Senior Vice President and Corporate Controller

0000021175-19-000025.txt : 20190214 0000021175-19-000025.hdr.sgml : 20190214 20190213194517 ACCESSION NUMBER: 0000021175-19-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 19599943 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 151 N. FRANKLIN CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 12-31-2018 12-31-2018 CNA FINANCIAL CORP

CNA 151 N. FRANKLIN CHICAGO IL 60606

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 89% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 02-06-2019 3 184 463498 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q42018form13fhrinformation1.xml INFORMATION TABLE ACTIVISION BLIZZARD COM 00507V109 931 20000 SH DFND 1,2,3 0 20000 0 ACTUANT CORP CL A NEW 00508X203 1174 55925 SH DFND 1,2,3 0 55925 0 ADIENT PLC ORD SHS G0084W101 3193 212000 SH DFND 1,2,3 0 212000 0 AECOM COM 00766T100 1417 53459 SH DFND 1,2,3 0 53459 0 AERCAP HOLDINGS NV SHS N00985106 1584 40000 SH DFND 1,2,3 0 40000 0 ALPHABET INC CAP STK CL C 02079K107 5489 5300 SH DFND 1,2,3 0 5300 0 ALPHABET INC CAP STK CL A 02079K305 7142 6835 SH DFND 1,2,3 0 6835 0 AMERICAN AIRLS GROUP COM 02376R102 1040 32400 SH DFND 1,2,3 0 32400 0 AMERICAN EQTY INVT L COM 025676206 799 28585 SH DFND 1,2,3 0 28585 0 AMERICAN INTL GROUP COM NEW 026874784 2702 68561 SH DFND 1,2,3 0 68561 0 AMGEN INC COM 031162100 1953 10030 SH DFND 1,2,3 0 10030 0 ANADARKO PETE CORP COM 032511107 572 13040 SH DFND 1,2,3 0 13040 0 ANALOG DEVICES INC COM 032654105 3433 40000 SH DFND 1,2,3 0 40000 0 ANIXTER INTL INC COM 035290105 1232 22692 SH DFND 1,2,3 0 22692 0 APPLE INC COM 037833100 1814 11500 SH DFND 1,2,3 0 11500 0 ARC DOCUMENT SOLUTIO COM 00191G103 98 47823 SH DFND 1,2,3 0 47823 0 ARGO GROUP INTL HLDG COM G0464B107 821 12212 SH DFND 1,2,3 0 12212 0 ARRIS INTL INC SHS G0551A103 792 25916 SH DFND 1,2,3 0 25916 0 ASPEN INSURANCE HOLD SHS G05384105 942 22423 SH DFND 1,2,3 0 22423 0 ASSOCIATED BANC CORP COM 045487105 1090 55074 SH DFND 1,2,3 0 55074 0 AT&T INC COM 00206R102 1313 46014 SH DFND 1,2,3 0 46014 0 ATHENE HLDG LTD CL A G0684D107 1992 50000 SH DFND 1,2,3 0 50000 0 ATLANTIC CAP BANCSHA COM 048269203 293 17873 SH DFND 1,2,3 0 17873 0 AVIS BUDGET GROUP COM 053774105 819 36420 SH DFND 1,2,3 0 36420 0 AVNET INC COM 053807103 2634 72961 SH DFND 1,2,3 0 72961 0 AXA EQUITABLE HLDGS COM 054561105 1406 84525 SH DFND 1,2,3 0 84525 0 AXALTA COATING SYS L COM G0750C108 4286 183000 SH DFND 1,2,3 0 183000 0 AXIS CAPITAL HOLDING SHS G0692U109 2899 56140 SH DFND 1,2,3 0 56140 0 BANK AMER CORP COM 060505104 2284 92682 SH DFND 1,2,3 0 92682 0 BARRICK GOLD CORP COM 067901108 2039 150595 SH DFND 1,2,3 0 150595 0 BLACK HILLS CORP COM 092113109 402 6400 SH DFND 1,2,3 0 6400 0 BRIGHTSPHERE INVESTM SHS G1644T109 282 26433 SH DFND 1,2,3 0 26433 0 BROOKDALE SR LIVING COM 112463104 761 113513 SH DFND 1,2,3 0 113513 0 C&J ENERGY SVCS INC COM 12674R100 296 21961 SH DFND 1,2,3 0 21961 0 CAPITAL ONE FINL COR COM 14040H105 2406 31827 SH DFND 1,2,3 0 31827 0 CARPENTER TECHNOLOGY COM 144285103 290 8136 SH DFND 1,2,3 0 8136 0 CATCHMARK TIMBER TR CL A 14912Y202 99 13960 SH DFND 1,2,3 0 13960 0 CATERPILLAR INC DEL COM 149123101 1170 9205 SH DFND 1,2,3 0 9205 0 CELESTICA INC SUB VTG SHS 15101Q108 602 68598 SH DFND 1,2,3 0 68598 0 CENOVUS ENERGY INC COM 15135U109 1450 205929 SH DFND 1,2,3 0 205929 0 CHESAPEAKE ENERGY CO COM 165167107 283 134600 SH DFND 1,2,3 0 134600 0 CIGNA ORD COM 125523100 12250 64500 SH DFND 1,2,3 0 64500 0 CISCO SYS INC COM 17275R102 10165 234600 SH DFND 1,2,3 0 234600 0 CITIGROUP INC COM NEW 172967424 10546 202580 SH DFND 1,2,3 0 202580 0 CNO FINL GROUP INC COM 12621E103 696 46789 SH DFND 1,2,3 0 46789 0 COCA COLA CO COM 191216100 1349 28500 SH DFND 1,2,3 0 28500 0 COGNIZANT TECHNOLOGY CL A 192446102 2118 33367 SH DFND 1,2,3 0 33367 0 COMCAST CORP NEW CL A 20030N101 8921 262000 SH DFND 1,2,3 0 262000 0 COMTECH TELECOMMUNIC COM NEW 205826209 1880 77219 SH DFND 1,2,3 0 77219 0 CONMED CORP COM 207410101 353 5503 SH DFND 1,2,3 0 5503 0 COOPER STD HLDGS INC COM 21676P103 2847 45836 SH DFND 1,2,3 0 45836 0 CORNING INC COM 219350105 3261 107935 SH DFND 1,2,3 0 107935 0 COVANTA HLDG CORP COM 22282E102 5633 419739 SH DFND 1,2,3 0 419739 0 CSX CORP COM 126408103 3417 55000 SH DFND 1,2,3 0 55000 0 CVR PARTNERS LP COM 126633106 1709 502664 SH DFND 1,2,3 0 502664 0 CVS HEALTH CORP COM 126650100 2828 43165 SH DFND 1,2,3 0 43165 0 D R HORTON INC COM 23331A109 3265 94200 SH DFND 1,2,3 0 94200 0 DELTA AIR LINES INC COM NEW 247361702 4912 98440 SH DFND 1,2,3 0 98440 0 DIAMONDROCK HOSPITAL COM 252784301 305 33571 SH DFND 1,2,3 0 33571 0 DISH NETWORK CORP CL A 25470M109 3246 130000 SH DFND 1,2,3 0 130000 0 DOVER CORP COM 260003108 679 9574 SH DFND 1,2,3 0 9574 0 DOWDUPONT INC COM 26078J100 11364 212497 SH DFND 1,2,3 0 212497 0 EATON CORP PLC SHS G29183103 1517 22100 SH DFND 1,2,3 0 22100 0 EDISON INTL COM 281020107 2053 36162 SH DFND 1,2,3 0 36162 0 ENOVA INTL INC COM 29357K103 855 43957 SH DFND 1,2,3 0 43957 0 ENSCO PLC SHS CLASS A G3157S106 76 21300 SH DFND 1,2,3 0 21300 0 EOG RES INC COM 26875P101 3314 38000 SH DFND 1,2,3 0 38000 0 ESSENDANT INC COM 296689102 1095 87059 SH DFND 1,2,3 0 87059 0 EXXON MOBIL CORP COM 30231G102 1108 16243 SH DFND 1,2,3 0 16243 0 EZCORP INC CL A NON VTG 302301106 505 65300 SH DFND 1,2,3 0 65300 0 FEDEX CORP COM 31428X106 4049 25100 SH DFND 1,2,3 0 25100 0 FIRST BANCORP N C COM 318910106 223 6839 SH DFND 1,2,3 0 6839 0 FIRST CTZNS BANCSHAR CL A 31946M103 1186 3145 SH DFND 1,2,3 0 3145 0 FIRST HORIZON NATL C COM 320517105 1141 86700 SH DFND 1,2,3 0 86700 0 FIRST MIDWEST BANCOR COM 320867104 661 33345 SH DFND 1,2,3 0 33345 0 FLEX LTD ORD Y2573F102 3775 496000 SH DFND 1,2,3 0 496000 0 FORD MTR CO DEL COM PAR $0.01 345370860 2419 316162 SH DFND 1,2,3 0 316162 0 FRANKLIN RES INC COM 354613101 1765 59515 SH DFND 1,2,3 0 59515 0 FUELCELL ENERGY INC COM NEW 35952H502 314 570025 SH DFND 1,2,3 0 570025 0 GENERAL MTRS CO COM 37045V100 10278 307255 SH DFND 1,2,3 0 307255 0 GIBRALTAR INDS INC COM 374689107 1075 30216 SH DFND 1,2,3 0 30216 0 GILDAN ACTIVEWEAR IN COM 375916103 454 14939 SH DFND 1,2,3 0 14939 0 GOLAR LNG LTD BERMUD SHS G9456A100 623 28653 SH DFND 1,2,3 0 28653 0 GOLDMAN SACHS GROUP COM 38141G104 1328 7949 SH DFND 1,2,3 0 7949 0 GOVERNMENT PPTYS INC COM SHS BEN INT 38376A103 311 45214 SH DFND 1,2,3 0 45214 0 GRANITE REAL ESTATE UNIT 99/99/9999 387437114 910 23400 SH DFND 1,2,3 0 23400 0 HALLIBURTON CO COM 406216101 1339 50369 SH DFND 1,2,3 0 50369 0 HANGER INC COM NEW 41043F208 492 20700 SH DFND 1,2,3 0 20700 0 HANOVER INS GROUP IN COM 410867105 818 7009 SH DFND 1,2,3 0 7009 0 HCA HEALTHCARE INC COM 40412C101 5476 44000 SH DFND 1,2,3 0 44000 0 HESS CORP COM 42809H107 3926 96942 SH DFND 1,2,3 0 96942 0 HEWLETT PACKARD ENTE COM 42824C109 3733 282554 SH DFND 1,2,3 0 282554 0 HIGHPOINT RES CORP COM 43114K108 313 125600 SH DFND 1,2,3 0 125600 0 HOEGH LNG PARTNERS L COM UNIT LTD Y3262R100 448 29167 SH DFND 1,2,3 0 29167 0 HOPE BANCORP INC COM 43940T109 898 75746 SH DFND 1,2,3 0 75746 0 INNOSPEC INC COM 45768S105 1002 16217 SH DFND 1,2,3 0 16217 0 INSIGHT ENTERPRISES COM 45765U103 879 21576 SH DFND 1,2,3 0 21576 0 INTL PAPER CO COM 460146103 2252 55795 SH DFND 1,2,3 0 55795 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 4985 100000 SH DFND 1,2,3 0 100000 0 JABIL INC COM 466313103 766 30898 SH DFND 1,2,3 0 30898 0 JELD-WEN HLDG INC COM 47580P103 2041 143647 SH DFND 1,2,3 0 143647 0 JPMORGAN CHASE & CO COM 46625H100 13009 133264 SH DFND 1,2,3 0 133264 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 527 5900 SH DFND 1,2,3 0 5900 0 KBR INC COM 48242W106 1889 124419 SH DFND 1,2,3 0 124419 0 KINDER MORGAN INC DE COM 49456B101 7321 476000 SH DFND 1,2,3 0 476000 0 KKR & CO INC CL A 48251W104 938 47793 SH DFND 1,2,3 0 47793 0 LEAR CORP COM NEW 521865204 2243 18258 SH DFND 1,2,3 0 18258 0 LENNAR CORP CL A 526057104 2036 52000 SH DFND 1,2,3 0 52000 0 LINCOLN NATL CORP IN COM 534187109 5778 112600 SH DFND 1,2,3 0 112600 0 LKQ CORP COM 501889208 3749 158000 SH DFND 1,2,3 0 158000 0 LYON WILLIAM HOMES CL A NEW 552074700 288 26898 SH DFND 1,2,3 0 26898 0 LYONDELLBASELL INDUS SHS - A - N53745100 8582 103200 SH DFND 1,2,3 0 103200 0 MACQUARIE INFRASTRUC COM 55608B105 218 5955 SH DFND 1,2,3 0 5955 0 MARATHON PETE CORP COM 56585A102 7140 121000 SH DFND 1,2,3 0 121000 0 MASONITE INTL CORP N COM 575385109 1052 23464 SH DFND 1,2,3 0 23464 0 MCKESSON CORP COM 58155Q103 1893 17133 SH DFND 1,2,3 0 17133 0 MEDNAX INC COM 58502B106 2006 60773 SH DFND 1,2,3 0 60773 0 METLIFE INC COM 59156R108 2361 57490 SH DFND 1,2,3 0 57490 0 MICROSOFT CORP COM 594918104 18272 179900 SH DFND 1,2,3 0 179900 0 MILLER INDS INC TENN COM NEW 600551204 238 8827 SH DFND 1,2,3 0 8827 0 MOELIS & CO CL A 60786M105 7506 218337 SH DFND 1,2,3 0 218337 0 MORGAN STANLEY COM NEW 617446448 1972 49734 SH DFND 1,2,3 0 49734 0 MOTOROLA SOLUTIONS I COM NEW 620076307 2634 22900 SH DFND 1,2,3 0 22900 0 MURPHY OIL CORP COM 626717102 544 23279 SH DFND 1,2,3 0 23279 0 MYLAN N V SHS EURO N59465109 1868 68171 SH DFND 1,2,3 0 68171 0 NATIONAL OILWELL VAR COM 637071101 1418 55161 SH DFND 1,2,3 0 55161 0 NAVIGANT CONSULTING COM 63935N107 690 28675 SH DFND 1,2,3 0 28675 0 NELNET INC CL A 64031N108 251 4800 SH DFND 1,2,3 0 4800 0 NEWELL BRANDS INC COM 651229106 1704 91644 SH DFND 1,2,3 0 91644 0 NEWS CORP NEW CL A 65249B109 831 73225 SH DFND 1,2,3 0 73225 0 NOVAGOLD RES INC COM NEW 66987E206 2011 509124 SH DFND 1,2,3 0 509124 0 NRG ENERGY INC COM NEW 629377508 1677 42341 SH DFND 1,2,3 0 42341 0 NXP SEMICONDUCTORS N COM N6596X109 2434 33216 SH DFND 1,2,3 0 33216 0 OCCIDENTAL PETE CORP COM 674599105 666 10855 SH DFND 1,2,3 0 10855 0 OMNICOM GROUP INC COM 681919106 2524 34457 SH DFND 1,2,3 0 34457 0 ORACLE CORP COM 68389X105 7923 175475 SH DFND 1,2,3 0 175475 0 PFIZER INC COM 717081103 6105 139870 SH DFND 1,2,3 0 139870 0 PIONEER NAT RES CO COM 723787107 3525 26800 SH DFND 1,2,3 0 26800 0 PITNEY BOWES INC COM 724479100 1294 218965 SH DFND 1,2,3 0 218965 0 PORTLAND GEN ELEC CO COM NEW 736508847 468 10200 SH DFND 1,2,3 0 10200 0 REALOGY HLDGS CORP COM 75605Y106 493 33560 SH DFND 1,2,3 0 33560 0 REV GROUP INC COM 749527107 573 76333 SH DFND 1,2,3 0 76333 0 ROYAL DUTCH SHELL PL SPONS ADR A 780259206 1924 33014 SH DFND 1,2,3 0 33014 0 RYDER SYS INC COM 783549108 2400 49846 SH DFND 1,2,3 0 49846 0 SCANSOURCE INC COM 806037107 995 28945 SH DFND 1,2,3 0 28945 0 SCIENCE APPLICATNS I COM 808625107 580 9100 SH DFND 1,2,3 0 9100 0 SOUTH ST CORP COM 840441109 440 7341 SH DFND 1,2,3 0 7341 0 SPDR GOLD TRUST GOLD SHS 78463V107 25948 214000 SH DFND 1,2,3 0 214000 0 STANLEY BLACK & DECK COM 854502101 1541 12866 SH DFND 1,2,3 0 12866 0 STEELCASE INC CL A 858155203 625 42149 SH DFND 1,2,3 0 42149 0 SUPERIOR ENERGY SVCS COM 868157108 174 51985 SH DFND 1,2,3 0 51985 0 SYNOVUS FINL CORP COM NEW 87161C501 762 23809 SH DFND 1,2,3 0 23809 0 T MOBILE US INC COM 872590104 2669 42000 SH DFND 1,2,3 0 42000 0 TCF FINL CORP COM 872275102 694 35599 SH DFND 1,2,3 0 35599 0 TEEKAY TANKERS LTD CL A Y8565N102 414 445950 SH DFND 1,2,3 0 445950 0 TENET HEALTHCARE COR COM NEW 88033G407 234 13625 SH DFND 1,2,3 0 13625 0 TEREX CORP NEW COM 880779103 1768 64142 SH DFND 1,2,3 0 64142 0 TETRA TECHNOLOGIES I COM 88162F105 93 55300 SH DFND 1,2,3 0 55300 0 TEXTRON INC COM 883203101 2001 43500 SH DFND 1,2,3 0 43500 0 TRAVELERS COMPANIES COM 89417E109 2706 22600 SH DFND 1,2,3 0 22600 0 TRIMAS CORP COM NEW 896215209 1159 42458 SH DFND 1,2,3 0 42458 0 TRIPLE-S MGMT CORP CL B 896749108 571 32828 SH DFND 1,2,3 0 32828 0 TUPPERWARE BRANDS CO COM 899896104 587 18600 SH DFND 1,2,3 0 18600 0 TWENTY FIRST CENTY F CL B 90130A200 4733 99062 SH DFND 1,2,3 0 99062 0 UBS GROUP AG SHS H42097107 1249 100375 SH DFND 1,2,3 0 100375 0 UNION BANKSHARES COR COM 90539J109 8854 313649 SH DFND 1,2,3 0 313649 0 UNITED RENTALS INC COM 911363109 3025 29500 SH DFND 1,2,3 0 29500 0 UNITED TECHNOLOGIES COM 913017109 905 8500 SH DFND 1,2,3 0 8500 0 UNIVERSAL CORP VA COM 913456109 768 14188 SH DFND 1,2,3 0 14188 0 US FOODS HLDG CORP COM 912008109 6708 212000 SH DFND 1,2,3 0 212000 0 VAREX IMAGING CORP COM 92214X106 865 36509 SH DFND 1,2,3 0 36509 0 VERIZON COMMUNICATIO COM 92343V104 3301 58715 SH DFND 1,2,3 0 58715 0 VIRTUS INVT PARTNERS COM 92828Q109 936 11785 SH DFND 1,2,3 0 11785 0 VORNADO RLTY TR SH BEN INT 929042109 3133 50515 SH DFND 1,2,3 0 50515 0 VOYA FINL INC COM 929089100 1792 44636 SH DFND 1,2,3 0 44636 0 WEBSTER FINL CORP CO COM 947890109 756 15337 SH DFND 1,2,3 0 15337 0 WELLS FARGO CO NEW COM 949746101 1942 42147 SH DFND 1,2,3 0 42147 0 WESCO AIRCRAFT HLDGS COM 950814103 494 62470 SH DFND 1,2,3 0 62470 0 WESTERN DIGITAL CORP COM 958102105 7209 195000 SH DFND 1,2,3 0 195000 0 WILLIAMS COS INC DEL COM 969457100 376 17070 SH DFND 1,2,3 0 17070 0 WILLIS TOWERS WATSON SHS G96629103 6378 42000 SH DFND 1,2,3 0 42000 0 WPX ENERGY INC COM 98212B103 2117 186500 SH DFND 1,2,3 0 186500 0 WSFS FINL CORP COM 929328102 655 17269 SH DFND 1,2,3 0 17269 0 XEROX CORP COM NEW 984121608 1995 100952 SH DFND 1,2,3 0 100952 0