Senior Vice President and Corporate Controller

0000021175-17-000094.txt : 20170516 0000021175-17-000094.hdr.sgml : 20170516 20170515175939 ACCESSION NUMBER: 0000021175-17-000094 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170516 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 17846326 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 03-31-2017 03-31-2017 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 05-11-2017 3 173 451695 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q12017form13fhrinformation.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM COM 00191G103 300 86820 SH DFND 1,2,3 0 86820 0 ABBOTT LABS COM COM 002824100 916 20625 SH DFND 1,2,3 0 20625 0 ACTUANT CORP CL A NEW CL A 00508X203 1455 55223 SH DFND 1,2,3 0 55223 0 AECOM COM COM 00766T100 1146 32202 SH DFND 1,2,3 0 32202 0 AETNA INC NEW COM COM 00817Y108 6760 53000 SH DFND 1,2,3 0 53000 0 ALPHABET INC CAP STK CL A CL A 02079K305 793 935 SH DFND 1,2,3 0 935 0 AMERICAN AIRLS GROUP INC COM COM 02376R102 3329 78700 SH DFND 1,2,3 0 78700 0 AMERICAN INTL GROUP INC COM NEW COM NEW 026874784 2430 38924 SH DFND 1,2,3 0 38924 0 ANADARKO PETE CORP COM COM 032511107 5447 87860 SH DFND 1,2,3 0 87860 0 APOLLO GLOBAL MGMT LLC CL A SHS CL A SHS 037612306 722 29700 SH DFND 1,2,3 0 29700 0 ASSOCIATED BANC CORP COM COM 045487105 1599 65513 SH DFND 1,2,3 0 65513 0 ASSURANT INC COM COM 04621X108 4850 50700 SH DFND 1,2,3 0 50700 0 AVNET INC COM COM 053807103 3000 65570 SH DFND 1,2,3 0 65570 0 BP PLC SPONSORED ADR SPONSORED ADR 055622104 1808 52382 SH DFND 1,2,3 0 52382 0 BANK AMER CORP COM COM 060505104 3244 137525 SH DFND 1,2,3 0 137525 0 BARRICK GOLD CORP COM COM 067901108 2443 128640 SH DFND 1,2,3 0 128640 0 BROOKDALE SR LIVING INC COM COM 112463104 2566 191078 SH DFND 1,2,3 0 191078 0 CNO FINL GROUP INC COM COM 12621E103 1207 58889 SH DFND 1,2,3 0 58889 0 CVR PARTNERS LP COM COM 126633106 2337 502664 SH DFND 1,2,3 0 502664 0 CARPENTER TECHNOLOGY CORP COM COM 144285103 371 9936 SH DFND 1,2,3 0 9936 0 CATCHMARK TIMBER TR INC CL A CL A 14912Y202 161 13960 SH DFND 1,2,3 0 13960 0 CHART INDS INC COM PAR $0.01 COM 16115Q308 1322 37841 SH DFND 1,2,3 0 37841 0 CISCO SYS INC COM COM 17275R102 2183 64600 SH DFND 1,2,3 0 64600 0 CITIGROUP INC COM NEW COM 172967424 9468 158271 SH DFND 1,2,3 0 158271 0 COCA COLA CO COM COM 191216100 1210 28500 SH DFND 1,2,3 0 28500 0 COLUMBUS MCKINNON CORP N Y COM COM 199333105 331 13325 SH DFND 1,2,3 0 13325 0 COMCAST CORP NEW CL A CL A 20030N101 6135 163200 SH DFND 1,2,3 0 163200 0 CORNING INC COM COM 219350105 804 29780 SH DFND 1,2,3 0 29780 0 COVANTA HLDG CORP COM COM 22282E102 8710 554768 SH DFND 1,2,3 0 554768 0 CUBIC CORP COM COM 229669106 1330 25193 SH DFND 1,2,3 0 25193 0 D R HORTON INC COM COM 23331A109 3471 104200 SH DFND 1,2,3 0 104200 0 DANA INCORPORATED COM COM 235825205 908 47041 SH DFND 1,2,3 0 47041 0 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 4524 98440 SH DFND 1,2,3 0 98440 0 DEVON ENERGY CORP NEW COM COM 25179M103 2290 54900 SH DFND 1,2,3 0 54900 0 DIAMONDROCK HOSPITALITY CO COM COM 252784301 374 33571 SH DFND 1,2,3 0 33571 0 DIODES INC COM COM 254543101 822 34184 SH DFND 1,2,3 0 34184 0 DOVER CORP COM COM 260003108 2021 25150 SH DFND 1,2,3 0 25150 0 DOW CHEM CO COM COM 260543103 3276 51555 SH DFND 1,2,3 0 51555 0 ENOVA INTL INC COM COM 29357K103 389 26225 SH DFND 1,2,3 0 26225 0 ESSENDANT INC COM COM 296689102 1398 92260 SH DFND 1,2,3 0 92260 0 EZCORP INC CL A NON VTG CL A 302301106 335 41100 SH DFND 1,2,3 0 41100 0 EXXON MOBIL CORP COM COM 30231G102 1630 19875 SH DFND 1,2,3 0 19875 0 FEDEX CORP COM COM 31428X106 4898 25100 SH DFND 1,2,3 0 25100 0 FIRST CTZNS BANCSHARES INC N CL A CL A 31946M103 921 2745 SH DFND 1,2,3 0 2745 0 FIRST HORIZON NATL CORP COM COM 320517105 1071 57900 SH DFND 1,2,3 0 57900 0 FIRST MIDWEST BANCORP DEL COM COM 320867104 798 33701 SH DFND 1,2,3 0 33701 0 FORD MTR CO DEL COM PAR $0.01 COM 345370860 1551 133275 SH DFND 1,2,3 0 133275 0 FRANKLIN RES INC COM COM 354613101 2674 63450 SH DFND 1,2,3 0 63450 0 GENERAL CABLE CORP DEL NEW COM COM 369300108 879 48956 SH DFND 1,2,3 0 48956 0 GENERAL MTRS CO COM COM 37045V100 1661 46980 SH DFND 1,2,3 0 46980 0 GENWORTH FINL INC COM CL A CL A 37247D106 258 62650 SH DFND 1,2,3 0 62650 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 3101 13500 SH DFND 1,2,3 0 13500 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT COM SHS BEN INT 38376A103 915 43714 SH DFND 1,2,3 0 43714 0 GRANITE REAL ESTATE INVT TR UNIT 99/99/9999 UNIT 387437114 1250 35800 SH DFND 1,2,3 0 35800 0 GREAT PLAINS ENERGY INC COM COM 391164100 529 18100 SH DFND 1,2,3 0 18100 0 HARSCO CORP COM COM 415864107 570 44700 SH DFND 1,2,3 0 44700 0 HEWLETT PACKARD ENTERPRISE C COM COM 42824C109 3086 130205 SH DFND 1,2,3 0 130205 0 ICONIX BRAND GROUP INC COM COM 451055107 708 94087 SH DFND 1,2,3 0 94087 0 INSIGHT ENTERPRISES INC COM COM 45765U103 1011 24596 SH DFND 1,2,3 0 24596 0 INNOSPEC INC COM COM 45768S105 1245 19231 SH DFND 1,2,3 0 19231 0 INTEL CORP COM COM 458140100 1393 38625 SH DFND 1,2,3 0 38625 0 JPMORGAN CHASE & CO COM COM 46625H100 9722 110675 SH DFND 1,2,3 0 110675 0 JIVE SOFTWARE INC COM COM 47760A108 145 33756 SH DFND 1,2,3 0 33756 0 JOHNSON & JOHNSON COM COM 478160104 835 6705 SH DFND 1,2,3 0 6705 0 KBR INC COM COM 48242W106 2041 135808 SH DFND 1,2,3 0 135808 0 KAISER ALUMINUM CORP COM PAR $0.01 COM 483007704 575 7200 SH DFND 1,2,3 0 7200 0 KAPSTONE PAPER & PACKAGING C COM COM 48562P103 220 9531 SH DFND 1,2,3 0 9531 0 LAMAR ADVERTISING CO NEW CL A CL A 512816109 2087 27925 SH DFND 1,2,3 0 27925 0 LENNAR CORP CL A CL A 526057104 2560 50000 SH DFND 1,2,3 0 50000 0 LINCOLN NATL CORP IND COM COM 534187109 8770 134000 SH DFND 1,2,3 0 134000 0 LYON WILLIAM HOMES CL A NEW CL A NEW 552074700 594 28800 SH DFND 1,2,3 0 28800 0 MASONITE INTL CORP NEW COM COM 575385109 1986 25062 SH DFND 1,2,3 0 25062 0 MERCER INTL INC COM COM 588056101 262 22407 SH DFND 1,2,3 0 22407 0 METLIFE INC COM COM 59156R108 2167 41025 SH DFND 1,2,3 0 41025 0 MICROSOFT CORP COM COM 594918104 8990 136500 SH DFND 1,2,3 0 136500 0 MILLER INDS INC TENN COM NEW COM 600551204 283 10727 SH DFND 1,2,3 0 10727 0 MOELIS & CO CL A CL A 60786M105 8406 218337 SH DFND 1,2,3 0 218337 0 MORGAN STANLEY COM NEW COM 617446448 3119 72800 SH DFND 1,2,3 0 72800 0 NRG ENERGY INC COM NEW COM NEW 629377508 792 42341 SH DFND 1,2,3 0 42341 0 NELNET INC CL A CL A 64031N108 211 4800 SH DFND 1,2,3 0 4800 0 NEW SR INVT GROUP INC COM COM 648691103 1803 176740 SH DFND 1,2,3 0 176740 0 NEWS CORP NEW CL A CL A 65249B109 952 73225 SH DFND 1,2,3 0 73225 0 NEWS CORP NEW CL B CL B 65249B208 415 30775 SH DFND 1,2,3 0 30775 0 NOVAGOLD RES INC COM NEW COM NEW 66987E206 531 109110 SH DFND 1,2,3 0 109110 0 OCCIDENTAL PETE CORP DEL COM COM 674599105 1582 24966 SH DFND 1,2,3 0 24966 0 OMNICOM GROUP INC COM COM 681919106 2601 30173 SH DFND 1,2,3 0 30173 0 ON SEMICONDUCTOR CORP COM COM 682189105 3124 201648 SH DFND 1,2,3 0 201648 0 ORACLE CORP COM COM 68389X105 9492 212775 SH DFND 1,2,3 0 212775 0 OWENS & MINOR INC NEW COM COM 690732102 1543 44585 SH DFND 1,2,3 0 44585 0 PARK STERLING CORP COM COM 70086Y105 1089 88466 SH DFND 1,2,3 0 88466 0 PARKER HANNIFIN CORP COM COM 701094104 1325 8267 SH DFND 1,2,3 0 8267 0 PFIZER INC COM COM 717081103 7414 216726 SH DFND 1,2,3 0 216726 0 PIONEER NAT RES CO COM COM 723787107 4991 26800 SH DFND 1,2,3 0 26800 0 PORTLAND GEN ELEC CO COM NEW COM 736508847 453 10200 SH DFND 1,2,3 0 10200 0 ROYAL DUTCH SHELL PLC SPONS ADR A SPONSORED ADR 780259206 3187 60446 SH DFND 1,2,3 0 60446 0 SPDR GOLD TRUST GOLD SHS SHS 78463V107 26593 224000 SH DFND 1,2,3 0 224000 0 SCIENCE APPLICATNS INTL CP N COM COM 808625107 856 11500 SH DFND 1,2,3 0 11500 0 STAPLES INC COM COM 855030102 1935 220653 SH DFND 1,2,3 0 220653 0 STATE STR CORP COM COM 857477103 1668 20950 SH DFND 1,2,3 0 20950 0 STONERIDGE INC COM COM 86183P102 658 36271 SH DFND 1,2,3 0 36271 0 SUPERIOR ENERGY SVCS INC COM COM 868157108 1222 85660 SH DFND 1,2,3 0 85660 0 SYNOVUS FINL CORP COM NEW COM 87161C501 1082 26373 SH DFND 1,2,3 0 26373 0 TCF FINL CORP COM COM 872275102 860 50542 SH DFND 1,2,3 0 50542 0 TEREX CORP NEW COM COM 880779103 3787 120619 SH DFND 1,2,3 0 120619 0 TRAVELERS COMPANIES INC COM COM 89417E109 5183 43000 SH DFND 1,2,3 0 43000 0 TRIBUNE MEDIA CO CL A CL A 896047503 733 19675 SH DFND 1,2,3 0 19675 0 TRIMAS CORP COM NEW COM NEW 896215209 1596 76937 SH DFND 1,2,3 0 76937 0 TRIPLE-S MGMT CORP CL B CL B 896749108 1044 59447 SH DFND 1,2,3 0 59447 0 TUPPERWARE BRANDS CORP COM COM 899896104 847 13500 SH DFND 1,2,3 0 13500 0 UFP TECHNOLOGIES INC COM COM 902673102 226 8731 SH DFND 1,2,3 0 8731 0 UNITED CONTL HLDGS INC COM COM 910047109 5213 73800 SH DFND 1,2,3 0 73800 0 UNIVERSAL CORP VA COM COM 913456109 795 11240 SH DFND 1,2,3 0 11240 0 VIRTUS INVT PARTNERS INC COM COM 92828Q109 1450 13689 SH DFND 1,2,3 0 13689 0 VOYA FINL INC COM COM 929089100 2798 73700 SH DFND 1,2,3 0 73700 0 WSFS FINL CORP COM COM 929328102 454 9887 SH DFND 1,2,3 0 9887 0 WAL-MART STORES INC COM COM 931142103 1822 25275 SH DFND 1,2,3 0 25275 0 WEBSTER FINL CORP CONN COM COM 947890109 1194 23866 SH DFND 1,2,3 0 23866 0 WHIRLPOOL CORP COM COM 963320106 4883 28500 SH DFND 1,2,3 0 28500 0 ARGO GROUP INTL HLDGS LTD COM COM G0464B107 1102 16248 SH DFND 1,2,3 0 16248 0 ASPEN INSURANCE HOLDINGS LTD SHS SHS G05384105 1551 29797 SH DFND 1,2,3 0 29797 0 AXIS CAPITAL HOLDINGS LTD SHS SHS G0692U109 1800 26853 SH DFND 1,2,3 0 26853 0 EATON CORP PLC SHS SHS G29183103 4003 53991 SH DFND 1,2,3 0 53991 0 ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 COM G3105C120 816 78949 SH DFND 1,2,3 0 78949 0 OM ASSET MGMT PLC SHS SHS G67506108 434 28733 SH DFND 1,2,3 0 28733 0 GOLAR LNG LTD BERMUDA SHS SHS G9456A100 2420 86663 SH DFND 1,2,3 0 86663 0 AERCAP HOLDINGS NV SHS SHS N00985106 1407 30600 SH DFND 1,2,3 0 30600 0 LYONDELLBASELL INDUSTRIES N SHS - A - SHS N53745100 5398 59200 SH DFND 1,2,3 0 59200 0 TEEKAY TANKERS LTD CL A CLA Y8565N102 569 277750 SH DFND 1,2,3 0 277750 0 ROYAL BANK OF CANADA NOTE 4.650% 1/2 780082AD5 33381 31662000 PRN DFND 1,2,3 0 31662000 0 CONMED CORP COM COM 207410101 244 5503 SH DFND 1,2,3 0 5503 0 ARRIS INTL INC SHS HS G0551A103 601 22716 SH DFND 1,2,3 0 22716 0 WILLIAMS COS INC DEL COM COM 969457100 505 17070 SH DFND 1,2,3 0 17070 0 VORNADO RLTY TR SH BEN INT SH BEN INT 929042109 2600 25915 SH DFND 1,2,3 0 25915 0 HESS CORP COM COM 42809H107 1620 33611 SH DFND 1,2,3 0 33611 0 EOG RES INC COM COM 26875P101 3707 38000 SH DFND 1,2,3 0 38000 0 MURPHY OIL CORP COM COM 626717102 2802 98009 SH DFND 1,2,3 0 98009 0 SCANSOURCE INC COM COM 806037107 1398 35611 SH DFND 1,2,3 0 35611 0 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 1625 68761 SH DFND 1,2,3 0 68761 0 ANIXTER INTL INC COM COM 035290105 1032 13019 SH DFND 1,2,3 0 13019 0 CENOVUS ENERGY INC COM COM 15135U109 1946 172208 SH DFND 1,2,3 0 172208 0 HALLIBURTON CO COM COM 406216101 762 15475 SH DFND 1,2,3 0 15475 0 COMTECH TELECOMMUNICATIONS C COM NEW COM 205826209 951 64519 SH DFND 1,2,3 0 64519 0 MONSANTO CO NEW COM COM 61166W101 1615 14265 SH DFND 1,2,3 0 14265 0 TOLL BROTHERS INC COM ADR 889478103 1336 37000 SH DFND 1,2,3 0 37000 0 BANK OF NOVA SCOTIA NOTE 4.500% 12/1 064159HB5 19936 19105000 PRN DFND 1,2,3 0 19105000 0 WESCO AIRCRAFT HLDGS INC COM COM 950814103 482 42270 SH DFND 1,2,3 0 42270 0 HOPE BANCORP INC COM COM 43940T109 1214 63331 SH DFND 1,2,3 0 63331 0 CAPITAL ONE FINL CORP COM COM 14040H105 2288 26400 SH DFND 1,2,3 0 26400 0 LIFEPOINT HEALTH INC COM COM 53219L109 1480 22591 SH DFND 1,2,3 0 22591 0 DELL TECHNOLOGIES INC COM CL V CL V 24703L103 2039 31815 SH DFND 1,2,3 0 31815 0 CATERPILLAR INC DEL COM COM 149123101 854 9205 SH DFND 1,2,3 0 9205 0 TORONTO DOMINION BK ONT NOTE 3.625% 9/1 891160MJ9 9828 10000000 PRN DFND 1,2,3 0 10000000 0 CIGNA CORPORATION COM COM 125509109 2245 15325 SH DFND 1,2,3 0 15325 0 COGNIZANT TECHNOLOGY SOLUTIO CL A CLA 192446102 2619 44010 SH DFND 1,2,3 0 44010 0 CABOT OIL & GAS CORP COM COM 127097103 2391 100000 SH DFND 1,2,3 0 100000 0 VIRTUSA CORP COM COM 92827P102 512 16933 SH DFND 1,2,3 0 16933 0 HOEGH LNG PARTNERS LP COM UNIT LTD COM Y3262R100 656 33400 SH DFND 1,2,3 0 33400 0 AMTRUST FINL SVCS INC COM COM 032359309 1938 105000 SH DFND 1,2,3 0 105000 0 PLY GEM HLDGS INC COM COM 72941W100 519 26325 SH DFND 1,2,3 0 26325 0 ENBRIDGE INC NOTE 6.000% 1/1 29250NAN5 15103 15000000 PRN DFND 1,2,3 0 15000000 0 BABCOCK & WILCOX ENTERPRIS I COM COM 05614L100 603 64580 SH DFND 1,2,3 0 64580 0 VCA INC COM COM 918194101 238 2600 SH DFND 1,2,3 0 2600 0 VERIFONE SYS INC COM COM 92342Y109 1273 67946 SH DFND 1,2,3 0 67946 0 MYLAN N V SHS EURO SHS N59465109 1260 32306 SH DFND 1,2,3 0 32306 0 ATHENE HLDG LTD CL A CL A G0684D107 2500 50000 SH DFND 1,2,3 0 50000 0 HILTON WORLDWIDE HLDGS INC COM COM 43300A203 1759 30092 SH DFND 1,2,3 0 30092 0 MCKESSON CORP COM COM 58155Q103 2127 14344 SH DFND 1,2,3 0 14344 0 JELD-WEN HLDG INC COM COM 47580P103 1351 41135 SH DFND 1,2,3 0 41135 0 FUELCELL ENERGY INC COM NEW COM NEW 35952H502 71 51789 SH DFND 1,2,3 0 51789 0 FOREST CITY RLTY TR INC COM CL A CL A 345605109 1481 68000 SH DFND 1,2,3 0 68000 0 ISHARES U S ETF TR SHT MAT BD ETF BD ETF 46431W507 5025 100000 SH DFND 1,2,3 0 100000 0 ALPHABET INC CAP STK CL C CL C 02079K107 2281 2750 SH DFND 1,2,3 0 2750 0 WPX ENERGY INC COM COM 98212B103 2497 186500 SH DFND 1,2,3 0 186500 0