-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C1O9GMm1Zf2VhbjGu/LunyRwjr8ZaHSPGYMn3XTckCJgwyenNOpR7k5UZHSWTB4R OJwpRkRtLRxRWP4kqHdf3Q== 0000891547-96-000057.txt : 19960213 0000891547-96-000057.hdr.sgml : 19960213 ACCESSION NUMBER: 0000891547-96-000057 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960212 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COMPREHENSIVE CARE CORP CENTRAL INDEX KEY: 0000022872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HOSPITALS [8060] IRS NUMBER: 952594724 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-19482 FILM NUMBER: 96515562 BUSINESS ADDRESS: STREET 1: 350 W BAY ST STREET 2: STE 280 CITY: COSTA MESA STATE: CA ZIP: 92627 BUSINESS PHONE: 7142222273 MAIL ADDRESS: STREET 1: 4350 VON KARMAN AVENUE STREET 2: SUITE 280 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES DATE OF NAME CHANGE: 19730501 FORMER COMPANY: FORMER CONFORMED NAME: JADE OIL CO DATE OF NAME CHANGE: 19700402 FORMER COMPANY: FORMER CONFORMED NAME: NEURO PSYCHIATRIC & HEALTH SERVICES INC DATE OF NAME CHANGE: 19700402 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RYBACK MANAGEMENT CORP /MO /ADV CENTRAL INDEX KEY: 0000891547 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 431615580 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7711 CARONDELET AVE STE 700 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147275305 MAIL ADDRESS: STREET 1: 7711 CARONDELET STE 700 CITY: ST LOUIS STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: RYBACK MANAGEMENT CORP /MO/ /ADV DATE OF NAME CHANGE: 19940822 SC 13G/A 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13-G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) Comprehensive Care Corporation (Name of Issuer) 12 1/2% Convertible Note due 1/1/97 144A Common Stock and Common Stock (Title of Class of Securities) 204620-20-7 (underlying common stock) (CUSIP Number) Check the following box if a fee is being paid with this statement (A fee is not required only if the filing person: (1) has a previous statement on reporting the beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) 2 Name of reporting person: Ryback Management Corporation I.R.S. Identification No. of Above Entity 43-1615580 Check Appropriate Box if a member of a group* 3. SEC use only 4. Citizenship or Place of Organization Michigan Number of 5. Sole Voting Power Shares 333,333 shares resulting from the conversion of 2000M convertible bonds due 1/1/97 250,000 shares 144A common stock (to become fully registered common stock) Beneficially 6. 10,900 shares of common stock Shared Voting Power Owned by -0- Each 7. Sole Dispositive Power 333,333 shares resulting from the conversion of 2000M convertible bonds due 1/1/97 Reporting 250,000 shares 144A common stock (to become fully registered common stock) 10,900 shares of common stock Person With 8. Shared Dispositive Power 9. Aggregate Amount Beneficially owned by each reporting person: 333,333 converted shares held by Lindner Bulwark Fund 260,900 144A shares and common shares held by Lindner Growth Fund 10. Check Box if the Aggregate amount in Row (9) excludes certain shares 11. Percent of Class Represented by Amount in Row (9) 19.88% assuming 2,656,928 common shares currently outstanding 12. Type of Reporting Person IA - Ryback Management Corporation IV - Lindner Investment Series Trust sec 1745 (6-80) SEE INSTRUCTION BEFORE FILLING OUT! 3 SEC 13G SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13g Amendment No. 1 Item 1(a) Name of Issuer: Comprehensive Care Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 4350 Von Karman Avenue Suite 280 Newport Beach, CA 92660 Item 2(a) Name of Person Filing: Ryback Management Corporation Item 2(b) Address of Principal Business Office: 7711 Carondelet Ave., Box 16900, St. Louis, MO 63105 Item 2(c) Citizenship: Michigan Items 2(d) Title and Class of Securities: 12 1/2% Convertible Note due 1/1/97 144A Common Stock Item 2(e) CUSIP: 204620-20-7 underlying common stock cusip Item 3) If this statement is filed pursuant to Rule 13d-1(b) or, 13d-2(b), check whether the person filing is a: [X] Investment Company registered under Section 8 of the Investment Company Act ( LINDNER INVESTMENT SERIES TRUST) [X] Investment Company Adviser registered under Section 203 of the Investment Advisers Act of 1940 (RYBACK MANAGEMENT CORPORATION) Item 4 Ownership: The Shares listed below were held in a fiduciary capacity by as of December 31, 1995: (A) Amount beneficially owned: 333,333 converted shares held by Lindner Bulwark Fund and 144a and regular common stock held by Lindner Growth Fund (B) Percent of class: 19.88% (C) Number of shares as to which such subject COMPANY has: (1)sole power to vote or direct to vote: 594,233 (2)shared power to vote or direct to vote: (3)sole power to dispose of or direct disposition of: 594,233 (4)shared power to dispose or direct disposition of: Instruction: For computation regarding securities which represent the right to acquire an underlying security see Rule 13d-3(d)(1). Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Lindner Bulwark Fund, a registered investment company, would be the beneficial owner of 11.15% of the fully diluted outstanding common stock if all 2000M of the 12 1/2% bond were converted. Lindner Growth Fund, a registered investment company, is the holder of 250,000 shares of 144a stock and 10,900 shares of regular common stock, which results in a holding of 8.72% of the fully diluted shares. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported On By the Parent Holding Company. See Item 3 Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 12, 1996 /S/ Eric E. Ryback, President Ryback Management Corporation Lindner Investment Series Trust (314) 727-5305 -----END PRIVACY-ENHANCED MESSAGE-----