0000009015-11-000017.txt : 20110728
0000009015-11-000017.hdr.sgml : 20110728
20110728152655
ACCESSION NUMBER: 0000009015-11-000017
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110728
DATE AS OF CHANGE: 20110728
EFFECTIVENESS DATE: 20110728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000225602
IRS NUMBER: 041590850
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00548
FILM NUMBER: 11993385
BUSINESS ADDRESS:
STREET 1: 1295 STATE ST B050
CITY: SPRINGFIELD
STATE: MA
ZIP: 01111
BUSINESS PHONE: 4137448411
13F-HR
1
mml0630201113f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/2011
Check here if Amendment: [ ] ; Amendment Number: _______
This Amendment(Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Massachusetts Mutual Life Insurance Company
Address: 1295 State Street
Springfield, Massachusetts 01111
Form 13F File Number: 28-00548
The institutional manager filing this report and the person by whom it is
signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradley J. Lucido
Title: Chief Compliance Officer
Phone: (413) 744-7247
Signature, Place, and Date of Signing:
/s/ Bradley J. Lucido, Springfield, MA July 28, 2011
--------------------------------------------------------------------------
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s))
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s))
List of other Managers Reporting for this Manager:
28-00060 Babson Capital Management LLC
28-04544 Baring Asset Management LLC
28-12028 Cornerstone Real Estate Advisers LLC
28-00203 OppenheimerFunds, Inc.
28-10498 First Mercantile Trust Company
28-10231 OFI Private Investments Inc.
28-10234 OFI Institutional Asset Management, Inc.
Babson Capital Management LLC (Babson Capital), Baring Asset
Management LLC (Baring), Cornerstone Real Estate Advisers
LLC (Cornerstone), OppenheimerFunds, Inc. (Oppenheimer),OFI Private Investments
Inc. (OFI), OFI Institutional Asset Management, Inc. (OFII),
and First Mercantile Trust Company (First Mercantile) are all
indirect, majority-owned or wholly-owned subsidiaries of Massachusetts Mutual
Life Insurance Company (MassMutual). Babson Capital, Baring,
Cornerstone, Oppenheimer, OFI, OFII and First Mercantile have indicated
that they exercise investment discretion with respect to
the securities positions reported in each firm's Form 13F
filing. Nevertheless, such positions are deemed reported
on behalf of MassMutual to the extent that MassMutual is
deemed to share investment discretion over the positions as a
result of its ownership interests in Babson Capital, Baring,
Cornerstone, Oppenheimer, OFI, OFII, and First Mercantile and for the
limited and exclusive purpose of MassMutual's compliance with Section 13(f)
of the Securities Exchange Act of 1934, as amended.
FORM 13F SUMMARY PAGE Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 34
Form 13F Information Table Value Total: 11,980
FORM 13F INFORMATION TABLE
VOTING AUTHORITY
TITLE OF VALUE SHARES/ SH/ PUT/ INVEST. OTHER
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRET. MGRS SOLE SHARED NONE
-------------------------------- -------- --------- ---------- ------- --- ---- -------- ----- ---- ------ ----
AMERICAN EXPRESS CO COM 025816109 253 4900 SH SOLE 4900
APPLE INC COM 037833100 101 300 SH SOLE 300
APPLE INC COM 037833100 98 291 SH SHARED-DEFINED 291
CHEVRON CORP NEW COM 166764100 51 500 SH SOLE 500
CHEVRON CORP NEW COM 166764100 156 2219 SH SHARED-DEFINED 2219
DISCOVER FINL SVCS COM 254709108 199 7450 SH SOLE 7450
EXXON MOBIL CORP COM 30231G102 493 6063 SH SOLE 6063
EXXON MOBIL CORP COM 30231G102 34 414 SH SHARED-DEFINED 414
GENERAL ELECTRIC CO COM 369604103 174 9250 SH SOLE 9250
GENERAL ELECTRIC CO COM 369604103 17 914 SH SHARED-DEFINED 914
ISHARES TR DJ SEL DIV INX 464287168 3468 65540 SH SHARED-DEFINED 65540
ISHARES TR MSCI EAFE INDEX 464287465 1473 24499 SH SHARED-DEFINED 24499
ISHARES TR RUSSELL MIDCAP 464287499 438 4009 SH SHARED-DEFINED 4009
JPMORGAN CHASE & CO COM 46625H100 276 6738 SH SOLE 6738
JPMORGAN CHASE & CO COM 46625H100 15 370 SH SHARED-DEFINED 370
JOHNSON & JOHNSON COM 478160104 207 3110 SH SOLE 3110
LOWES COS INC COM 548661107 232 9950 SH SOLE 9950
LOWES COS INC COM 548661107 8 350 SH SHARED-DEFINED 350
MASTERCARD INC CL A 57636Q104 202 670 SH SOLE 670
MICROSOFT CORP COM 594918104 237 9100 SH SOLE 9100
MICROSOFT CORP COM 594918104 25 955 SH SHARED-DEFINED 955
3M CO COM 88579Y101 235 2480 SH SOLE 2480
3M CO COM 88579Y101 13 135 SH SHARED-DEFINED 135
PAYCHEX INC COM 704326107 221 7185 SH SOLE 7185
PEPSICO INC COM 713448108 212 3007 SH SOLE 3007
PEPSICO INC COM 713448108 14 200 SH SHARED-DEFINED 200
PFIZER INC COM 717081103 169 8222 SH SOLE 8222
PFIZER INC COM 717081103 31 1523 SH SHARED-DEFINED 1523
PROCTER & GAMBLE CO COM 742718109 272 4275 SH SOLE 4275
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 201 5664 SH SHARED-DEFINED 5664
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 294 2378 SH SHARED-DEFINED 2378
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1479 8333 SH SHARED-DEFINED 8333
TRANSCANADA CORP COM 89353D107 259 5910 SH SOLE 5910
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 423 7554 SH SHARED-DEFINED 7554