0001181431-13-013057.txt : 20130227 0001181431-13-013057.hdr.sgml : 20130227 20130227165656 ACCESSION NUMBER: 0001181431-13-013057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130225 FILED AS OF DATE: 20130227 DATE AS OF CHANGE: 20130227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PONTARELLI THOMAS CENTRAL INDEX KEY: 0001257455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 13647554 MAIL ADDRESS: STREET 1: 1326 EVERFREEN COURT CITY: GLENVIEW STATE: IL ZIP: 60025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1212 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 4 1 rrd371507.xml X0306 4 2013-02-25 0 0000021175 CNA FINANCIAL CORP CNA 0001257455 PONTARELLI THOMAS 333 S. WABASH AVE. CHICAGO IL 60604 0 1 0 0 EVP & Chief Admin Officer Common Stock 2013-02-25 4 M 0 3750 24.69 A 4150 D Common Stock 2013-02-25 4 S 0 3259 32.01 D 891 D Stock Option 24.69 2013-02-25 4 M 0 3750 D 2013-05-07 Common Stock 3750 0 D The option became exercisable in four equal annual installments beginning on May 7, 2004. The Reporting Person received the Stock Appreciation Rights at no cost. Thomas Pontarelli 2013-02-26