0000022657-12-000001.txt : 20120227 0000022657-12-000001.hdr.sgml : 20120227 20120224173929 ACCESSION NUMBER: 0000022657-12-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120227 DATE AS OF CHANGE: 20120224 EFFECTIVENESS DATE: 20120227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LOWE BROCKENBROUGH & CO INC CENTRAL INDEX KEY: 0000022657 IRS NUMBER: 540859081 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01206 FILM NUMBER: 12639425 BUSINESS ADDRESS: STREET 1: 1802 BAYBERRY COURT STREET 2: SUITE 400 CITY: RICHMOND STATE: VA ZIP: 23226 BUSINESS PHONE: 8042880404 MAIL ADDRESS: STREET 1: 1802 BAYBERRY COURT STREET 2: SUITE 400 CITY: RICHMOND STATE: VA ZIP: 23226 FORMER COMPANY: FORMER CONFORMED NAME: LOWE BROCKENBROUGH & TATTERSALL INC DATE OF NAME CHANGE: 19960403 FORMER COMPANY: FORMER CONFORMED NAME: LOWE BROCKENBROUGH TIERNEY & TATTERSALL INC DATE OF NAME CHANGE: 19960322 FORMER COMPANY: FORMER CONFORMED NAME: COMMONWEALTH RESEARCH & MANAGEMENT CORP DATE OF NAME CHANGE: 19801122 13F-HR 1 q413f11.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment [ ]; Amendment Number: This Amendment(Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing This Report: Name: Lowe, Brockenbrough & Company, Inc. Address: 1802 Bayberry Court Suite 400 Richmond, Virginia 23226-3767 13F File Number: 28-1206 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Austin Brockenbrough, III Title: Managing Director Phone: (804) 288-0404 Signature, Place, and Date of Signing: Austin Brockenbrough, III Richmond, Virginia Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM COM 88579Y101 5756 70430.0000 SH Sole 70430.0000 ABBOTT LABS COM COM 002824100 10294 183065.0000 SH Sole 183065.0000 ACCENTURE PLC IRELAND SHS CLAS COM G1151C101 854 16044.0000 SH Sole 16044.0000 AETNA INC NEW COM COM 00817Y108 5508 130558.0000 SH Sole 130558.0000 ALBEMARLE CORP COM COM 012653101 618 12000.0000 SH Sole 12000.0000 ALLSTATE CORP COM COM 020002101 692 25248.0000 SH Sole 25248.0000 ALTRIA GROUP INC COM COM 02209S103 2339 78886.7370 SH Sole 78886.7370 AMERICAN EXPRESS CO COM COM 025816109 5192 110070.0000 SH Sole 110070.0000 AMERIPRISE FINL INC COM COM 03076C106 3602 72555.0000 SH Sole 72555.0000 AMERISOURCEBERGEN CORP COM COM 03073E105 5230 140625.0000 SH Sole 140625.0000 AMGEN INC COM COM 031162100 223 3480.0000 SH Sole 3480.0000 APACHE CORP COM COM 037411105 1807 19945.0000 SH Sole 19945.0000 APHTON CORP COM 03759p101 0 11010.0000 SH Sole 11010.0000 APPLE INC COM COM 037833100 10076 24880.0000 SH Sole 24880.0000 APTARGROUP INC COM COM 038336103 728 13948.0000 SH Sole 13948.0000 AT&T INC COM COM 00206R102 3171 104861.0000 SH Sole 104861.0000 AUTOMATIC DATA PROCESSING INC COM 053015103 1531 28343.0000 SH Sole 28343.0000 AUTOZONE INC COM COM 053332102 699 2150.0000 SH Sole 2150.0000 AVON PRODS INC COM COM 054303102 217 12400.0000 SH Sole 12400.0000 BANK OF AMERICA CORPORATION CO COM 060505104 100 18075.2379 SH Sole 18075.2379 BANK SOUTHSIDE VA CORP COM COM 2898 14531.0000 SH Sole 14531.0000 BB&T CORP COM COM 054937107 629 24974.0000 SH Sole 24974.0000 BECTON DICKINSON & CO COM COM 075887109 767 10270.0000 SH Sole 10270.0000 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 574 5.0000 SH Sole 5.0000 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 257 3367.0000 SH Sole 3367.0000 BLACKROCK INC CL A COM 09247X101 598 3355.0000 SH Sole 3355.0000 BP PLC SPONSORED ADR COM 055622104 1736 40616.0000 SH Sole 40616.0000 BRISTOL MYERS SQUIBB CO COM COM 110122108 3513 99702.0000 SH Sole 99702.0000 C.H. ROBINSON WORLDWIDE INC COM 12541w209 409 5860.0000 SH Sole 5860.0000 CARDINAL HEALTH INC COM COM 14149Y108 362 8915.0000 SH Sole 8915.0000 CATERPILLAR INC DEL COM COM 149123101 849 9374.0000 SH Sole 9374.0000 CHEVRON CORP NEW COM COM 166764100 15899 149422.5000 SH Sole 149422.5000 CHUBB CORP COM COM 171232101 584 8430.0000 SH Sole 8430.0000 CINCINNATI FINL CORP COM COM 172062101 347 11377.0000 SH Sole 11377.0000 CINTAS CORP COM COM 172908105 553 15885.0000 SH Sole 15885.0000 CISCO SYS INC COM COM 17275R102 7063 390674.4943 SH Sole 390674.4943 COCA COLA CO COM COM 191216100 6120 87473.0000 SH Sole 87473.0000 COLGATE PALMOLIVE CO COM COM 194162103 4251 46010.0000 SH Sole 46010.0000 COMCAST CORP NEW CL A COM 20030N101 5017 211618.0000 SH Sole 211618.0000 COMPUTER SCIENCES CORP COM COM 205363104 200 8450.0000 SH Sole 8450.0000 CONOCOPHILLIPS COM COM 20825C104 7602 104317.0000 SH Sole 104317.0000 CVS CAREMARK CORPORATION COM COM 126650100 7567 185563.0000 SH Sole 185563.0000 DIAGEO P L C SPON ADR NEW COM 25243Q205 1326 15170.0000 SH Sole 15170.0000 DIEBOLD INC COM COM 253651103 760 25290.0000 SH Sole 25290.0000 DISNEY WALT CO COM DISNEY COM 254687106 1448 38610.0000 SH Sole 38610.0000 DOLLAR TREE INC COM COM 256746108 5517 66378.0000 SH Sole 66378.0000 DOMINION RES INC VA NEW COM COM 25746U109 1344 25328.1560 SH Sole 25328.1560 DOVER CORP COM COM 260003108 6469 111438.0000 SH Sole 111438.0000 DU PONT E I DE NEMOURS & CO CO COM 263534109 2088 45620.0000 SH Sole 45620.0000 DUKE ENERGY CORP NEW COM COM 26441C105 612 27800.0000 SH Sole 27800.0000 E M C CORP MASS COM COM 268648102 5253 243894.0000 SH Sole 243894.0000 EATON CORP COM COM 278058102 3500 80410.0000 SH Sole 80410.0000 ECOLAB INC COM COM 278865100 796 13762.0000 SH Sole 13762.0000 EMERSON ELEC CO COM COM 291011104 2099 45045.0000 SH Sole 45045.0000 EXPRESS SCRIPTS INC COM COM 302182100 848 18985.0000 SH Sole 18985.0000 EXXON MOBIL CORP COM COM 30231G102 30459 359358.0000 SH Sole 359358.0000 FAMILY DLR STORES INC COM COM 307000109 259 4490.0000 SH Sole 4490.0000 FLEXTRONICS INTL LTD ORD COM Y2573F102 147 26050.0000 SH Sole 26050.0000 FLOWERS FOOD INC COM 343498101 544 28661.0000 SH Sole 28661.0000 FRANKLIN RES INC COM COM 354613101 318 3310.0000 SH Sole 3310.0000 GENERAL DYNAMICS CORP COM COM 369550108 3821 57544.0000 SH Sole 57544.0000 GENERAL ELECTRIC CO COM COM 369604103 10400 580684.0000 SH Sole 580684.0000 GENERAL MLS INC COM COM 370334104 1100 27210.0000 SH Sole 27210.0000 GILEAD SCIENCES INC COM COM 375558103 854 20861.0000 SH Sole 20861.0000 GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 919 20141.0000 SH Sole 20141.0000 GOOGLE INC CL A COM 38259P508 5499 8514.0000 SH Sole 8514.0000 HANOVER INS GROUP INC COM COM 410867105 559 16000.0000 SH Sole 16000.0000 HCC INS HLDGS INC COM COM 404132102 639 23225.0000 SH Sole 23225.0000 HENRY JACK & ASSOC INC COM COM 426281101 411 12225.0000 SH Sole 12225.0000 HESS CORP COM COM 42809H107 3503 61665.0000 SH Sole 61665.0000 HOME DEPOT INC COM COM 437076102 1088 25873.0000 SH Sole 25873.0000 ILLINOIS TOOL WKS INC COM COM 452308109 590 12637.0000 SH Sole 12637.0000 INTEL CORP COM COM 458140100 8832 364212.0000 SH Sole 364212.0000 INTERNATIONAL BUSINESS MACHS C COM 459200101 9513 51736.0000 SH Sole 51736.0000 INTUIT COM COM 461202103 922 17525.0000 SH Sole 17525.0000 ISHARES TR INDEX S&P NA SEMICN COM 464287523 889 18000.0000 SH Sole 18000.0000 ISHARES TR INDEX S&P NA SOFTWR COM 464287515 1703 31460.0000 SH Sole 31460.0000 ISHARES TR INDEX S&P NA TECH F COM 464287549 1527 25700.0000 SH Sole 25700.0000 JOHNSON & JOHNSON COM COM 478160104 9935 151499.0000 SH Sole 151499.0000 JPMORGAN CHASE & CO COM COM 46625H100 7095 213377.0000 SH Sole 213377.0000 KIMBERLY CLARK CORP COM COM 494368103 8835 120102.0000 SH Sole 120102.0000 KINDER MORGAN ENERGY PARTNERS COM 494550106 1414 16650.0000 SH Sole 16650.0000 KRAFT FOODS INC CL A COM 50075N104 2284 61137.0000 SH Sole 61137.0000 L-3 COMMUNICATIONS HLDGS INC C COM 502424104 302 4525.0000 SH Sole 4525.0000 LILLY ELI & CO COM COM 532457108 2563 61670.3917 SH Sole 61670.3917 LINEAR TECHNOLOGY CORP COM COM 535678106 266 8860.0000 SH Sole 8860.0000 LOWES COS INC COM COM 548661107 570 22460.0000 SH Sole 22460.0000 MARATHON OIL CORP COM COM 565849106 3231 110385.0000 SH Sole 110385.0000 MARATHON PETROLEUM CORP COM 56585a102 1795 53916.0000 SH Sole 53916.0000 MARKEL CORP COM COM 570535104 1130 2724.0000 SH Sole 2724.0000 MCCORMICK & CO INC COM NON VTG COM 579780206 676 13410.0000 SH Sole 13410.0000 MCDONALDS CORP COM COM 580135101 7839 78133.0000 SH Sole 78133.0000 MCKESSON CORP COM COM 58155Q103 4798 61585.0000 SH Sole 61585.0000 MEDCO HEALTH SOLUTIONS INC COM COM 58405U102 2013 36005.0000 SH Sole 36005.0000 MEDIA GEN INC CL A COM 584404107 83 20350.0000 SH Sole 20350.0000 MEDIA GEN INC CL B COM 584404206 239 58684.0000 SH Other 58684.0000 MEDTRONIC INC COM COM 585055106 996 26045.0000 SH Sole 26045.0000 MERCK & CO INC NEW COM COM 58933y105 3287 87183.0000 SH Sole 87183.0000 MERCURY GENL CORP NEW COM COM 589400100 224 4915.0000 SH Sole 4915.0000 METLIFE INC COM COM 59156R108 2475 79363.0000 SH Sole 79363.0000 MICROSOFT CORP COM COM 594918104 6838 263398.0000 SH Sole 263398.0000 NIKE INC CL B COM 654106103 342 3550.0000 SH Sole 3550.0000 NOBLE CORPORATION BAAR NAMEN - COM H5833N103 4505 149060.0000 SH Sole 149060.0000 NORFOLK SOUTHERN CORP COM COM 655844108 7015 96274.0000 SH Sole 96274.0000 NOVARTIS A G SPONSORED ADR COM 66987V109 819 14318.0000 SH Sole 14318.0000 ORACLE CORP COM COM 68389X105 7674 299191.0000 SH Sole 299191.0000 OWENS & MINOR INC NEW COM COM 690732102 216 7762.0000 SH Sole 7762.0000 PARKER HANNIFIN CORP COM COM 701094104 403 5280.0000 SH Sole 5280.0000 PEOPLES BANK VA RICHMOND VA CO COM 710754102 393 28061.0000 SH Sole 28061.0000 PEPSICO INC COM COM 713448108 10149 152961.7570 SH Sole 152961.7570 PFIZER INC COM COM 717081103 593 27392.0000 SH Sole 27392.0000 PHILIP MORRIS INTL INC COM COM 718172109 5106 65058.9010 SH Sole 65058.9010 PINNACLE WEST CAP CORP COM COM 723484101 227 4720.0000 SH Sole 4720.0000 PNC FINL SVCS GROUP INC COM COM 693475105 4580 79414.0000 SH Sole 79414.0000 PRAXAIR INC COM COM 74005P104 1405 13147.2877 SH Sole 13147.2877 PROCTER & GAMBLE CO COM COM 742718109 5505 82516.0000 SH Sole 82516.0000 QUALCOMM INC COM COM 747525103 5333 97489.0000 SH Sole 97489.0000 RAYTHEON CO COM NEW COM 755111507 677 14000.0000 SH Sole 14000.0000 ROLLINS INC COM COM 775711104 483 21726.0000 SH Sole 21726.0000 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 7967 109001.0000 SH Sole 109001.0000 SCHLUMBERGER LTD COM COM 806857108 2947 43148.0000 SH Sole 43148.0000 SELECT SECTOR SPDR TR SBI INT- COM 81369Y605 3681 283180.0000 SH Sole 283180.0000 SONOCO PRODS CO COM COM 835495102 1153 34990.0000 SH Sole 34990.0000 SOUTHERN CO COM COM 842587107 234 5045.0000 SH Sole 5045.0000 SPECTRA ENERGY CORP COM COM 847560109 769 24999.0000 SH Sole 24999.0000 STARBUCKS CORP COM COM 855244109 883 19200.0000 SH Sole 19200.0000 SUNTRUST BKS INC COM COM 867914103 385 21766.0000 SH Sole 21766.0000 SYSCO CORP COM COM 871829107 5006 170675.0000 SH Sole 170675.0000 TARGET CORP COM COM 87612E106 1145 22350.0000 SH Sole 22350.0000 TELEFLEX INC COM COM 879369106 515 8395.0000 SH Sole 8395.0000 TEVA PHARMACEUTICAL INDS LTD A COM 881624209 2936 72747.0000 SH Sole 72747.0000 THERMO FISHER SCIENTIFIC INC C COM 883556102 4214 93714.0000 SH Sole 93714.0000 TJX COS INC NEW COM COM 872540109 4480 69411.0000 SH Sole 69411.0000 TORCHMARK CORP COM COM 891027104 338 7800.0000 SH Sole 7800.0000 TORO CO COM COM 891092108 763 12580.0000 SH Sole 12580.0000 TORONTO DOMINION BK ONT COM NE COM 891160509 775 10364.0000 SH Sole 10364.0000 TRAVELERS COMPANIES INC COM COM 89417E109 1034 17472.0000 SH Sole 17472.0000 UNION PAC CORP COM COM 907818108 389 3674.0000 SH Sole 3674.0000 UNITED PARCEL SERVICE INC CL B COM 911312106 869 11870.0000 SH Sole 11870.0000 UNITED TECHNOLOGIES CORP COM COM 913017109 6458 88352.0000 SH Sole 88352.0000 UNITEDHEALTH GROUP INC COM COM 91324P102 1966 38790.0000 SH Sole 38790.0000 UNIVERSAL CORP VA COM COM 913456109 455 9900.0000 SH Sole 9900.0000 US BANCORP DEL COM NEW COM 902973304 847 31328.0000 SH Sole 31328.0000 VERIZON COMMUNICATIONS INC COM COM 92343V104 2782 69339.0000 SH Sole 69339.0000 VIACOM INC NEW CL B COM 92553p201 5241 115420.0000 SH Sole 115420.0000 WAL MART STORES INC COM COM 931142103 7065 118217.0000 SH Sole 118217.0000 WELLPOINT INC COM COM 94973V107 2437 36781.0000 SH Sole 36781.0000 WELLS FARGO & CO NEW COM COM 949746101 3432 124519.0000 SH Sole 124519.0000 WILLIAMS COS INC DEL COM COM 969457100 385 11645.0000 SH Sole 11645.0000 YUM BRANDS INC COM COM 988498101 4620 78296.0000 SH Sole 78296.0000 ISHARES TR INDEX RUSSELL MIDCA 464287499 598 6078.0000 SH Sole 6078.0000 ISHARES TR INDEX RUSSELL1000VA 464287598 288 4542.0000 SH Sole 4542.0000 VANGUARD INDEX FDS MCAP GR IDX 922908538 517 8680.0000 SH Sole 8680.0000 VANGUARD SPECIALIZED PORTFOLIO 921908844 2818 51561.0000 SH Sole 51561.0000
Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: 447693