0000225602-13-000016.txt : 20131031
0000225602-13-000016.hdr.sgml : 20131031
20131031142808
ACCESSION NUMBER: 0000225602-13-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131031
DATE AS OF CHANGE: 20131031
EFFECTIVENESS DATE: 20131031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000225602
IRS NUMBER: 041590850
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00548
FILM NUMBER: 131182231
BUSINESS ADDRESS:
STREET 1: 1295 STATE STREET
CITY: SPRINGFIELD
STATE: MA
ZIP: 01111
BUSINESS PHONE: 4137448411
MAIL ADDRESS:
STREET 1: 1295 STATE STREET
CITY: SPRINGFIELD
STATE: MA
ZIP: 01111
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0000225602
XXXXXXXX
09-30-2013
09-30-2013
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
1295 STATE STREET
SPRINGFIELD
MA
01111
13F COMBINATION REPORT
028-00548
0000009015
028-00060
BABSON CAPITAL MANAGEMENT LLC
0000932463
028-04544
Baring Asset Management LLC
0001568131
028-15112
Baring International Investment Ltd
0001379495
028-12028
Cornerstone Real Estate Advisers LLC
0000728889
028-00203
OPPENHEIMER FUNDS INC
0001259664
028-10498
FIRST MERCANTILE TRUST CO
0001179480
028-10231
OFI PRIVATE INVESTMENTS INC
0001570356
028-15436
OFI SteelPath, Inc.
0001179479
028-10234
OFI GLOBAL INSTITUTIONAL, INC
0001584707
028-15607
OFI Global Asset Management, Inc.
Y
Babson Capital Management LLC (Babson Capital), Baring Asset Management LLC and Baring International Investment Limited (Baring), Cornerstone Real Estate Advisers LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer), OFI Private Investments Inc. (OFI), OFI Global Institutional, Inc. (OFII), OFI SteelPath, Inc., OFI Global Asset Management, Inc. and First Mercantile Trust Company (First Mercantile) are all indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual Life Insurance Company (MassMutual). The entities listed have indicated that they exercise investment discretion with respect to the securities positions reported in each firm's Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Babson Capital, Baring, Cornerstone, Oppenheimer, OFI, OFII, OFI SteelPath, Inc., OFI Global Asset Management, Inc. and First Mercantile and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended.
Donald Griffith
Vice President Corporate Compliance
413-744-5103
Donald Griffith
Springfield
MA
10-29-2013
0
137
104803
false
INFORMATION TABLE
2
infoTable.xml
3M COMPANY
COM
88579Y101
1199
10045
SH
DFND
10045
0
0
3M COMPANY
COM
88579Y101
13
106
SH
DFND
0
0
106
AMERICAN EXPRESS CO
COM
025816109
656
8680
SH
DFND
8680
0
0
AMERICAN EXPRESS CO
COM
025816109
14
191
SH
DFND
0
0
191
APPLE INC
COM
037833100
602
1263
SH
DFND
1263
0
0
APPLE INC
COM
037833100
17
35
SH
DFND
0
0
35
AT&T INC
COM
00206R102
59
1742
SH
DFND
0
0
1742
AT&T INC.
COM
00206R102
337
9956
SH
DFND
9956
0
0
AUTOMATIC DATA PROCESSING INC
COM
053015103
36
499
SH
DFND
0
0
499
AUTOMATIC DATA PROCESSING INC
COM
053015103
221
3060
SH
DFND
3060
0
0
BB&T CORP
COM
054937107
517
15323
SH
DFND
15323
0
0
BERKSHIRE HATHAWAY INC
ICOM
084670702
15
136
SH
DFND
0
0
136
BERKSHIRE HATHAWAY INC
COM
084670702
982
8653
SH
DFND
8653
0
0
BLACKROCK INC
COM
09247X101
867
3202
SH
DFND
3202
0
0
C H ROBINSON WORLDWIDE INC
COM
12541W209
628
10540
SH
DFND
10540
0
0
CARMAX INC
COM
143130102
633
13065
SH
DFND
13065
0
0
CHEVRON CORP
COM
166764100
45
374
SH
DFND
0
0
374
CHEVRON CORP
COM
166764100
386
3176
SH
DFND
3176
0
0
CISCO SYSTEMS INC
COM
17275R102
12
505
SH
DFND
0
0
505
CISCO SYSTEMS INC
COM
17275R102
743
31724
SH
DFND
31724
0
0
CME GROUP INC
COM
12572Q105
817
11060
SH
DFND
11060
0
0
COMPASS MINERALS INTERNATION
COM
20451N101
214
2805
SH
DFND
2805
0
0
CONOCOPHILLIPS
COM
20825C104
3
39
SH
DFND
0
0
39
CONOCOPHILLIPS
COM
20825C104
329
4731
SH
DFND
4731
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
414
8190
SH
DFND
8190
0
0
DOMINION RESOURCES INC VA
COM
25746U109
912
14604
SH
DFND
14604
0
0
DOMINION RESOURCES INC VA
COM
25746U109
16
261
SH
DFND
0
0
261
DUKE ENERGY CORP
COM
26441C204
619
9275
SH
DFND
9275
0
0
EBAY INC
COM
278642103
70
1255
SH
DFND
0
0
1255
EBAY INC
COM
278642103
751
13467
SH
DFND
13467
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
480
7775
SH
DFND
7775
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
3
48
SH
DFND
0
0
48
EXXON MOBIL CORP
COM
30231G102
1829
21262
SH
DFND
21262
0
0
EXXON MOBIL CORP
COM
30231G102
31
366
SH
DFND
0
0
366
GENERAL DYNAMICS CORP
COM
369550108
771
8805
SH
DFND
8805
0
0
GENERAL DYNAMICS CORP
COM
369550108
2
25
SH
DFND
0
0
25
GENERAL ELECTRIC CO
COM
369604103
1413
59139
SH
DFND
59139
0
0
GENERAL ELECTRIC CO
COM
369604103
46
1913
SH
DFND
0
0
1913
GOOGLE INC CL A
COM
38259P508
1385
1581
SH
DFND
1581
0
0
HOME DEPOT INC
COM
437076102
456
6008
SH
DFND
6008
0
0
INTEL CORP
COM
458140100
18
775
SH
DFND
0
0
775
INTEL CORP
COM
458140100
281
12241
SH
DFND
12241
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
66
356
SH
DFND
0
0
356
INTERNATIONAL BUSINESS MACHS
COM
459200101
216
1168
SH
DFND
1168
0
0
ISHARES
MSCI EMG MKT ETF
464287234
181
4433
SH
DFND
4433
0
0
ISHARES
TIPS BD ETF
464287176
76
679
SH
DFND
0
0
679
ISHARES
IBOXX HI YD ETF
464288513
203
2212
SH
DFND
0
0
2212
ISHARES
US OIL EQ&SV ETF
464288844
2712
43302
SH
DFND
0
0
43302
ISHARES
INTERM CR BD ETF
464288638
39
364
SH
DFND
0
0
364
ISHARES
US TELECOM ETF
464287713
284
10315
SH
DFND
10315
0
0
ISHARES
RUS MD CP GR ETF
464287481
1887
24134
SH
DFND
0
0
24134
ISHARES
TIPS BD ETF
464287176
151
1339
SH
DFND
1339
0
0
ISHARES
REAL ESTATE CAPPED
464288539
672
56009
SH
DFND
0
0
56009
ISHARES
MSCI EAFE ETF
464287465
240
3754
SH
DFND
0
0
3754
ISHARES
MSCI EMG MKT ETF
464287234
2100
51523
SH
DFND
0
0
51523
ISHARES
CORE S&P 500 ETF
464287200
5
32
SH
DFND
0
0
32
ISHARES
ASIA/PAC DIV ETF
464286293
379
6923
SH
DFND
0
0
6923
ISHARES
MSCI BRZ CAP ETF
464286400
256
5342
SH
DFND
0
0
5342
ISHARES
CREDIT BD ETF
464288620
335
3122
SH
DFND
0
0
3122
ISHARES
CORE S&P MCP ETF
464287507
3927
31632
SH
DFND
31632
0
0
ISHARES
RUS 1000 GRW ETF
464287614
411
5255
SH
DFND
0
0
5255
ISHARES
US HEALTHCARE ETF
464287762
234
2191
SH
DFND
0
0
2191
ISHARES
U.S. FINLS ETF
464287788
427
5830
SH
DFND
0
0
5830
ISHARES
CORE S&P SCP ETF
464287804
63
631
SH
DFND
0
0
631
ISHARES
JP MOR EM MK ETF
464288281
814
7465
SH
DFND
0
0
7465
ISHARES
INTL SEL DIV ETF
464288448
2007
55344
SH
DFND
0
0
55344
ISHARES
MSCI EAFE ETF
464287465
3262
51120
SH
DFND
51120
0
0
ISHARES
JP MOR EM MK ETF
464288281
8
74
SH
DFND
74
0
0
ISHARES
INTERM CR BD ETF
464288638
1032
9560
SH
DFND
9560
0
0
ISHARES
IBOXX HI YD ETF
464288513
53
575
SH
DFND
575
0
0
ISHARES
CORE S&P SCP ETF
464287804
837
8385
SH
DFND
8385
0
0
ISHARES
CORE S&P MCP ETF
464287507
82
662
SH
DFND
0
0
662
ISHARES
CORE S&P 500 ETF
464287200
3435
20335
SH
DFND
20335
0
0
ISHARES
RUS 1000 GRW ETF
464287614
30
381
SH
DFND
381
0
0
ISHARES
RUSSSELL 2000 ETF
464287655
643
6035
SH
DFND
6035
0
0
ISHARES
RUS MD CP GR ETF
464287481
23
300
SH
DFND
300
0
0
ISHARES
GNMA BOND ETF
46429B333
380
7815
SH
DFND
7815
0
0
JOHNSON & JOHNSON
COM
478160104
949
10944
SH
DFND
10944
0
0
JOHNSON & JOHNSON
COM
478160104
25
283
SH
DFND
0
0
283
JOHNSON CONTROLS INC
COM
478366107
975
23505
SH
DFND
23505
0
0
JPMORGAN CHASE & CO
COM
46625H100
1200
23213
SH
DFND
23213
0
0
LOWES COMPANIES INC
COM
548661107
2
48
SH
DFND
0
0
48
LOWES COMPANIES INC
COM
548661107
1380
28989
SH
DFND
28989
0
0
MANNKIND CORP
COM
56400P201
58
10253
SH
DFND
0
0
10253
MARKET VECTORS ETF TR
EM LC CURR DBT
57060U522
258
10630
SH
DFND
10630
0
0
MASTERCARD INC CL A
COM
57636Q104
210
312
SH
DFND
312
0
0
MATERIALS SELECT SECTOR SPDR TRUST
SBI MATERIALS
81369Y100
312
7430
SH
DFND
7430
0
0
MCDONALDS CORP
COM
580135101
173
1802
SH
DFND
1802
0
0
MCDONALDS CORP
COM
580135101
76
792
SH
DFND
0
0
792
MICROSOFT CORP
COM
594918104
1190
35746
SH
DFND
35746
0
0
MICROSOFT CORP
COM
594918104
137
4131
SH
DFND
0
0
4131
MOLSON COORS BREWING CO CL B
COM
60871R209
369
7370
SH
DFND
7370
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
990
12680
SH
DFND
12680
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
9
120
SH
DFND
0
0
120
NOVARTIS AG
FOREIGN EQUITIES
66987V109
658
8573
SH
DFND
8573
0
0
NOVARTIS AG
FOREIGN EQUITIES
66987V109
2
30
SH
DFND
0
0
30
NOVO NORDISK A/S CL B ADR
FOREIGN EQUITIES
670100205
533
3147
SH
DFND
3147
0
0
ORACLE CORP
COM
68389X105
802
24186
SH
DFND
24186
0
0
ORACLE CORP
COM
68389X105
5
155
SH
DFND
0
0
155
PAYCHEX INC
COM
704326107
1045
25703
SH
DFND
25703
0
0
PEPSICO INC
COM
713448108
25
313
SH
DFND
0
0
313
PEPSICO INC
COM
713448108
1053
13247
SH
DFND
13247
0
0
PFIZER INC
COM
717081103
2
79
SH
DFND
0
0
79
PFIZER INC
COM
717081103
898
31247
SH
DFND
31247
0
0
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
7238
69000
SH
DFND
69000
0
0
POTASH CORP OF SASKATCHEWAN INC US$
FOREIGN EQUITIES
73755L107
537
17165
SH
DFND
17165
0
0
POWERSHARES ETF TR
DYNA BUYBK ACH
73935X286
3068
78527
SH
DFND
0
0
78527
POWERSHARES ETF TR II
SENIOR LN PORT
73936Q769
6627
268536
SH
DFND
268536
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
2766
35064
SH
DFND
0
0
35064
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
14
180
SH
DFND
180
0
0
PROCTER & GAMBLE CO
COM
742718109
55
726
SH
DFND
0
0
726
PROCTER & GAMBLE CO
COM
742718109
614
8118
SH
DFND
8118
0
0
SCHWAB CHARLES NEW
COM
808513105
568
26858
SH
DFND
26858
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
394
12305
SH
DFND
12305
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
615
10145
SH
DFND
10145
0
0
SELECT SECTOR SPDR TR
SBI INT ENERGY
81369Y506
427
5145
SH
DFND
5145
0
0
SELECT SECTOR SPDR TR
SBI-INT-INDS
81369Y704
499
10760
SH
DFND
10760
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
233
6230
SH
DFND
6230
0
0
SELECT SECTOR SPDR TR
SBI-INT-INDS
81369Y704
270
5820
SH
DFND
0
0
5820
SELECT SECTOR SPDR TR
SBI INT ENERGY
81369Y506
11
132
SH
DFND
0
0
132
SPDR SERIES TRUST
BRCLYS INTL ETF
78464A516
372
6365
SH
DFND
6365
0
0
SPDR SERIES TRUST
BRCLYS INTL ETF
78464A516
19
322
SH
DFND
0
0
322
SPDR SERIES TRUST
BRC HIGH YIELD BD
78464A417
824
20676
SH
DFND
0
0
20676
SPECTRA ENERGY CORP
COM
847560109
229
6687
SH
DFND
6687
0
0
SYSCO CORP
COM
871829107
583
18310
SH
DFND
18310
0
0
TRANSCANADA CORP
FOREIGN EQUITIES
89353D107
756
17215
SH
DFND
17215
0
0
UNITED PARCEL SERVICE INC CL B
COM
911312106
239
2619
SH
DFND
2619
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
1177
14555
SH
DFND
14555
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
55
831
SH
DFND
0
0
831
VANGUARD INDEX FDS
REIT ETF
922908553
5951
89979
SH
DFND
89979
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
16
402
SH
DFND
0
0
402
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
9630
239932
SH
DFND
239932
0
0
VULCAN MATERIALS CO
COM
929160109
310
5974
SH
DFND
5974
0
0
WAL-MART STORES INC
COM
931142103
16
218
SH
DFND
0
0
218
WAL-MART STORES INC
COM
931142103
317
4289
SH
DFND
4289
0
0
WELLS FARGO & CO (NEW)
COM
949746101
463
11201
SH
DFND
11201
0
0
WESTERN UNION CO
COM
959802109
262
14045
SH
DFND
14045
0
0