Senior Vice President and Corporate Controller

0000021175-20-000019.txt : 20200213 0000021175-20-000019.hdr.sgml : 20200213 20200212174800 ACCESSION NUMBER: 0000021175-20-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 20605799 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 12-31-2019 12-31-2019 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as aconsequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 02-11-2020 3 137 371140 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q42019form13fhrinformation.xml INFORMATION TABLE ACTUANT CORP CL A NEW 00508X203 832 31960 SH DFND 1,2,3 0 31960 0 AECOM COM 00766T100 1335 30957 SH DFND 1,2,3 0 30957 0 AERIE PHARMACEUTICAL COM 00771V108 2635 109028 SH DFND 1,2,3 0 109028 0 ALPHABET INC CAP STK CL C 02079K107 4813 3600 SH DFND 1,2,3 0 3600 0 ALPHABET INC CAP STK CL A 02079K305 7949 5935 SH DFND 1,2,3 0 5935 0 AMAZON COM INC COM 023135106 1414 765 SH DFND 1,2,3 0 765 0 AMERICAN EQTY INVT L COM 025676206 687 22968 SH DFND 1,2,3 0 22968 0 AMERICAN INTL GROUP COM NEW 026874784 2225 43347 SH DFND 1,2,3 0 43347 0 ANALOG DEVICES INC COM 032654105 3185 26800 SH DFND 1,2,3 0 26800 0 AON PLC SHS CL A G0408V102 2166 10400 SH DFND 1,2,3 0 10400 0 APPLE INC COM 037833100 2584 8800 SH DFND 1,2,3 0 8800 0 ARCHER DANIELS MIDLA COM 039483102 2813 60688 SH DFND 1,2,3 0 60688 0 ARGO GROUP INTL HLDG COM G0464B107 417 6335 SH DFND 1,2,3 0 6335 0 ASSOCIATED BANC CORP COM 045487105 937 42535 SH DFND 1,2,3 0 42535 0 AVIS BUDGET GROUP IN COM 053774105 981 30424 SH DFND 1,2,3 0 30424 0 AVNET INC COM 053807103 2696 63523 SH DFND 1,2,3 0 63523 0 AXA EQUITABLE HLDGS COM 054561105 1541 62188 SH DFND 1,2,3 0 62188 0 AXIS CAPITAL HOLDING SHS G0692U109 1944 32697 SH DFND 1,2,3 0 32697 0 BAKER HUGHES COMPANY CL A 05722G100 1018 39703 SH DFND 1,2,3 0 39703 0 BANK AMER CORP COM 060505104 10009 284191 SH DFND 1,2,3 0 284191 0 BARRICK GOLD CORPORA COM 067901108 1323 71160 SH DFND 1,2,3 0 71160 0 BERKSHIRE HATHAWAY I CL B NEW 084670702 2169 9575 SH DFND 1,2,3 0 9575 0 BERRY GLOBAL GROUP I COM 08579W103 5936 125000 SH DFND 1,2,3 0 125000 0 BLACKSTONE GROUP INC COM CL A 09260D107 3446 61600 SH DFND 1,2,3 0 61600 0 BOEING CO COM 097023105 2720 8350 SH DFND 1,2,3 0 8350 0 BRISTOL MYERS SQUIBB COM 110122108 7061 110000 SH DFND 1,2,3 0 110000 0 BROOKDALE SR LIVING COM 112463104 825 113513 SH DFND 1,2,3 0 113513 0 CAPITAL ONE FINL COR COM 14040H105 2485 24149 SH DFND 1,2,3 0 24149 0 CATERPILLAR INC DEL COM 149123101 1359 9205 SH DFND 1,2,3 0 9205 0 CELESTICA INC SUB VTG SHS 15101Q108 710 85843 SH DFND 1,2,3 0 85843 0 CENOVUS ENERGY INC COM 15135U109 1303 128264 SH DFND 1,2,3 0 128264 0 CIGNA CORP NEW COM 125523100 8180 40000 SH DFND 1,2,3 0 40000 0 CISCO SYS INC COM 17275R102 10096 210500 SH DFND 1,2,3 0 210500 0 CITIGROUP INC COM NEW 172967424 11417 142907 SH DFND 1,2,3 0 142907 0 CNO FINL GROUP INC COM 12621E103 776 42777 SH DFND 1,2,3 0 42777 0 COCA COLA CO COM 191216100 1183 21375 SH DFND 1,2,3 0 21375 0 COGNIZANT TECHNOLOGY CL A 192446102 1716 27667 SH DFND 1,2,3 0 27667 0 COMCAST CORP NEW CL A 20030N101 8994 200000 SH DFND 1,2,3 0 200000 0 COOPER STD HLDGS INC COM 21676P103 2320 69950 SH DFND 1,2,3 0 69950 0 CORNING INC COM 219350105 1432 49180 SH DFND 1,2,3 0 49180 0 COTT CORP QUE COM 22163N106 847 61920 SH DFND 1,2,3 0 61920 0 COVANTA HLDG CORP COM 22282E102 4234 285343 SH DFND 1,2,3 0 285343 0 CSX CORP COM 126408103 2641 36500 SH DFND 1,2,3 0 36500 0 CVR PARTNERS LP COM 126633106 1558 502664 SH DFND 1,2,3 0 502664 0 D R HORTON INC COM 23331A109 2996 56800 SH DFND 1,2,3 0 56800 0 DANA INCORPORATED COM 235825205 331 18166 SH DFND 1,2,3 0 18166 0 DELTA AIR LINES INC COM NEW 247361702 4336 74140 SH DFND 1,2,3 0 74140 0 DIAMONDROCK HOSPITAL COM 252784301 286 25778 SH DFND 1,2,3 0 25778 0 DISH NETWORK CORP CL A 25470M109 1345 37925 SH DFND 1,2,3 0 37925 0 DISNEY WALT CO COM DISNEY 254687106 5996 41457 SH DFND 1,2,3 0 41457 0 DUPONT DE NEMOURS IN COM 26614N102 2970 46255 SH DFND 1,2,3 0 46255 0 EDISON INTL COM 281020107 955 12665 SH DFND 1,2,3 0 12665 0 ENTERPRISE PRODS PAR COM 293792107 7040 250000 SH DFND 1,2,3 0 250000 0 FIRST MIDWEST BANCOR COM 320867104 694 30082 SH DFND 1,2,3 0 30082 0 FORD MTR CO DEL COM 345370860 1829 196696 SH DFND 1,2,3 0 196696 0 FREEPORT-MCMORAN INC CL B 35671D857 1096 83568 SH DFND 1,2,3 0 83568 0 GENERAL MTRS CO COM 37045V100 4107 112217 SH DFND 1,2,3 0 112217 0 GILDAN ACTIVEWEAR IN COM 375916103 1183 40058 SH DFND 1,2,3 0 40058 0 GOLDMAN SACHS GROUP COM 38141G104 1228 5341 SH DFND 1,2,3 0 5341 0 HALLIBURTON CO COM 406216101 2635 107698 SH DFND 1,2,3 0 107698 0 HCA HEALTHCARE INC COM 40412C101 6651 45000 SH DFND 1,2,3 0 45000 0 HESS CORP COM 42809H107 3580 53584 SH DFND 1,2,3 0 53584 0 HEWLETT PACKARD ENTE COM 42824C109 1346 84897 SH DFND 1,2,3 0 84897 0 HOOKER FURNITURE COR COM 439038100 570 22196 SH DFND 1,2,3 0 22196 0 HOPE BANCORP INC COM 43940T109 813 54700 SH DFND 1,2,3 0 54700 0 HP INC COM 40434L105 492 23924 SH DFND 1,2,3 0 23924 98169 INSIGHT ENTERPRISES COM 45765U103 278 3955 SH DFND 1,2,3 0 3955 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 5025 100000 SH DFND 1,2,3 0 100000 0 JACOBS ENGR GROUP IN COM 469814107 6737 75000 SH DFND 1,2,3 0 75000 0 JELD-WEN HLDG INC COM 47580P103 2586 110468 SH DFND 1,2,3 0 110468 0 JPMORGAN CHASE & CO COM 46625H100 16238 116485 SH DFND 1,2,3 0 116485 0 KINDER MORGAN INC DE COM 49456B101 4234 200000 SH DFND 1,2,3 0 200000 0 KKR & CO INC CL A 48251W104 872 29878 SH DFND 1,2,3 0 29878 0 KRAFT HEINZ CO COM 500754106 1068 33225 SH DFND 1,2,3 0 33225 0 L3HARRIS TECHNOLOGIE COM 502431109 2226 11250 SH DFND 1,2,3 0 11250 0 LEAR CORP COM NEW 521865204 2641 19252 SH DFND 1,2,3 0 19252 0 LENNAR CORP CL A 526057104 1936 34700 SH DFND 1,2,3 0 34700 0 LINCOLN NATL CORP IN COM 534187109 572 9700 SH DFND 1,2,3 0 9700 0 LYONDELLBASELL INDUS SHS - A N53745100 8749 92600 SH DFND 1,2,3 0 92600 0 MARATHON PETE CORP COM 56585A102 7439 123468 SH DFND 1,2,3 0 123468 0 MASONITE INTL CORP N COM 575385109 1092 15126 SH DFND 1,2,3 0 15126 0 MCKESSON CORP COM 58155Q103 2170 15691 SH DFND 1,2,3 0 15691 0 METLIFE INC COM 59156R108 1827 35839 SH DFND 1,2,3 0 35839 0 MICROSOFT CORP COM 594918104 18731 118777 SH DFND 1,2,3 0 118777 0 MORGAN STANLEY COM NEW 617446448 1530 29921 SH DFND 1,2,3 0 29921 0 MOTORCAR PTS AMER IN COM 620071100 548 24881 SH DFND 1,2,3 0 24881 0 MOTOROLA SOLUTIONS I COM NEW 620076307 3086 19150 SH DFND 1,2,3 0 19150 0 MURPHY OIL CORP COM 626717102 886 33078 SH DFND 1,2,3 0 33078 0 MYLAN N V SHS EURO N59465109 1027 51086 SH DFND 1,2,3 0 51086 0 NATIONAL OILWELL VAR COM 637071101 2516 100425 SH DFND 1,2,3 0 100425 0 NEWELL BRANDS INC COM 651229106 1723 89635 SH DFND 1,2,3 0 89635 0 NEXTIER OILFIELD SOL COM 65290C105 925 138001 SH DFND 1,2,3 0 138001 0 NOVAGOLD RES INC COM NEW 66987E206 1361 151920 SH DFND 1,2,3 0 151920 0 OCCIDENTAL PETE CORP COM 674599105 5322 129149 SH DFND 1,2,3 0 129149 0 OLIN CORP COM PAR $1 680665205 421 24379 SH DFND 1,2,3 0 24379 0 OMNICOM GROUP INC COM 681919106 1701 21000 SH DFND 1,2,3 0 21000 0 ORACLE CORP COM 68389X105 3372 63643 SH DFND 1,2,3 0 63643 0 PFIZER INC COM 717081103 3448 88015 SH DFND 1,2,3 0 88015 0 PHILLIPS 66 COM 718546104 746 6700 SH DFND 1,2,3 0 6700 0 PIONEER NAT RES CO COM 723787107 2800 18500 SH DFND 1,2,3 0 18500 0 PITNEY BOWES INC COM 724479100 970 240782 SH DFND 1,2,3 0 240782 0 PNC FINL SVCS GROUP COM 693475105 6385 40000 SH DFND 1,2,3 0 40000 0 PROGRESSIVE CORP OHI COM 743315103 3981 55000 SH DFND 1,2,3 0 55000 0 PVH CORP COM 693656100 1855 17638 SH DFND 1,2,3 0 17638 0 REALOGY HLDGS CORP COM 75605Y106 195 20166 SH DFND 1,2,3 0 20166 0 REV GROUP INC COM 749527107 720 58842 SH DFND 1,2,3 0 58842 0 ROYAL DUTCH SHELL PL SPONS ADR A 780259206 874 14813 SH DFND 1,2,3 0 14813 0 RYDER SYS INC COM 783549108 2853 52534 SH DFND 1,2,3 0 52534 0 SCANSOURCE INC COM 806037107 820 22205 SH DFND 1,2,3 0 22205 0 SPECTRUM BRANDS HLDG COM 84790A105 947 14725 SH DFND 1,2,3 0 14725 0 STANLEY BLACK & DECK COM 854502101 1620 9773 SH DFND 1,2,3 0 9773 0 SYKES ENTERPRISES IN COM 871237103 548 14816 SH DFND 1,2,3 0 14816 0 SYNOVUS FINL CORP COM NEW 87161C501 544 13866 SH DFND 1,2,3 0 13866 0 T MOBILE US INC COM 872590104 1733 22100 SH DFND 1,2,3 0 22100 0 TCF FINANCIAL CORPOR COM 872307103 590 12613 SH DFND 1,2,3 0 12613 0 TEREX CORP NEW COM 880779103 2186 73415 SH DFND 1,2,3 0 73415 0 TRAVELERS COMPANIES COM 89417E109 1904 13900 SH DFND 1,2,3 0 13900 0 TRIMAS CORP COM NEW 896215209 800 25469 SH DFND 1,2,3 0 25469 0 TRIPLE-S MGMT CORP CL B 896749108 627 33910 SH DFND 1,2,3 0 33910 0 UBS GROUP AG SHS H42097107 1094 86507 SH DFND 1,2,3 0 86507 0 UNION PACIFIC CORP COM 907818108 2188 12100 SH DFND 1,2,3 0 12100 0 UNITED RENTALS INC COM 911363109 1084 6500 SH DFND 1,2,3 0 6500 0 UNITED TECHNOLOGIES COM 913017109 2471 16500 SH DFND 1,2,3 0 16500 0 UNIVERSAL CORP VA COM 913456109 887 15544 SH DFND 1,2,3 0 15544 0 US FOODS HLDG CORP COM 912008109 6284 150000 SH DFND 1,2,3 0 150000 0 VAREX IMAGING CORP COM 92214X106 799 26790 SH DFND 1,2,3 0 26790 0 VISTRA ENERGY CORP COM 92840M102 2208 96050 SH DFND 1,2,3 0 96050 0 VORNADO RLTY TR SH BEN INT 929042109 3022 45441 SH DFND 1,2,3 0 45441 0 VOYA FINL INC COM 929089100 1239 20322 SH DFND 1,2,3 0 20322 0 WABTEC CORP COM 929740108 1505 19345 SH DFND 1,2,3 0 19345 0 WEBSTER FINL CORP CO COM 947890109 874 16387 SH DFND 1,2,3 0 16387 0 WELLS FARGO CO NEW COM 949746101 2046 38034 SH DFND 1,2,3 0 38034 0 WESTERN DIGITAL CORP COM 958102105 6347 100000 SH DFND 1,2,3 0 100000 0 WILLIAMS COS INC DEL COM 969457100 1539 64880 SH DFND 1,2,3 0 64880 0 WSFS FINL CORP COM 929328102 532 12094 SH DFND 1,2,3 0 12094 0 XEROX HOLDINGS CORP COM NEW 98421M106 1581 42873 SH DFND 1,2,3 0 42873 0 XPRESSPA GROUP INC COM NEW 98420U604 64 94110 SH DFND 1,2,3 0 94110 0