0000021175-20-000119.txt : 20201112 0000021175-20-000119.hdr.sgml : 20201112 20201112112732 ACCESSION NUMBER: 0000021175-20-000119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 201304800 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 09-30-2020 09-30-2020 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation,The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89.6% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Amy Smith 312-822-5149 Amy Smith Chicago IL 11-11-2020 3 183 272501 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q32020form13fhrinformation.xml INFORMATION TABLE 10X GENOMICS INC CL A COM 88025U109 675 5416 SH DFND 1,2,3 0 5416 0 ABBVIE INC COM 00287Y109 7007 80000 SH DFND 1,2,3 0 80000 0 ADAPTHEALTH CORP COM CL A 00653Q102 7634 350000 SH DFND 1,2,3 0 350000 0 ADC THERAPEUTICS SHS H0036K147 234 7085 SH DFND 1,2,3 0 7085 0 AIR PRODS & CHEMS INC COM 009158106 7447 25000 SH DFND 1,2,3 0 25000 0 ALLAKOS INC COM 01671P100 454 5570 SH DFND 1,2,3 0 5570 0 ALLOGENE THERAPEUTICS COM 019770106 427 11310 SH DFND 1,2,3 0 11310 0 ALLOVIR ORD COM 019818103 295 10745 SH DFND 1,2,3 0 10745 0 ALPHABET INC CAP STK CL A 02079K305 6595 4500 SH DFND 1,2,3 0 4500 0 ALTAIR ENGR INC COM CL A 021369103 492 11714 SH DFND 1,2,3 0 11714 0 AMERICAN WELL CORP CL A 03044L105 222 7474 SH DFND 1,2,3 0 7474 0 AMERICOLD RLTY COM 03064D108 1209 33813 SH DFND 1,2,3 0 33813 0 ANAPLAN INC COM 03272L108 627 10020 SH DFND 1,2,3 0 10020 0 ANNEXON INC COM 03589W102 300 9910 SH DFND 1,2,3 0 9910 0 ARENA PHARMACEUTICALS COM NEW 040047607 386 5161 SH DFND 1,2,3 0 5161 0 ARMSTRONG WORLD INDS COM 04247X102 306 4450 SH DFND 1,2,3 0 4450 0 ASCENDIS PHARMA SPONSORED ADR 04351P101 410 2660 SH DFND 1,2,3 0 2660 0 ASGN INC COM 00191U102 1271 19995 SH DFND 1,2,3 0 19995 0 ASPEN TECHNOLOGY INC COM 045327103 1297 10245 SH DFND 1,2,3 0 10245 0 AVALARA INC COM 05338G106 322 2530 SH DFND 1,2,3 0 2530 0 AVIENT CORPORATION COM 05368V106 718 27118 SH DFND 1,2,3 0 27118 0 AXON ENTERPRISE INC COM 05464C101 766 8440 SH DFND 1,2,3 0 8440 0 AXONICS MODULATION COM 05465P101 610 11945 SH DFND 1,2,3 0 11945 0 AXSOME THERAPEUTICS COM 05464T104 377 5290 SH DFND 1,2,3 0 5290 0 AZEK CO INC CL A 05478C105 1144 32855 SH DFND 1,2,3 0 32855 0 BERRY GLOBAL GROUP COM 08579W103 4799 99325 SH DFND 1,2,3 0 99325 0 BIGCOMMERCE HLDGS INC COM SER 1 08975P108 308 3693 SH DFND 1,2,3 0 3693 0 BIOHAVEN PHARMACEUTICALS COM G11196105 556 8560 SH DFND 1,2,3 0 8560 0 BIOXCEL THERAPEUTICS COM 09075P105 283 6529 SH DFND 1,2,3 0 6529 0 BLACKLINE INC COM 09239B109 1081 12060 SH DFND 1,2,3 0 12060 0 BLUEPRINT MEDICINES COM 09627Y109 719 7759 SH DFND 1,2,3 0 7759 0 BRIGHT HORIZONS COM 109194100 1272 8364 SH DFND 1,2,3 0 8364 0 BRISTOL-MYERS SQUIBB COM 110122108 7536 125000 SH DFND 1,2,3 0 125000 0 BRP GROUP INC COM CL A 05589G102 1254 50352 SH DFND 1,2,3 0 50352 0 CERIDIAN HCM HLDG INC COM 15677J108 808 9780 SH DFND 1,2,3 0 9780 0 CHART INDS INC COM PAR $0.01 16115Q308 1649 23462 SH DFND 1,2,3 0 23462 0 CHEESECAKE FACTORY INC COM 163072101 565 20371 SH DFND 1,2,3 0 20371 0 CHEGG INC COM 163092109 741 10370 SH DFND 1,2,3 0 10370 0 CIENA CORP COM NEW 171779309 358 9020 SH DFND 1,2,3 0 9020 0 CIGNA CORP COM 125523100 5082 30000 SH DFND 1,2,3 0 30000 0 CISCO SYS INC COM 17275R102 6105 155000 SH DFND 1,2,3 0 155000 0 CLARIVATE ORD SHS G21810109 1444 46599 SH DFND 1,2,3 0 46599 0 CLOUDFLARE INC CL A COM 18915M107 2464 60000 SH DFND 1,2,3 0 60000 0 CME GROUP INC COM 12572Q105 5856 35000 SH DFND 1,2,3 0 35000 0 COGNEX CORP COM 192422103 983 15100 SH DFND 1,2,3 0 15100 0 COHERUS BIOSCIENCES COM 19249H103 456 24890 SH DFND 1,2,3 0 24890 0 COMCAST CORP CL A 20030N101 5551 120000 SH DFND 1,2,3 0 120000 0 CREE INC COM 225447101 667 10470 SH DFND 1,2,3 0 10470 0 CVR PARTNERS COM 126633106 436 502664 SH DFND 1,2,3 0 502664 0 CVS HEALTH CORP COM 126650100 5840 100000 SH DFND 1,2,3 0 100000 0 DECIPHERA PHARMACEUTICALS COM 24344T101 462 9010 SH DFND 1,2,3 0 9010 0 DEXCOM INC COM 252131107 1244 3018 SH DFND 1,2,3 0 3018 0 DRAFTKINGS INC COM CL A 26142R104 1302 22135 SH DFND 1,2,3 0 22135 0 DUCK CREEK TECHNOLOGY SHS 264120106 493 10858 SH DFND 1,2,3 0 10858 0 ENDAVA ADS 29260V105 932 14758 SH DFND 1,2,3 0 14758 0 ENTERPRISE PRODS COM 293792107 7895 500000 SH DFND 1,2,3 0 500000 0 EVERBRIDGE INC COM 29978A104 709 5640 SH DFND 1,2,3 0 5640 0 FACEBOOK INC CL A 30303M102 5369 20500 SH DFND 1,2,3 0 20500 0 FASTLY INC CL A 31188V100 501 5347 SH DFND 1,2,3 0 5347 0 FINTECH ACQUISITION COM CL A 31811A101 433 41985 SH DFND 1,2,3 0 41985 0 FIVE BELOW INC COM 33829M101 483 3800 SH DFND 1,2,3 0 3800 0 FIVE9 INC COM 338307101 855 6590 SH DFND 1,2,3 0 6590 0 FIVERR INTL LTD ORD SHS M4R82T106 406 2919 SH DFND 1,2,3 0 2919 0 FLOOR & DECOR HLDGS CL A 339750101 2404 32134 SH DFND 1,2,3 0 32134 0 FOX FACTORY HLDG COM 35138V102 1472 19810 SH DFND 1,2,3 0 19810 0 FRESHPET INC COM 358039105 1123 10060 SH DFND 1,2,3 0 10060 0 GARTNER INC COM 366651107 1459 11676 SH DFND 1,2,3 0 11676 0 GOSSAMER BIO INC COM 38341P102 158 12730 SH DFND 1,2,3 0 12730 0 GRID DYNAMICS HLDGS CL A 39813G109 422 54598 SH DFND 1,2,3 0 54598 0 GROCERY OUTLET HLDG COM 39874R101 749 19050 SH DFND 1,2,3 0 19050 0 GUARDANT HEALTH INC COM 40131M109 1036 9266 SH DFND 1,2,3 0 9266 0 GUIDEWIRE SOFTWARE COM 40171V100 1583 15186 SH DFND 1,2,3 0 15186 0 HAMILTON LANE INC CL A 407497106 646 10000 SH DFND 1,2,3 0 10000 0 HCA HEALTHCARE INC COM 40412C101 4987 40000 SH DFND 1,2,3 0 40000 0 HEALTH CATALYST INC COM 42225T107 643 17580 SH DFND 1,2,3 0 17580 0 HEALTHEQUITY INC COM 42226A107 982 19120 SH DFND 1,2,3 0 19120 0 HOULIHAN LOKEY INC CL A 441593100 1209 20481 SH DFND 1,2,3 0 20481 0 ICON SHS G4705A100 2127 11130 SH DFND 1,2,3 0 11130 0 IDEXX LABS INC COM 45168D104 1238 3150 SH DFND 1,2,3 0 3150 0 II-VI INC COM 902104108 953 23490 SH DFND 1,2,3 0 23490 0 INARI MED INC COM 45332Y109 785 11375 SH DFND 1,2,3 0 11375 0 INGREDION INC COM 457187102 5298 70000 SH DFND 1,2,3 0 70000 0 INPHI CORP COM 45772F107 626 5580 SH DFND 1,2,3 0 5580 0 INSMED INC COM PAR $.01 457669307 703 21864 SH DFND 1,2,3 0 21864 0 INSPIRE MED SYS INC COM 457730109 455 3528 SH DFND 1,2,3 0 3528 0 INSTALLED BLDG PRODS COM 45780R101 2492 24493 SH DFND 1,2,3 0 24493 0 IOVANCE BIOTHERAPEUTICALS COM 462260100 347 10546 SH DFND 1,2,3 0 10546 0 IRHYTHM TECHNOLOGIES COM 450056106 1210 5080 SH DFND 1,2,3 0 5080 0 ISHARES U S ETF SHT MAT BD ETF 46431W507 5011 100000 SH DFND 1,2,3 0 100000 0 ITEOS THERAPEUTICS COM 46565G104 221 8945 SH DFND 1,2,3 0 8945 0 ITT INC COM 45073V108 755 12790 SH DFND 1,2,3 0 12790 0 JACOBS ENGR GROUP COM 469814107 5566 60000 SH DFND 1,2,3 0 60000 0 JOHN BEAN TECHNOLOGIES COM 477839104 1620 17635 SH DFND 1,2,3 0 17635 0 JPMORGAN CHASE & CO COM 46625H100 7702 80000 SH DFND 1,2,3 0 80000 0 KEYSIGHT TECHNOLOGIES COM 49338L103 6421 65000 SH DFND 1,2,3 0 65000 0 KINSALE CAP GROUP INC COM 49714P108 978 5141 SH DFND 1,2,3 0 5141 0 KNIGHT SWIFT CL A 499049104 693 17030 SH DFND 1,2,3 0 17030 0 KRATOS DEFENSE & SEC COM NEW 50077B207 804 41700 SH DFND 1,2,3 0 41700 0 LATTICE SEMICONDUCTOR COM 518415104 1084 37440 SH DFND 1,2,3 0 37440 0 LEGEND BIOTECH CORP SPONSORED ADS 52490G102 246 7982 SH DFND 1,2,3 0 7982 0 LHC GROUP INC COM 50187A107 1144 5380 SH DFND 1,2,3 0 5380 0 LIBERTY BROADBAND COM SER C 530307305 460 3217 SH DFND 1,2,3 0 3217 0 LIBERTY MEDIA CORP COM C SIRIUSXM 531229607 385 11650 SH DFND 1,2,3 0 11650 0 LIBERTY MEDIA CORP COM SER C FRMLA 531229854 544 14998 SH DFND 1,2,3 0 14998 0 LITHIA MTRS INC CL A 536797103 666 2920 SH DFND 1,2,3 0 2920 0 LITTELFUSE INC COM 537008104 770 4340 SH DFND 1,2,3 0 4340 0 LOVESAC COMPANY COM 54738L109 438 15810 SH DFND 1,2,3 0 15810 0 LYONDELLBASELL INDUS SHS - A - N53745100 4934 70000 SH DFND 1,2,3 0 70000 0 MACOM TECH SOLUTIONS COM 55405Y100 895 26310 SH DFND 1,2,3 0 26310 0 MADISON SQUARE GRDN CL A 55825T103 396 2631 SH DFND 1,2,3 0 2631 0 MADRIGAL PHARMACEUTICALS COM 558868105 385 3240 SH DFND 1,2,3 0 3240 0 MANHATTAN ASSOCS INC COM 562750109 844 8840 SH DFND 1,2,3 0 8840 0 MERCURY SYS INC COM 589378108 1611 20796 SH DFND 1,2,3 0 20796 0 MERITAGE HOMES CORP COM 59001A102 610 5530 SH DFND 1,2,3 0 5530 0 METTLER TOLEDO COM 592688105 790 818 SH DFND 1,2,3 0 818 0 MKS INSTRS INC COM 55306N104 800 7320 SH DFND 1,2,3 0 7320 0 MOELIS & CO CL A 60786M105 309 8798 SH DFND 1,2,3 0 8798 0 NORDSON CORP COM 655663102 366 1910 SH DFND 1,2,3 0 1910 0 NOVANTA INC COM 67000B104 924 8770 SH DFND 1,2,3 0 8770 0 OLLIES BARGAIN OUTLET COM 681116109 1404 16072 SH DFND 1,2,3 0 16072 0 OUTSET MED INC COM 690145107 254 5077 SH DFND 1,2,3 0 5077 0 PACTIV EVERGREEN INC COM 69526K105 385 30300 SH DFND 1,2,3 0 30300 0 PALOMAR HLDGS INC COM 69753M105 823 7900 SH DFND 1,2,3 0 7900 0 PENN NATL GAMING INC COM 707569109 1746 24018 SH DFND 1,2,3 0 24018 0 PENUMBRA INC COM 70975L107 463 2380 SH DFND 1,2,3 0 2380 0 PING IDENTITY HLDG COM 72341T103 742 23762 SH DFND 1,2,3 0 23762 0 PLANET FITNESS INC CL A 72703H101 1203 19524 SH DFND 1,2,3 0 19524 0 PRA HEALTH SCIENCES COM 69354M108 679 6693 SH DFND 1,2,3 0 6693 0 PROGRESSIVE CORP COM 743315103 5680 60000 SH DFND 1,2,3 0 60000 0 PROGYNY INC COM 74340E103 572 19422 SH DFND 1,2,3 0 19422 0 PTC THERAPEUTICS INC COM 69366J200 486 10390 SH DFND 1,2,3 0 10390 0 QTS RLTY TR INC COM CL A 74736A103 891 14140 SH DFND 1,2,3 0 14140 0 QUAKER CHEM CORP COM 747316107 208 1159 SH DFND 1,2,3 0 1159 0 RANPAK HOLDINGS CORP COM CL A 75321W103 521 54677 SH DFND 1,2,3 0 54677 0 RBC BEARINGS INC COM 75524B104 284 2345 SH DFND 1,2,3 0 2345 0 RED ROCK RESORTS INC CL A 75700L108 373 21821 SH DFND 1,2,3 0 21821 0 RELAY THERAPEUTICS COM 75943R102 289 6796 SH DFND 1,2,3 0 6796 0 REPAY HLDGS CORP COM CL A 76029L100 1066 45351 SH DFND 1,2,3 0 45351 0 REPLIGEN CORP COM 759916109 692 4691 SH DFND 1,2,3 0 4691 0 REVANCE THERAPEUTICS COM 761330109 357 14190 SH DFND 1,2,3 0 14190 0 SAIA INC COM 78709Y105 990 7850 SH DFND 1,2,3 0 7850 0 SBA COMMUNICATIONS CL A 78410G104 1203 3777 SH DFND 1,2,3 0 3777 0 SELECTQUOTE INC COM 816307300 525 25922 SH DFND 1,2,3 0 25922 0 SEMTECH CORP COM 816850101 543 10250 SH DFND 1,2,3 0 10250 0 SHIFT4 PMTS INC CL A 82452J109 915 18917 SH DFND 1,2,3 0 18917 0 SILICON LABORATORIES COM 826919102 1009 10310 SH DFND 1,2,3 0 10310 0 SILK RD MED INC COM 82710M100 1761 26195 SH DFND 1,2,3 0 26195 0 SIMPSON MANUFACTURING COM 829073105 919 9460 SH DFND 1,2,3 0 9460 0 SITEONE LANDSCAPE COM 82982L103 2525 20705 SH DFND 1,2,3 0 20705 0 SLEEP NUMBER CORP COM 83125X103 809 16550 SH DFND 1,2,3 0 16550 0 SMARTSHEET INC COM CL A 83200N103 470 9510 SH DFND 1,2,3 0 9510 0 SS&C TECHNOLOGIES COM 78467J100 6960 115000 SH DFND 1,2,3 0 115000 0 STIFEL FINL CORP COM 860630102 692 13680 SH DFND 1,2,3 0 13680 0 STRATEGIC ED INC COM 86272C103 536 5860 SH DFND 1,2,3 0 5860 0 SUMMIT MATLS INC CL A 86614U100 191 11576 SH DFND 1,2,3 0 11576 0 TELADOC HEALTH INC COM 87918A105 1043 4758 SH DFND 1,2,3 0 4758 0 TETRA TECH INC COM 88162G103 1039 10880 SH DFND 1,2,3 0 10880 0 TEXAS ROADHOUSE INC COM 882681109 863 14190 SH DFND 1,2,3 0 14190 0 THE REALREAL INC COM 88339P101 551 38070 SH DFND 1,2,3 0 38070 0 THE TRADE DESK INC COM CL A 88339J105 1470 2834 SH DFND 1,2,3 0 2834 0 TRANSDIGM GROUP INC COM 893641100 741 1560 SH DFND 1,2,3 0 1560 0 TREAN INS GROUP INC COM 89457R101 313 20549 SH DFND 1,2,3 0 20549 0 TREX CO INC COM 89531P105 1187 16574 SH DFND 1,2,3 0 16574 0 TRUPANION INC COM 898202106 1214 15390 SH DFND 1,2,3 0 15390 0 TURNING POINT THERAPEUTICS COM 90041T108 549 6283 SH DFND 1,2,3 0 6283 0 TWIST BIOSCIENCE CORP COM 90184D100 969 12759 SH DFND 1,2,3 0 12759 0 ULTRAGENYX PHARMACEUTICALS COM 90400D108 669 8140 SH DFND 1,2,3 0 8140 0 UNITED RENTALS INC COM 911363109 522 2990 SH DFND 1,2,3 0 2990 0 UTZ BRANDS INC COM CL A 918090101 1085 60640 SH DFND 1,2,3 0 60640 0 VERTEX INC CL A 92538J106 322 13980 SH DFND 1,2,3 0 13980 0 VERTIV HOLDINGS CO COM CL A 92537N108 1937 111820 SH DFND 1,2,3 0 111820 0 VIR BIOTECHNOLOGY INC COM 92764N102 420 12232 SH DFND 1,2,3 0 12232 0 VITAL FARMS INC COM 92847W103 470 11587 SH DFND 1,2,3 0 11587 0 WASTE CONNECTIONS INC COM 94106B101 973 9369 SH DFND 1,2,3 0 9369 0 WELLS FARGO CO COM 949746101 4702 200000 SH DFND 1,2,3 0 200000 0 WESTERN DIGITAL CORP COM 958102105 6214 170000 SH DFND 1,2,3 0 170000 0 WEX INC COM 96208T104 616 4430 SH DFND 1,2,3 0 4430 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 259 31000 SH DFND 1,2,3 0 31000 0 WINGSTOP INC COM 974155103 769 5630 SH DFND 1,2,3 0 5630 0 WIX COM LTD SHS M98068105 1121 4399 SH DFND 1,2,3 0 4399 0 XPRESSPA GROUP INC COM 98420U703 62 31369 SH DFND 1,2,3 0 31369 0 Y-MABS THERAPEUTICS COM 984241109 380 9890 SH DFND 1,2,3 0 9890 0 ZENTALIS PHARMACEUTICALS COM 98943L107 274 8386 SH DFND 1,2,3 0 8386 0