Vice President Corporate Compliance

0000225602-14-000009.txt : 20140509 0000225602-14-000009.hdr.sgml : 20140509 20140509150722 ACCESSION NUMBER: 0000225602-14-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140509 DATE AS OF CHANGE: 20140509 EFFECTIVENESS DATE: 20140509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00548 FILM NUMBER: 14828637 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000225602 XXXXXXXX 03-31-2014 03-31-2014 MASSACHUSETTS MUTUAL LIFE INSURANCE CO

1295 STATE STREET SPRINGFIELD MA 01111

13F COMBINATION REPORT 028-00548 0000009015 028-00060 BABSON CAPITAL MANAGEMENT LLC 0001568131 028-15112 Baring International Investment Ltd 0001379495 028-12028 Cornerstone Real Estate Advisers LLC 0000728889 028-00203 OPPENHEIMER FUNDS INC 0001259664 028-10498 FIRST MERCANTILE TRUST CO 0001179480 028-10231 OFI PRIVATE INVESTMENTS INC 0001570356 028-15436 OFI SteelPath, Inc. 0001179479 028-10234 OFI GLOBAL INSTITUTIONAL, INC 0001584707 028-15607 OFI Global Asset Management, Inc. 0001103653 028-15866 MASSMUTUAL TRUST CO FSB/ADV Y Babson Capital Management LLC (Babson Capital), Baring Asset Management LLC and Baring International Investment Limited (Baring), Cornerstone Real Estate Advisers LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer), OFI Private Investments Inc. (OFI), OFI Global Institutional, Inc. (OFII), OFI SteelPath, Inc., OFI Global Asset Management, Inc. First Mercantile Trust Company (First Mercantile), The MassMutual Trust Company are all indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual Life Insurance Company (MassMutual). The entities listed have indicated that they exercise investment discretion with respect to the securities positions reported in each firm's Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, OFI SteelPath, Inc., OFI Global Asset Management, Inc., First Mercantile, and The MassMutual Trust Company and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended. Donald Griffith Vice President Corporate Compliance 413-744-5103 Donald Griffith Springfield MA 04-09-2014 0 20 27168 false INFORMATION TABLE 2 infoTable.xml ISHARES RUS MD CP GR ETF 464287481 3031 35329 SH DFND 0 0 35329 ISHARES CREDIT BD ETF 464288620 276 2523 SH DFND 0 0 2523 ISHARES IBOXX HI YD ETF 464288513 210 2225 SH DFND 0 0 2225 ISHARES INTL SEL DIV ETF 464288448 2130 55117 SH DFND 0 0 55117 ISHARES JP MOR EM MK ETF 464288281 758 6803 SH DFND 0 0 6803 ISHARES MRG RL ES CP ETF 464288539 625 50982 SH DFND 0 0 50982 ISHARES MSCI BRZ CAP ETF 464286400 234 5192 SH DFND 0 0 5192 ISHARES MSCI EAFE ETF 464287465 1193 17757 SH DFND 0 0 17757 ISHARES ASIA/PAC DIV ETF 464286293 292 5367 SH DFND 0 0 5367 ISHARES RUS 1000 GRW ETF 464287614 457 5283 SH DFND 0 0 5283 ISHARES U.S. FINLS ETF 464287788 400 4898 SH DFND 0 0 4898 ISHARES US HLTHCARE ETF 464287762 249 2021 SH DFND 0 0 2021 ISHARES US OIL EQ&SV ETF 464288844 2977 43543 SH DFND 0 0 43543 ISHARES MSCI EMG MKT ETF 464287234 2161 52684 SH DFND 0 0 52684 MANNKIND CORP COM 56400P201 41 10253 SH DFND 0 0 10253 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 4218 96932 SH DFND 0 0 96932 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 2521 25408 SH DFND 0 0 25408 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3539 40373 SH DFND 0 0 40373 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 405 7734 SH DFND 0 0 7734 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 1451 35124 SH DFND 0 0 35124