0000009015-12-000003.txt : 20120201
0000009015-12-000003.hdr.sgml : 20120201
20120201091609
ACCESSION NUMBER: 0000009015-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120201
DATE AS OF CHANGE: 20120201
EFFECTIVENESS DATE: 20120201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000225602
IRS NUMBER: 041590850
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00548
FILM NUMBER: 12561131
BUSINESS ADDRESS:
STREET 1: 1295 STATE STREET
CITY: SPRINGFIELD
STATE: MA
ZIP: 01111
BUSINESS PHONE: 4137448411
MAIL ADDRESS:
STREET 1: 1295 STATE STREET
CITY: SPRINGFIELD
STATE: MA
ZIP: 01111
13F-HR
1
mm123121113F.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2011
Check here if Amendment: [ ] ; Amendment Number: _______
This Amendment(Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Massachusetts Mutual Life Insurance Company
Address: 1295 State Street
Springfield, Massachusetts 01111
Form 13F File Number: 28-00548
The institutional manager filing this report and the person by whom it is
signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradley J. Lucido
Title: Chief Compliance Officer
Phone: (413) 744-7247
Signature, Place, and Date of Signing:
/s/ Bradley J. Lucido, Springfield, MA January 31, 2012
--------------------------------------------------------------------------
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s))
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s))
List of other Managers Reporting for this Manager:
28-00060 Babson Capital Management LLC
28-04544 Baring Asset Management LLC
28-12028 Cornerstone Real Estate Advisers LLC
28-00203 OppenheimerFunds, Inc.
28-10498 First Mercantile Trust Company
28-10231 OFI Private Investments Inc.
28-10234 OFI Institutional Asset Management, Inc.
Babson Capital Management LLC (Babson Capital), Baring Asset
Management LLC (Baring), Cornerstone Real Estate Advisers
LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer),OFI Private Investments
Inc. (OFI), OFI Institutional Asset Management, Inc. (OFII),
and First Mercantile Trust Company (First Mercantile) are all
indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual
Life Insurance Company (MassMutual). Babson Capital, Baring,
Cornerstone, Oppenheimer, OFI, OFII and First Mercantile have indicated
that they exercise investment discretion with respect to
the securities positions reported in each firm's Form 13F
filing. Nevertheless, such positions are deemed reported
on behalf of MassMutual to the extent that MassMutual is
deemed to share investment discretion over the positions as a
result of its ownership interests in Babson Capital, Baring,
Cornerstone, Oppenheimer, OFI, OFII, and First Mercantile and for the
limited and exclusive purpose of MassMutual's compliance with Section 13(f)
of the Securities Exchange Act of 1934, as amended.
FORM 13F SUMMARY PAGE Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 56
Form 13F Information Table Value Total: 20,934
FORM 13F INFORMATION TABLE
VOTING AUTHORITY
TITLE OF VALUE SHARES/ SH/ PUT/ INVEST. OTHER
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRET. MGRS SOLE SHARED NONE
-------------------------------- -------- --------- ---------- ------- --- ---- -------- ----- ---- ------ ----
3M CO COM 88579Y101 336 4110 SH SOLE 4110
3M CO COM 88579Y101 12 135 SH SHARED-DEFINED 135
ABBOTT LABORATORIES COM 002824100 244 4340 SH SOLE 4340
ABBOTT LABORATORIES COM 002824100 29 524 SH SHARED-DEFINED 524
AMERICAN EXPRESS CO COM 025816109 264 5590 SH SOLE 5590
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 244 3195 SH SOLE 3195
CISCO SYS INC COM 17275R102 197 10885 SH SOLE 10885
CISCO SYS INC COM 17275R102 2 100 SH SHARED-DEFINED 100
CONSOLIDATED EDISON INC COM 209115104 335 5747 SH SHARED-DEFINED 5747
DISCOVER FINL SVCS COM 254709108 202 8435 SH SOLE 8435
EBAY INC COM 278642103 142 4680 SH SOLE 4680
EBAY INC COM 278642103 62 1917 SH SHARED-DEFINED 1917
EXELON CORP COM 30161N101 223 5150 SH SOLE 5150
EXXON MOBIL CORP COM 30231G102 599 7063 SH SOLE 7063
EXXON MOBIL CORP COM 30231G102 561 6446 SH SHARED-DEFINED 6446
GENERAL DYNAMICS CORP COM 369550108 244 3675 SH SOLE 3675
GENERAL ELECTRIC CO COM 369604103 172 9600 SH SOLE 9600
GENERAL ELECTRIC CO COM 369604103 57 3010 SH SHARED-DEFINED 3010
GOOGLE INC CL A 38259P508 269 416 SH SOLE 416
GOOGLE INC CL A 38259P508 5 9 SH SHARED-DEFINED 9
ISHARES INC MSCI PAC J IDX 464286665 268 6385 SH SHARED-DEFINED 6385
ISHARES TR MSCI EMERG MKT 464287234 228 5459 SH SHARED-DEFINED 5459
ISHARES TR MSCI EAFE INDEX 464287465 2346 45258 SH SHARED-DEFINED 45258
ISHARES TR RUSSELL MCP GR 464287481 581 9915 SH SHARED-DEFINED 9915
ISHARES TR RUSSELL 1000 VAL 464287598 609 9193 SH SHARED-DEFINED 9193
ISHARES TR RUSSELL 1000 GRW 464287614 511 8400 SH SHARED-DEFINED 8400
ISHARES TR S&P MIDCP VALU 464287705 376 4663 SH SHARED-DEFINED 4663
ISHARES TR S&P SMLCAP 600 464287804 1825 25229 SH SHARED-DEFINED 25229
JPMORGAN CHASE & CO COM 46625H100 274 8243 SH SOLE 8243
JPMORGAN CHASE & CO COM 46625H100 21 545 SH SHARED-DEFINED 545
JOHNSON & JOHNSON COM 478160104 290 4418 SH SOLE 4418
JOHNSON & JOHNSON COM 478160104 91 1399 SH SHARED-DEFINED 1399
LOWES COS INC COM 548661107 308 12130 SH SOLE 12130
LOWES COS INC COM 548661107 9 350 SH SHARED-DEFINED 350
MANNKIND CORP COM 56400P201 41 14553 SH SHARED-DEFINED 14553
MICROSOFT CORP COM 594918104 306 11770 SH SOLE 11770
MICROSOFT CORP COM 594918104 127 4324 SH SHARED-DEFINED 4324
NOVARTIS A G SPONSORED ADR 66987V109 246 4305 SH SOLE 4305
NOVARTIS A G SPONSORED ADR 66987V109 39 694 SH SHARED-DEFINED 694
PAYCHEX INC COM 704326107 249 8260 SH SOLE 8260
PEPSICO INC COM 713448108 291 4389 SH SOLE 4389
PEPSICO INC COM 713448108 24 360 SH SHARED-DEFINED 360
PFIZER INC COM 717081103 233 10754 SH SOLE 10754
PFIZER INC COM 717081103 37 1729 SH SHARED-DEFINED 1729
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 736 32879 SH SHARED-DEFINED 32879
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 284 4730 SH SHARED-DEFINED 4730
PROCTER & GAMBLE CO COM 742718109 347 5199 SH SOLE 5199
PROCTER & GAMBLE CO COM 742718109 30 464 SH SHARED-DEFINED 464
SPDR S&P 500 ETF TR TR UNIT 78462F103 161 40946 SH SHARED-DEFINED 40946
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 536 13679 SH SHARED-DEFINED 13679
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 285 4809 SH SHARED-DEFINED 4809
TRANSCANADA CORP COM 89353D107 288 6600 SH SOLE 6600
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 480 5932 SH SHARED-DEFINED 5932
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2875 34496 SH SHARED-DEFINED 34496
VANGUARD INDEX FDS SML CP GRW ETF 922908595 626 7737 SH SHARED-DEFINED 7737
VANGUARD INDEX FDS GROWTH ETF 922908736 757 11645 SH SHARED-DEFINED 11645