0000021175-19-000096.txt : 20190813
0000021175-19-000096.hdr.sgml : 20190813
20190813140621
ACCESSION NUMBER: 0000021175-19-000096
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190813
DATE AS OF CHANGE: 20190813
EFFECTIVENESS DATE: 20190813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CNA FINANCIAL CORP
CENTRAL INDEX KEY: 0000021175
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 366169860
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00346
FILM NUMBER: 191019827
BUSINESS ADDRESS:
STREET 1: CNA
STREET 2: 151 N. FRANKLIN
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3128225000
MAIL ADDRESS:
STREET 1: CNA
STREET 2: 151 N. FRANKLIN
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000021175
XXXXXXXX
06-30-2019
06-30-2019
CNA FINANCIAL CORP
CNA
151 N. FRANKLIN
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-00346
Y
Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report.
Lawrence J. Boysen
Senior Vice President and Corporate Controller
312-822-5653
Lawrence J. Boysen
Chicago
IL
08-13-2019
3
180
481104
false
1
28-217
Loews Corporation
2
28-172
The Continental Corporation
3
28-387
Continental Casualty Company
INFORMATION TABLE
2
q22019form13fhrinformation.xml
INFORMATION TABLE
ACTUANT CORP
CL A NEW
00508X203
1444
58198
SH
DFND
1,2,3
0
58198
0
AECOM
COM
00766T100
2023
53459
SH
DFND
1,2,3
0
53459
0
AERIE PHARMACEUTICAL
COM
00771V108
870
29431
SH
DFND
1,2,3
0
29431
0
ALPHABET INC
CAP STK CL C
02079K107
5729
5300
SH
DFND
1,2,3
0
5300
0
ALPHABET INC
CAP STK CL A
02079K305
4261
3935
SH
DFND
1,2,3
0
3935
0
AMC ENTMT HLDGS INC
CL A COM
00165C104
270
28900
SH
DFND
1,2,3
0
28900
0
AMERICAN EQTY INVT L
COM
025676206
776
28585
SH
DFND
1,2,3
0
28585
0
AMERICAN INTL GROUP
COM NEW
026874784
3536
66361
SH
DFND
1,2,3
0
66361
0
ANALOG DEVICES INC
COM
032654105
4515
40000
SH
DFND
1,2,3
0
40000
0
ANIXTER INTL INC
COM
035290105
1355
22692
SH
DFND
1,2,3
0
22692
0
AON PLC
SHS CL A
G0408V102
2895
15000
SH
DFND
1,2,3
0
15000
0
APPLE INC
COM
037833100
2276
11500
SH
DFND
1,2,3
0
11500
0
ARAMARK
COM
03852U106
6311
175000
SH
DFND
1,2,3
0
175000
0
ARC DOCUMENT SOLUTIO
COM
00191G103
98
47823
SH
DFND
1,2,3
0
47823
0
ARGO GROUP INTL HLDG
COM
G0464B107
536
7245
SH
DFND
1,2,3
0
7245
0
ASSOCIATED BANC CORP
COM
045487105
1164
55074
SH
DFND
1,2,3
0
55074
0
AT&T INC
COM
00206R102
1542
46014
SH
DFND
1,2,3
0
46014
0
ATHENE HLDG LTD
CL A
G0684D107
1796
41700
SH
DFND
1,2,3
0
41700
0
ATLANTIC CAP BANCSHA
COM
048269203
294
17173
SH
DFND
1,2,3
0
17173
0
AVIS BUDGET GROUP IN
COM
053774105
1279
36386
SH
DFND
1,2,3
0
36386
0
AVNET INC
COM
053807103
3303
72961
SH
DFND
1,2,3
0
72961
0
AXA EQUITABLE HLDGS
COM
054561105
2078
99445
SH
DFND
1,2,3
0
99445
0
AXIS CAPITAL HOLDING
SHS
G0692U109
2645
44335
SH
DFND
1,2,3
0
44335
0
BANK AMER CORP
COM
060505104
9430
325173
SH
DFND
1,2,3
0
325173
0
BARRICK GOLD CORPORA
COM
067901108
2375
150595
SH
DFND
1,2,3
0
150595
0
BLACK HILLS CORP
COM
092113109
516
6600
SH
DFND
1,2,3
0
6600
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
4087
92000
SH
DFND
1,2,3
0
92000
0
BOEING CO
COM
097023105
3422
9400
SH
DFND
1,2,3
0
9400
0
BRIGHTSPHERE INVESTM
SHS
G1644T109
253
22133
SH
DFND
1,2,3
0
22133
0
BRISTOL MYERS SQUIBB
COM
110122108
4989
110000
SH
DFND
1,2,3
0
110000
0
BROOKDALE SR LIVING
COM
112463104
818
113513
SH
DFND
1,2,3
0
113513
0
C&J ENERGY SVCS INC
COM
12674R100
953
80861
SH
DFND
1,2,3
0
80861
0
CAPITAL ONE FINL COR
COM
14040H105
3261
35943
SH
DFND
1,2,3
0
35943
0
CARPENTER TECHNOLOGY
COM
144285103
419
8736
SH
DFND
1,2,3
0
8736
0
CATCHMARK TIMBER TR
CL A
14912Y202
146
13960
SH
DFND
1,2,3
0
13960
0
CATERPILLAR INC DEL
COM
149123101
1255
9205
SH
DFND
1,2,3
0
9205
0
CELESTICA INC
SUB VTG SHS
15101Q108
882
129082
SH
DFND
1,2,3
0
129082
0
CENOVUS ENERGY INC
COM
15135U109
1816
205929
SH
DFND
1,2,3
0
205929
0
CHENIERE ENERGY INC
COM NEW
16411R208
5134
75000
SH
DFND
1,2,3
0
75000
0
CHESAPEAKE ENERGY CO
COM
165167107
481
246646
SH
DFND
1,2,3
0
246646
0
CIGNA CORP NEW
COM
125523100
10320
65500
SH
DFND
1,2,3
0
65500
0
CISCO SYS INC
COM
17275R102
7843
143300
SH
DFND
1,2,3
0
143300
0
CITIGROUP INC
COM NEW
172967424
14446
206289
SH
DFND
1,2,3
0
206289
0
CNO FINL GROUP INC
COM
12621E103
1857
111359
SH
DFND
1,2,3
0
111359
0
COCA COLA CO
COM
191216100
1088
21375
SH
DFND
1,2,3
0
21375
0
COGNIZANT TECHNOLOGY
CL A
192446102
2115
33367
SH
DFND
1,2,3
0
33367
0
COMCAST CORP NEW
CL A
20030N101
6342
150000
SH
DFND
1,2,3
0
150000
0
COMTECH TELECOMMUNIC
COM NEW
205826209
2171
77219
SH
DFND
1,2,3
0
77219
0
CONMED CORP
COM
207410101
420
4903
SH
DFND
1,2,3
0
4903
0
COOPER STD HLDGS INC
COM
21676P103
3431
74875
SH
DFND
1,2,3
0
74875
0
CORNING INC
COM
219350105
2164
65110
SH
DFND
1,2,3
0
65110
0
CORTEVA INC
COM
22052L104
1923
65040
SH
DFND
1,2,3
0
65040
0
COVANTA HLDG CORP
COM
22282E102
6390
356779
SH
DFND
1,2,3
0
356779
0
CSX CORP
COM
126408103
4255
55000
SH
DFND
1,2,3
0
55000
0
CVR PARTNERS LP
COM
126633106
2056
502664
SH
DFND
1,2,3
0
502664
0
D R HORTON INC
COM
23331A109
3614
83800
SH
DFND
1,2,3
0
83800
0
DELTA AIR LINES INC
COM NEW
247361702
5586
98440
SH
DFND
1,2,3
0
98440
0
DIAMONDROCK HOSPITAL
COM
252784301
347
33571
SH
DFND
1,2,3
0
33571
0
DISH NETWORK CORP
CL A
25470M109
756
19688
SH
DFND
1,2,3
0
19688
0
DISNEY WALT CO
COM DISNEY
254687106
7934
56819
SH
DFND
1,2,3
0
56819
0
DUPONT DE NEMOURS IN
COM
26614N102
4883
65040
SH
DFND
1,2,3
0
65040
0
EATON CORP PLC
SHS
G29183103
1840
22100
SH
DFND
1,2,3
0
22100
0
EDISON INTL
COM
281020107
2438
36162
SH
DFND
1,2,3
0
36162
0
ELANCO ANIMAL HEALTH
COM
28414H103
1325
39200
SH
DFND
1,2,3
0
39200
0
ENOVA INTL INC
COM
29357K103
949
41157
SH
DFND
1,2,3
0
41157
0
ENSCO ROWAN PLC
SHS CLASS A
G3166L100
105
12350
SH
DFND
1,2,3
0
12350
0
EOG RES INC
COM
26875P101
3540
38000
SH
DFND
1,2,3
0
38000
0
EXXON MOBIL CORP
COM
30231G102
1149
14998
SH
DFND
1,2,3
0
14998
0
EZCORP INC
CL A NON VTG
302301106
794
83800
SH
DFND
1,2,3
0
0
83800
FARMER BROS CO
COM
307675108
812
49617
SH
DFND
1,2,3
0
49617
0
FIRST BANCORP N C
COM
318910106
340
9339
SH
DFND
1,2,3
0
9339
0
FIRST CTZNS BANCSHAR
CL A
31946M103
1416
3145
SH
DFND
1,2,3
0
3145
0
FIRST HORIZON NATL C
COM
320517105
1378
92300
SH
DFND
1,2,3
0
92300
0
FIRST MIDWEST BANCOR
COM
320867104
824
40260
SH
DFND
1,2,3
0
40260
0
FORD MTR CO DEL
COM
345370860
2504
244808
SH
DFND
1,2,3
0
244808
0
FUELCELL ENERGY INC
COM
35952H601
29
165753
SH
DFND
1,2,3
0
165753
0
GARDNER DENVER HLDGS
COM
36555P107
2941
85000
SH
DFND
1,2,3
0
85000
0
GENERAL MTRS CO
COM
37045V100
7523
195255
SH
DFND
1,2,3
0
195255
0
GIBRALTAR INDS INC
COM
374689107
1088
26963
SH
DFND
1,2,3
0
26963
0
GILDAN ACTIVEWEAR IN
COM
375916103
951
24584
SH
DFND
1,2,3
0
24584
0
GOLAR LNG LTD BERMUD
SHS
G9456A100
1027
55553
SH
DFND
1,2,3
0
55553
0
GOLDMAN SACHS GROUP
COM
38141G104
1626
7949
SH
DFND
1,2,3
0
7949
0
GRANITE REAL ESTATE
UNIT 99/99/9999
387437114
904
19800
SH
DFND
1,2,3
0
19800
0
HALLIBURTON CO
COM
406216101
2930
128869
SH
DFND
1,2,3
0
128869
0
HANGER INC
COM NEW
41043F208
450
23500
SH
DFND
1,2,3
0
23500
0
HCA HEALTHCARE INC
COM
40412C101
6759
50000
SH
DFND
1,2,3
0
50000
0
HESS CORP
COM
42809H107
4453
70041
SH
DFND
1,2,3
0
70041
0
HEWLETT PACKARD ENTE
COM
42824C109
2251
150554
SH
DFND
1,2,3
0
150554
0
HIGHPOINT RES CORP
COM
43114K108
231
127100
SH
DFND
1,2,3
0
127100
0
HOEGH LNG PARTNERS L
COM UNIT LTD
Y3262R100
230
13267
SH
DFND
1,2,3
0
13267
0
HOPE BANCORP INC
COM
43940T109
1044
75746
SH
DFND
1,2,3
0
75746
0
INNOSPEC INC
COM
45768S105
823
9017
SH
DFND
1,2,3
0
9017
0
INSIGHT ENTERPRISES
COM
45765U103
548
9409
SH
DFND
1,2,3
0
9409
0
INTL PAPER CO
COM
460146103
2417
55795
SH
DFND
1,2,3
0
55795
0
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
5033
100000
SH
DFND
1,2,3
0
100000
0
JABIL INC
COM
466313103
574
18161
SH
DFND
1,2,3
0
18161
0
JACOBS ENGR GROUP IN
COM
469814107
5485
65000
SH
DFND
1,2,3
0
65000
0
JELD-WEN HLDG INC
COM
47580P103
3736
175961
SH
DFND
1,2,3
0
175961
0
JPMORGAN CHASE & CO
COM
46625H100
19047
170364
SH
DFND
1,2,3
0
170364
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
615
6300
SH
DFND
1,2,3
0
6300
0
KBR INC
COM
48242W106
3281
131551
SH
DFND
1,2,3
0
131551
0
KINDER MORGAN INC DE
COM
49456B101
10440
500000
SH
DFND
1,2,3
0
500000
0
KKR & CO INC
CL A
48251W104
1208
47793
SH
DFND
1,2,3
0
47793
0
KRAFT HEINZ CO
COM
500754106
1812
58365
SH
DFND
1,2,3
0
58365
0
LEAR CORP
COM NEW
521865204
3363
24150
SH
DFND
1,2,3
0
24150
0
LENNAR CORP
CL A
526057104
2520
52000
SH
DFND
1,2,3
0
52000
0
LINCOLN NATL CORP IN
COM
534187109
3641
56500
SH
DFND
1,2,3
0
56500
0
LYON WILLIAM HOMES
CL A NEW
552074700
490
26898
SH
DFND
1,2,3
0
26898
0
LYONDELLBASELL INDUS
SHS - A -
N53745100
9664
112200
SH
DFND
1,2,3
0
112200
0
MACQUARIE INFRASTRUC
COM
55608B105
483
11910
SH
DFND
1,2,3
0
11910
0
MARATHON PETE CORP
COM
56585A102
9500
170000
SH
DFND
1,2,3
0
170000
0
MASONITE INTL CORP N
COM
575385109
1236
23464
SH
DFND
1,2,3
0
23464
0
MCKESSON CORP
COM
58155Q103
3085
22952
SH
DFND
1,2,3
0
22952
0
METLIFE INC
COM
59156R108
2856
57490
SH
DFND
1,2,3
0
57490
0
MICROSOFT CORP
COM
594918104
22304
166500
SH
DFND
1,2,3
0
166500
0
MILLER INDS INC TENN
COM NEW
600551204
469
15248
SH
DFND
1,2,3
0
15248
0
MORGAN STANLEY
COM NEW
617446448
2179
49734
SH
DFND
1,2,3
0
49734
0
MOTORCAR PTS AMER IN
COM
620071100
694
32399
SH
DFND
1,2,3
0
32399
0
MOTOROLA SOLUTIONS I
COM NEW
620076307
3818
22900
SH
DFND
1,2,3
0
22900
0
MURPHY OIL CORP
COM
626717102
774
31414
SH
DFND
1,2,3
0
31414
0
MYLAN N V
SHS EURO
N59465109
1298
68171
SH
DFND
1,2,3
0
68171
0
NATIONAL OILWELL VAR
COM
637071101
2897
130318
SH
DFND
1,2,3
0
130318
0
NAVIGANT CONSULTING
COM
63935N107
317
13686
SH
DFND
1,2,3
0
13686
0
NELNET INC
CL A
64031N108
266
4500
SH
DFND
1,2,3
0
4500
0
NEWELL BRANDS INC
COM
651229106
1836
119068
SH
DFND
1,2,3
0
119068
0
NOVAGOLD RES INC
COM NEW
66987E206
3009
509124
SH
DFND
1,2,3
0
509124
0
OCCIDENTAL PETE CORP
COM
674599105
3482
69248
SH
DFND
1,2,3
0
69248
0
OFFICE PPTYS INCOME
COM SHS BEN INT
67623C109
522
19853
SH
DFND
1,2,3
0
19853
0
OMNICOM GROUP INC
COM
681919106
2824
34457
SH
DFND
1,2,3
0
34457
0
ORACLE CORP
COM
68389X105
8650
151834
SH
DFND
1,2,3
0
151834
0
PFIZER INC
COM
717081103
7597
175358
SH
DFND
1,2,3
0
175358
0
PHILLIPS 66
COM
718546104
935
10000
SH
DFND
1,2,3
0
10000
0
PIONEER NAT RES CO
COM
723787107
4123
26800
SH
DFND
1,2,3
0
26800
0
PITNEY BOWES INC
COM
724479100
1031
240782
SH
DFND
1,2,3
0
240782
0
PORTLAND GEN ELEC CO
COM NEW
736508847
580
10700
SH
DFND
1,2,3
0
10700
0
PVH CORP
COM
693656100
2124
22443
SH
DFND
1,2,3
0
22443
0
REALOGY HLDGS CORP
COM
75605Y106
243
33560
SH
DFND
1,2,3
0
33560
0
REV GROUP INC
COM
749527107
1304
90520
SH
DFND
1,2,3
0
90520
0
ROYAL DUTCH SHELL PL
SPONS ADR A
780259206
1268
19490
SH
DFND
1,2,3
0
19490
0
RYDER SYS INC
COM
783549108
3271
56102
SH
DFND
1,2,3
0
56102
0
SCANSOURCE INC
COM
806037107
1123
34503
SH
DFND
1,2,3
0
34503
0
SCIENCE APPLICATNS I
COM
808625107
883
10200
SH
DFND
1,2,3
0
10200
0
SOUTH ST CORP
COM
840441109
541
7341
SH
DFND
1,2,3
0
7341
0
SPECTRUM BRANDS HLDG
COM
84790A105
862
16023
SH
DFND
1,2,3
0
16023
0
STANLEY BLACK & DECK
COM
854502101
1861
12866
SH
DFND
1,2,3
0
12866
0
STEELCASE INC
CL A
858155203
366
21407
SH
DFND
1,2,3
0
21407
0
SUPERIOR ENERGY SVCS
COM
868157108
41
31500
SH
DFND
1,2,3
0
31500
0
SYNOVUS FINL CORP
COM NEW
87161C501
833
23809
SH
DFND
1,2,3
0
23809
0
T MOBILE US INC
COM
872590104
2447
33000
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DFND
1,2,3
0
33000
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TCF FINL CORP
COM
872275102
740
35599
SH
DFND
1,2,3
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35599
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TEEKAY TANKERS LTD
CL A
Y8565N102
223
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DFND
1,2,3
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174250
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88033G407
281
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1,2,3
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13625
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TEREX CORP NEW
COM
880779103
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1,2,3
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COM
88162F105
148
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90700
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TRAVELERS COMPANIES
COM
89417E109
3379
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1,2,3
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22600
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TRIMAS CORP
COM NEW
896215209
1117
36078
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1,2,3
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36078
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TRIPLE-S MGMT CORP
CL B
896749108
812
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DFND
1,2,3
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34053
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TUPPERWARE BRANDS CO
COM
899896104
267
14038
SH
DFND
1,2,3
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14038
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UBS GROUP AG
SHS
H42097107
1193
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DFND
1,2,3
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100375
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UNION PACIFIC CORP
COM
907818108
2401
14200
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DFND
1,2,3
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14200
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UNITED RENTALS INC
COM
911363109
3196
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DFND
1,2,3
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24100
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UNITED TECHNOLOGIES
COM
913017109
3164
24300
SH
DFND
1,2,3
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24300
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UNITEDHEALTH GROUP I
COM
91324P102
8052
33000
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DFND
1,2,3
0
33000
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UNIVERSAL CORP VA
COM
913456109
1266
20835
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DFND
1,2,3
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20835
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US FOODS HLDG CORP
COM
912008109
5543
155000
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DFND
1,2,3
0
155000
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VAREX IMAGING CORP
COM
92214X106
960
31324
SH
DFND
1,2,3
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31324
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VERIZON COMMUNICATIO
COM
92343V104
3354
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DFND
1,2,3
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58715
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VIRTUS INVT PARTNERS
COM
92828Q109
1040
9685
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DFND
1,2,3
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9685
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VISTRA ENERGY CORP
COM
92840M102
1605
70900
SH
DFND
1,2,3
0
70900
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VORNADO RLTY TR
SH BEN INT
929042109
3238
50515
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DFND
1,2,3
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50515
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VOYA FINL INC
COM
929089100
1786
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SH
DFND
1,2,3
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32300
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WABTEC CORP
COM
929740108
4314
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DFND
1,2,3
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60117
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WEBSTER FINL CORP CO
COM
947890109
872
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DFND
1,2,3
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18263
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COM
949746101
2483
52463
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DFND
1,2,3
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52463
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WESCO AIRCRAFT HLDGS
COM
950814103
1322
119070
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DFND
1,2,3
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119070
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WESTERN DIGITAL CORP
COM
958102105
6895
145000
SH
DFND
1,2,3
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145000
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WILLIAMS COS INC DEL
COM
969457100
479
17070
SH
DFND
1,2,3
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17070
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WPX ENERGY INC
COM
98212B103
2147
186500
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DFND
1,2,3
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186500
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WSFS FINL CORP
COM
929328102
713
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DFND
1,2,3
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17269
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XEROX CORP
COM NEW
984121608
1798
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DFND
1,2,3
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50764
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