0000225648-21-000143.txt : 20211201
0000225648-21-000143.hdr.sgml : 20211201
20211201161819
ACCESSION NUMBER: 0000225648-21-000143
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211130
FILED AS OF DATE: 20211201
DATE AS OF CHANGE: 20211201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZELL SAMUEL
CENTRAL INDEX KEY: 0001024193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06732
FILM NUMBER: 211463195
MAIL ADDRESS:
STREET 1: TWO N RIVERSIDE PLAZA
STREET 2: SUITE 600
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COVANTA HOLDING CORP
CENTRAL INDEX KEY: 0000225648
STANDARD INDUSTRIAL CLASSIFICATION: COGENERATION SERVICES & SMALL POWER PRODUCERS [4991]
IRS NUMBER: 956021257
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 445 SOUTH STREET
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: 862-345-5000
MAIL ADDRESS:
STREET 1: 445 SOUTH STREET
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: DANIELSON HOLDING CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MISSION INSURANCE GROUP INC
DATE OF NAME CHANGE: 19900826
FORMER COMPANY:
FORMER CONFORMED NAME: MISSION EQUITIES CORP
DATE OF NAME CHANGE: 19770921
4
1
wf-form4_163839348526980.xml
FORM 4
X0306
4
2021-11-30
1
0000225648
COVANTA HOLDING CORP
CVA
0001024193
ZELL SAMUEL
TWO N. RIVERSIDE PLAZA, SUITE 600
CHICAGO
IL
60606
1
0
0
0
Common Stock, $.10 par value
2021-11-30
4
D
0
137663
D
0
D
Common Stock, $.10 par value
2021-11-30
4
D
0
7734804
D
0
I
Refer to footnote 2
Common Stock, $.10 par value
2021-11-30
4
D
0
1487209
D
0
I
Refer to footnote 3
Common Stock, $.10 par value
2021-11-30
4
D
0
1699669
D
0
I
Refer to footnote 4
Common Stock, $.10 par value
2021-11-30
4
D
0
2027500
D
0
I
Refer to footnote 5
Common Stock, $.10 par value
2021-11-30
4
D
0
25418
D
0
I
Refer to footnote 6
Restricted Stock Units
2021-11-30
4
D
0
240591
D
Common Stock, $.10 par value
240591.0
0
D
Pursuant to the merger agreement between EQT Infrastructure and the Issuer, effective as of the date of the merger these shares of the Issuer's common stock were canceled and converted into the right to receive $20.25 in cash per share (the "Merger Consideration").
Such shares are beneficially owned by SZ Investments, L.L.C. ("SZI"). SZI is indirectly owned by trusts established for the benefit of Samuel Zell and members of his family (the "Trusts"). The Trustee of the Trusts is Chai Trust Company, LLC, of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Such shares are beneficially owned by certain charitable foundations established by Samuel Zell and members of his family (the "Zell Family Foundations"). Chai Trust Company, LLC is the investment manager of each of the Zell Family Foundations. Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Such shares are beneficially owned by certain Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Such shares are beneficially owned by EGI-Fund (05-07) Investors, L.L.C. ("05-07"), which is indirectly owned by the Trusts and thus Samuel Zell disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Such shares of Common Stock are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Samuel Zell's spouse, Helen Zell, is the trustee of HZRT. Samuel Zell disclaims beneficial ownership of such shares held by HZRT except to the extent of his pecuniary interest therein.
These restricted stock units, which represented the contingent right to receive one share of Issuer's common stock, were canceled in the merger and converted into the right to receive a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock underlying the restricted stock units multiplied by (ii) the Merger Consideration.
/s/ Samuel Zell
2021-12-01