ABT 002824PPH 4/29/2011 Ratification of the selection Mgmt Y For For
of Deloitte & Touche LLP as the
independent auditor
ABBOTT LABORATORIES ABT 002824PPH 4/29/2011 Advisory vote on the approval Mgmt Y For For
of executive compensation (say
on pay)
ABBOTT LABORATORIES ABT 002824PPH 4/29/2011 Advisory vote on the approval Mgmt Y 1 Year 1 Year
of the frequency of shareholder
votes on executive compensation
(say when on pay)
ABBOTT LABORATORIES ABT 002824PPH 4/29/2011 Shareholder Shareholder Y Against Against
proposal-pharmaceutical pricing
THE BOEING COMPANY BA 097023105 5/2/2011 Election of Directors Mgmt Y For For
THE BOEING COMPANY BA 097023105 5/2/2011 Advisory vote on executive Mgmt Y For For
compensation
THE BOEING COMPANY BA 097023105 5/2/2011 Advisory vote on the frequency Mgmt Y 1 Year 3 Years
of advisory votes on executive
compensation
THE BOEING COMPANY BA 097023105 5/2/2011 Ratification of the selection Mgmt Y For For
of Deloitte & Touche LLP as the
independent auditor for 2011
THE BOEING COMPANY BA 097023105 5/2/2011 Shareholder Shareholder Y Against Against
proposal-independent monitoring
of the human rights code
THE BOEING COMPANY BA 097023105 5/2/2011 Shareholder proposal-report on Shareholder Y Against Against
political activity
THE BOEING COMPANY BA 097023105 5/2/2011 Shareholder proposal-action by Shareholder Y For Against
written consent
THE BOEING COMPANY BA 097023105 5/2/2011 Shareholder proposal-change Shareholder Y For Against
ownership threshold to call
special meetings
THE BOEING COMPANY BA 097023105 5/2/2011 Shareholder proposal -adopt a Shareholder Y Against Against
policy that the Board's
Chairman be an
Independent Chairman
ZIMMER HOLDINGS, INC. ZMH 98956PPPH 5/2/2011 Election of Directors Mgmt Y For For
ZIMMER HOLDINGS, INC. ZMH 98956PPPH 5/2/2011 Non-Binding advisory vote Mgmt Y For For
on executive compensation
("say-on-pay")
ZIMMER HOLDINGS, INC. ZMH 98956PPPH 5/2/2011 Non-Binding advisory vote on Mgmt Y 1 Year 1 Year
the frequency of say-on-pay
votes
ZIMMER HOLDINGS, INC. ZMH 98956PPPH 5/2/2011 Ratify appointment of an Mgmt Y For For
independent accounting firm
ALLERGAN, INC. AGN 018490PPH 5/3/2011 Election of Directors Mgmt Y For For
ALLERGAN, INC. AGN 018490PPH 5/3/2011 Ratification of the selection Mgmt Y For For
of Ernst & Young as the
independent auditor
ALLERGAN, INC. AGN 018490PPH 5/3/2011 Advisory vote on the Mgmt Y For For
compensation of our named
executive officers
ALLERGAN, INC. AGN 018490PPH 5/3/2011 Advisory vote on the frequency Mgmt Y 1 Year 3 Years
of an advisory vote on the
compensation of our named
executive officers
ALLERGAN, INC. AGN 018490PPH 5/3/2011 Approval of the Allergan, Inc. Mgmt Y For For
2011 executive bonus plan
ALLERGAN, INC. AGN 018490PPH 5/3/2011 Approval of the Allergan, Inc. Mgmt Y For For
2011 incentive award plan
ALLERGAN, INC. AGN 018490PPH 5/3/2011 Approval of the amendment and Mgmt Y For For
restatement of our amended and
restated Certificate of
Incorporation to declassify
our Board of Directors
BRISTOL-MYERS SQUIBB BMY-W 110122PPH 5/3/2011 Election of Directors Mgmt Y For For
COMPANY
BRISTOL-MYERS SQUIBB BMY-W 110122PPH 5/3/2011 Ratification of independent Mgmt Y For For
COMPANY registered public accounting
firm
BRISTOL-MYERS SQUIBB BMY-W 110122PPH 5/3/2011 Advisory vote on the Mgmt Y For For
COMPANY compensation of our named
executive officers
BRISTOL-MYERS SQUIBB BMY-W 110122PPH 5/3/2011 Advisory vote on the frequency Mgmt Y 1 Year 3 Years
COMPANY of the advisory vote on the
compensation of our named
executive officers
BRISTOL-MYERS SQUIBB BMY-W 110122PPH 5/3/2011 Shareholder proposal-executive Shareholder Y Against Against
COMPANY compensation disclosure
BRISTOL-MYERS SQUIBB BMY-W 110122PPH 5/3/2011 Shareholder proposal-action by Shareholder Y For Against
COMPANY shareholder written consent
BRISTOL-MYERS SQUIBB BMY-W 110122PPH 5/3/2011 Shareholder Shareholder Y Against Against
COMPANY proposal-pharmaceutical price
restraint
CSX CORPORATION CSX 126408103 5/4/2011 Election of Directors Mgmt Y For For
CSX CORPORATION CSX 126408103 5/4/2011 Ratification of Ernst & Young Mgmt Y For For
LLP as independent auditors
CSX CORPORATION CSX 126408103 5/4/2011 Approval, by non-binding vote, Mgmt Y For For
executive compensation
CSX CORPORATION CSX 126408103 5/4/2011 Recommendation, by non-binding Mgmt Y 1 Year 3 Years
vote, the frequency of
executive compensation votes
FLUOR CORPORATION FLR 343412102 5/5/2011 Election of Directors Mgmt Y For For
FLUOR CORPORATION FLR 343412102 5/5/2011 Advisory vote on the company's Mgmt Y For For
executive compensation
FLUOR CORPORATION FLR 343412102 5/5/2011 Advisory vote on the frequency Mgmt Y 1 Year None
of shareholder advisory votes
on the company's executive
compensation
FLUOR CORPORATION FLR 343412102 5/5/2011 Approval of an amendment to the Mgmt Y For For
amended and restated
Certificate of Incorporation
to declassify the Board
of Directors
FLUOR CORPORATION FLR 343412102 5/5/2011 Approval of an amendment to the Mgmt Y For For
Certificate of Incorporation to
remove and replace the
supermajority voting
provisions
FLUOR CORPORATION FLR 343412102 5/5/2011 Ratification of Ernst & Young Mgmt Y For For
LLP as independent auditors
MARRIOT INTERNATIONAL, MAR 571903202 5/6/2011 Election of Directors Mgmt Y For For
INC.
MARRIOT INTERNATIONAL, MAR 571903202 5/6/2011 To ratify the appointment of Mgmt Y For For
INC. Ernst & Young as independent
registered public accounting
firm
MARRIOT INTERNATIONAL, MAR 571903202 5/6/2011 Advisory resolution approving Mgmt Y For For
INC. executive compensation
MARRIOT INTERNATIONAL, MAR 571903202 5/6/2011 Advisory vote on the frequency Mgmt Y 1 Year 1 Year
INC. of future advisory votes on
executive compensation
MYLAN INC MYL 628530PPH 5/6/2011 Election of Directors Mgmt Y For For
MYLAN INC MYL 628530PPH 5/6/2011 Ratification of the selection Mgmt Y For For
of Deloitte & Touche LLP as the
independent auditor
MYLAN INC MYL 628530PPH 5/6/2011 Approval , by advisory vote, Mgmt Y For For
executive compensation
MYLAN INC MYL 628530PPH 5/6/2011 Recommend, by advisory vote, Mgmt Y 1 Year 3 Years
the frequency of future
advisory votes on executive
compensation
HOSPIRA, INC. HSP 441060PPH 5/10/2011 Election of Directors Mgmt Y For For
HOSPIRA, INC. HSP 441060PPH 5/10/2011 Approval of an amendment to our Mgmt Y For For
restated Certificate of
Incorporation to eliminate
the super-majority
vote requirement to remove
Directors for cause
HOSPIRA, INC. HSP 441060PPH 5/10/2011 Approval of an amendment to the Mgmt Y For For
restated Certificate of
Incorporation to eliminate
the super-majority vote
requirement for bylaw adoption,
amendment or repeal
HOSPIRA, INC. HSP 441060PPH 5/10/2011 Approval of an amendment to our Mgmt Y For For
restated Certificate of
Incorporation to eliminate the
super-majority vote requirement
for alteration, amendment or
repeal of certain provisions in
the Certificate of
Incorporation
HOSPIRA, INC. HSP 441060PPH 5/10/2011 Approval, by non-binding vote, Mgmt Y For For
executive compensation
HOSPIRA, INC. HSP 441060PPH 5/10/2011 Recommend, by non-binding vote, Mgmt Y 1 Year 1 Year
the frequency of executive
compensation votes
HOSPIRA, INC. HSP 441060PPH 5/10/2011 Ratification of the selection Mgmt Y For For
of Deloitte & Touche LLP as the
independent auditor
CVS CAREMARK CORPORATION CVS 126650100 5/11/2011 Election of Directors Mgmt Y For For
CVS CAREMARK CORPORATION CVS 126650100 5/11/2011 Ratification of the selection Mgmt Y For For
of Ernst & Young as the
independent auditor
CVS CAREMARK CORPORATION CVS 126650100 5/11/2011 Approval of the company's Mgmt Y For For
executive compensation as
disclosed in the proxy statement
CVS CAREMARK CORPORATION CVS 126650100 5/11/2011 Approval of the frequency of Mgmt Y 1 Year 1 Year
future executive compensation
votes
CVS CAREMARK CORPORATION CVS 126650100 5/11/2011 Shareholders proposal-political Shareholder Y Against Against
contributions and expenditures
CVS CAREMARK CORPORATION CVS 126650100 5/11/2011 Shareholders proposal-regarding Shareholder Y For Against
stockholder action by written
consent
KOHL'S CORPORATION KSS 500255104 5/12/2011 Election of Directors Mgmt Y For For
KOHL'S CORPORATION KSS 500255104 5/12/2011 Ratification of Ernst & Young Mgmt Y For For
LLP as independent auditors
KOHL'S CORPORATION KSS 500255104 5/12/2011 Approval of elimination of Mgmt Y For For
supermajority vote requirement
in Article V
KOHL'S CORPORATION KSS 500255104 5/12/2011 Approval of elimination of Mgmt Y For For
supermajority vote requirement
in Article VI
KOHL'S CORPORATION KSS 500255104 5/12/2011 Re-approval of annual incentive Mgmt Y For For
plan
KOHL'S CORPORATION KSS 500255104 5/12/2011 Advisory vote on executive Mgmt Y For For
compensation
KOHL'S CORPORATION KSS 500255104 5/12/2011 Advisory vote on the frequency Mgmt Y 1 Year 1 Year
of future shareholder advisory
votes on executive compensation
KOHL'S CORPORATION KSS 500255104 5/12/2011 Shareholder proposal: Shareholder Y For Against
Shareholder action by written
consent
KOHL'S CORPORATION KSS 500255104 5/12/2011 Shareholder proposal: Shareholder Y Against Against
Succession planning and
reporting
GILEAD SCIENCES, INC. GILD 375558103 5/12/2011 Election of Directors Mgmt Y For For
GILEAD SCIENCES, INC. GILD 375558103 5/12/2011 Ratification of the selection Mgmt Y For For
of Ernst & Young as the
independent auditor
GILEAD SCIENCES, INC. GILD 375558103 5/12/2011 Approval of the amended and Mgmt Y For For
restated Gilead Sciences, Inc.
Code Section 162(M) Bonus Plan
and certain performance-based
provisions
GILEAD SCIENCES, INC. GILD 375558103 5/12/2011 Approval of amendments to Mgmt Y For For
Gilead's restated certificate
of incorporation to adopt
majority voting standards
GILEAD SCIENCES, INC. GILD 375558103 5/12/2011 Approval of amendments to Mgmt Y For For
Gilead's amended and restated
bylaws to permit holders of at
least 20% of the voting power
of the outstanding capital
stock to call a special meeting
of stockholders
GILEAD SCIENCES, INC. GILD 375558103 5/12/2011 Approval of an advisory Mgmt Y For For
resolution to approve the
compensation of Gilead's named
executive officers
GILEAD SCIENCES, INC. GILD 375558103 5/12/2011 Approval of vote on an advisory Mgmt Y 1 Year 1 Year
basis as to the frequency with
which executive compensation
will be subject to futures
advisory stockholder votes
WATSON PHARMACEUTICALS, WPI 942683PPH 5/13/2011 Election of Directors Mgmt Y For For
INC.
WATSON PHARMACEUTICALS, WPI 942683PPH 5/13/2011 Approval of amendment to Mgmt Y For For
INC. provide for the
declassification of the
Board of Directors and
to delete certain provisions
from the Articles of
Incorporation
WATSON PHARMACEUTICALS, WPI 942683PPH 5/13/2011 Approval of the fourth Mgmt Y For For
INC. amendment and restatement of
the 2001 incentive award plan
of Watson Pharmaceuticals, Inc.
WATSON PHARMACEUTICALS, WPI 942683PPH 5/13/2011 Advisory (non-binding) vote to Mgmt Y For For
INC. approve named executive officer
compensation
WATSON PHARMACEUTICALS, WPI 942683PPH 5/13/2011 Advisory (non-binding) vote on Mgmt Y 1 Year 1 Year
INC. the frequency of future
advisory votes to approve named
executive officer compensation
WATSON PHARMACEUTICALS, WPI 942683PPH 5/13/2011 Ratification of the selection Mgmt Y For For
INC. of PricewaterhouseCoopers LLP
as the independent auditor
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Election of Directors Mgmt Y For For
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Ratification of independent Mgmt Y For For
registered public accounting
firm
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Advisory vote on Mgmt Y For For
executive compensation
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Advisory vote on frequency of Mgmt Y 1 Year 1 Year
advisory vote on executive
compensation
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Approval of amendment to Mgmt Y For For
long-term incentive plan
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Shareholder proposal-political Shareholder Y Against Against
non-partisanship
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Shareholder Shareholder Y For Against
proposal-shareholder action by
written consent
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Shareholder proposal-mortgage Shareholder Y Against Against
loan servicing
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Shareholder proposal-political Shareholder Y Against Against
contributions
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Shareholder Shareholder Y Against Against
proposal-genocide-free investing
JP MORGAN CHASE & CO. JPM 46625H100 5/17/2011 Shareholder Shareholder Y Against Against
proposal-independent lead
director
MORGAN STANLEY MS 617446448 5/18/2011 Election of Directors Mgmt Y For For
MORGAN STANLEY MS 617446448 5/18/2011 Ratification of the selection Mgmt Y For For
of Deloitte & Touche LLP as the
independent auditor
MORGAN STANLEY MS 617446448 5/18/2011 Adoption of amendment to the Mgmt Y For For
2007 equity incentive
compensation plan
MORGAN STANLEY MS 617446448 5/18/2011 Adoption of the compensation of Mgmt Y For For
executives as disclosed in the
proxy statement (non-binding
advisory resolution)
MORGAN STANLEY MS 617446448 5/18/2011 Adoption to the vote on the Mgmt Y 1 Year 1 Year
frequency of holding a
non-binding advisory vote on
the compensation of executives
as disclosed in the proxy
statement (non-binding advisory
vote)
HALLIBURTON COMPANY HAL 406216101 5/19/2011 Election of Directors Mgmt Y For For
HALLIBURTON COMPANY HAL 406216101 5/19/2011 Proposal for ratification of Mgmt Y For For
the selection of auditors
HALLIBURTON COMPANY HAL 406216101 5/19/2011 Approval for advisory vote on Mgmt Y For For
executive compensation
HALLIBURTON COMPANY HAL 406216101 5/19/2011 Approval for and advisory vote Mgmt Y 1 Year 1 Year
on the frequency of an advisory
vote on executive compensation
HALLIBURTON COMPANY HAL 406216101 5/19/2011 Shareholder proposal-human Shareholder Y Against Against
rights policy
HALLIBURTON COMPANY HAL 406216101 5/19/2011 Shareholder proposal-political Shareholder Y Against Against
contributions
MEDCO HEALTH SOLUTIONS, MHS 58405UPPH 5/24/2011 Election of Directors Mgmt Y For For
INC.
MEDCO HEALTH SOLUTIONS, MHS 58405UPPH 5/24/2011 Ratification of the selection Mgmt Y For For
INC. of PricewaterhouseCoopers LLP
as the independent auditor
MEDCO HEALTH SOLUTIONS, MHS 58405UPPH 5/24/2011 Approval of amendments to the Mgmt Y For For
INC. Certificate of
Incorporation
MEDCO HEALTH SOLUTIONS, MHS 58405UPPH 5/24/2011 Approval of the company's Mgmt Y For For
INC. amended and restated stock
incentive plan
MEDCO HEALTH SOLUTIONS, MHS 58405UPPH 5/24/2011 Approval of an advisory vote on Mgmt Y For For
INC. the compensation of the
company's named executive
officers
MEDCO HEALTH SOLUTIONS, MHS 58405UPPH 5/24/2011 Approval of an advisory vote on Mgmt Y 1 Year 1 Year
INC. the frequency of a shareholder
advisory vote on the
compensation of the company's
named executive officers
MEDCO HEALTH SOLUTIONS, MHS 58405UPPH 5/24/2011 Shareholder proposal Shareholder Y Against Against
INC. regarding executive
equity holding
requirements
MERCK & CO., INC. MRK 589331PPH 5/24/2011 Election of Directors Mgmt Y For For
MERCK & CO., INC. MRK 589331PPH 5/24/2011 To ratify the appointment of Mgmt Y For For
the independent registered
public accounting firm
MERCK & CO., INC. MRK 589331PPH 5/24/2011 Advisory vote on executive Mgmt Y For For
compensation
MERCK & CO., INC. MRK 589331PPH 5/24/2011 Advisory vote on the frequency Mgmt Y 1 Year 3 Years
of future votes on executive
compensation
MOLSON COORS BREWING CO. TAP 60871R209 5/25/2011 Election of Directors Mgmt Y For For
GOOGLE INC. GOOG 38259P508 6/2/2011 Election of Directors Mgmt Y For For
GOOGLE INC. GOOG 38259P508 6/2/2011 Ratification of Ernst & Young Mgmt Y For For
LLP as independent auditors for
fiscal year 2011
GOOGLE INC. GOOG 38259P508 6/2/2011 Approval of amendment to Mgmt Y For For
increase the number of shares
of Class A stock issuable by
1,500,000
GOOGLE INC. GOOG 38259P508 6/2/2011 Approval of 2010 compensation Mgmt Y For For
awarded to named executive
officers
GOOGLE INC. GOOG 38259P508 6/2/2011 Approval of frequency of future Mgmt Y 1 Years 3 Years
stockholder advisory votes
regarding compensation awarded
to named executive officers
GOOGLE INC. GOOG 38259P508 6/2/2011 Shareholder proposal-formation Shareholder Y Against Against
of a board committee on
sustainability, if properly
presented at meeting
GOOGLE INC. GOOG 38259P508 6/2/2011 Shareholder proposal-adoption Shareholder Y For Against
of a simple majority voting
standard for stockholder
matters, if properly presented
at meeting
GOOGLE INC. GOOG 38259P508 6/2/2011 Shareholder proposal-conflict Shareholder Y Against Against
of interest and code of conduct
compliance report, if properly
presented at meeting
MASTERCARD INCORPORATED MA 57636Q104 6/7/2011 Election of Directors Mgmt Y For For
MASTERCARD INCORPORATED MA 57636Q104 6/7/2011 Advisory vote on Mgmt Y For For
executive compensation
MASTERCARD INCORPORATED MA 57636Q104 6/7/2011 Advisory vote on Mgmt Y 1 Year 1 Year
frequency of holding
future advisory votes
on executive compensation
MASTERCARD INCORPORATED MA 57636Q104 6/7/2011 Ratification of the selection Mgmt Y For For
of PricewaterhouseCoopers LLP
as the independent auditor
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Continental Assurance Company Separate Account (B)
By: /s/ Thomas C. Scott
--------------------------------------------
Thomas C. Scott -Principal Executive Officer
Date
August 26, 2011