Senior Vice President and Corporate Controller

0000021175-16-000185.txt : 20160512 0000021175-16-000185.hdr.sgml : 20160512 20160512125823 ACCESSION NUMBER: 0000021175-16-000185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 161642735 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 03-31-2016 03-31-2016 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 05-04-2016 3 187 372015 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q1form13fhrinformation.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM 00191G103 684 152175 SH DFND 1,2,3 0 152175 0 ABBOTT LABORATORIES COM 002824100 1609 38475 SH DFND 1,2,3 0 38475 0 ACTUANT CORP CL A 00508X203 1593 64500 SH DFND 1,2,3 0 64500 0 AECOM COM 00766T100 1938 62952 SH DFND 1,2,3 0 62952 0 AETNA INC COM 00817Y108 5954 53000 SH DFND 1,2,3 0 53000 0 ALPHABET INC CAP STK CL A CL A 02079K305 713 935 SH DFND 1,2,3 0 935 0 AMERICAN AIRLINES GROUP INC COM 02376R102 3781 92200 SH DFND 1,2,3 0 92200 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 1991 36850 SH DFND 1,2,3 0 36850 0 ANADARKO PETROLEUM CORP COM 032511107 4381 94080 SH DFND 1,2,3 0 94080 0 APACHE CORP COM 037411105 2316 47450 SH DFND 1,2,3 0 47450 0 APOLLO GLOBAL MANAGEMENT CLA SHS 037612306 748 43700 SH DFND 1,2,3 0 43700 0 ARGAN INC COM 04010E109 346 9851 SH DFND 1,2,3 0 9851 0 ASSOCIATED BANC-CORP COM 045487105 1605 89500 SH DFND 1,2,3 0 89500 0 ASSURANT INC COM 04621X108 7113 92200 SH DFND 1,2,3 0 92200 0 AVNET INC COM 053807103 2747 62025 SH DFND 1,2,3 0 62025 0 BP PLC SPONSORED ADR 055622104 2080 68932 SH DFND 1,2,3 0 68932 0 BANK OF AMERICA CORP COM 060505104 2580 190900 SH DFND 1,2,3 0 190900 0 BARRICK GOLD CORP COM 067901108 6367 468904 SH DFND 1,2,3 0 468904 0 BAXTER INTL COM 071813109 1365 33250 SH DFND 1,2,3 0 33250 0 BBCN BANCORP INC COM 073295107 1233 81225 SH DFND 1,2,3 0 81225 0 BLUEKNIGHT ENERGY PARTNERS LP COM UNIT 09625U109 103 21522 SH DFND 1,2,3 0 21522 0 BROOKDALE SENIOR LIVING INC COM 112463104 2583 162700 SH DFND 1,2,3 0 162700 0 CNO FINANCIAL GROUP COM 12621E103 1063 59323 SH DFND 1,2,3 0 59323 0 CVR PARTNERS LP COM 126633106 2026 242348 SH DFND 1,2,3 0 242348 0 CALLAWAY GOLF COMPANY COM 131193104 113 12477 SH DFND 1,2,3 0 12477 0 CARPENTER TECHNOLOGY COM 144285103 732 21396 SH DFND 1,2,3 0 21396 0 CATCHMARK TIMBER TR INC CL A 14912Y202 128 11860 SH DFND 1,2,3 0 11860 0 CEMPRA INC COM 15130J109 271 15497 SH DFND 1,2,3 0 15497 0 CHART INDUSTRIES INC COM 16115Q308 1356 62475 SH DFND 1,2,3 0 62475 0 CISCO SYSTEMS INC COM 17275R102 1839 64600 SH DFND 1,2,3 0 64600 0 CITIGROUP INC COM 172967424 6609 158321 SH DFND 1,2,3 0 158321 0 COCA COLA CO COM 191216100 1732 37350 SH DFND 1,2,3 0 37350 0 COLUMBUS MCKINNON CORP/NY COM 199333105 951 60393 SH DFND 1,2,3 0 60393 0 COMCAST CORP CL A 20030N101 5631 92200 SH DFND 1,2,3 0 92200 0 CORNING INC COM 219350105 3124 149570 SH DFND 1,2,3 0 149570 0 COVANTA HOLDING CORP COM 22282E102 2518 149386 SH DFND 1,2,3 0 149386 0 CRAY INC COM NEW 225223304 466 11120 SH DFND 1,2,3 0 11120 0 CUBIC CORP COM 229669106 1180 29550 SH DFND 1,2,3 0 29550 0 DR HORTON INC COM 23331A109 3149 104200 SH DFND 1,2,3 0 104200 0 DANA HOLDING CORP COM 235825205 1305 92624 SH DFND 1,2,3 0 92624 0 DELTA AIR LINES INC COM NEW 247361702 5132 105440 SH DFND 1,2,3 0 105440 0 DEVON ENERGY CORP COM 25179M103 1506 54900 SH DFND 1,2,3 0 54900 0 DIAMONDROCK HOSPITALITY CO COM 252784301 339 33571 SH DFND 1,2,3 0 33571 0 DIODES INC COM 254543101 1261 62775 SH DFND 1,2,3 0 62775 0 DOVER CORP COM 260003108 1617 25150 SH DFND 1,2,3 0 25150 0 DOW CHEMICAL CORP COM 260543103 2076 40830 SH DFND 1,2,3 0 40830 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 2538 138540 SH DFND 1,2,3 0 138540 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PARTN 29273R109 4652 143875 SH DFND 1,2,3 0 143875 0 ENOVA INTERNATIONAL INC-W/I COM 29357K103 103 16325 SH DFND 1,2,3 0 16325 0 ESSENDANT INC COM 296689102 1369 42900 SH DFND 1,2,3 0 42900 0 EZCORP INC CL A 302301106 122 41100 SH DFND 1,2,3 0 41100 0 EXXON MOBIL CORP COM 30231G102 1905 22800 SH DFND 1,2,3 0 22800 0 FEDEX CORPORATION COM 31428X106 4393 27000 SH DFND 1,2,3 0 27000 0 FIRST CITIZENS BCSHS CL A 31946M103 638 2545 SH DFND 1,2,3 0 2545 0 FIRST HORIZON NATIONAL CORP COM 320517105 675 51600 SH DFND 1,2,3 0 51600 0 FIRST MIDWEST BANCORP INC/IL COM 320867104 1183 65675 SH DFND 1,2,3 0 65675 0 FORD MOTOR COMPANY COM 345370860 1799 133275 SH DFND 1,2,3 0 133275 0 FRANKLIN RESOURCES INC COM 354613101 2477 63450 SH DFND 1,2,3 0 63450 0 FUELCELL ENERGY INC COM NEW 35952H502 436 64523 SH DFND 1,2,3 0 64523 0 GENERAL CABLE CORP COM 369300108 817 66975 SH DFND 1,2,3 0 66975 0 GENERAL MOTORS CO COM 37045V100 1357 43190 SH DFND 1,2,3 0 43190 0 GENERAL MOTORS WARRANT 37045V118 1181 54576 SH DFND 1,2,3 0 54576 0 GENWORTH FINANCIAL INC CL A 37247D106 171 62650 SH DFND 1,2,3 0 62650 0 GIBRALTAR INDUSTRIES INC COM 374689107 1638 57279 SH DFND 1,2,3 0 57279 0 GOLDMAN SACHS GROUP INC COM 38141G104 6436 41000 SH DFND 1,2,3 0 41000 0 GOVERNMENT PROPERTIES INCOME COM SHS BEN INT 38376A103 916 51351 SH DFND 1,2,3 0 51351 0 GRANITE REAL ESTATE INVESTMENT TRST UNIT 387437114 984 34300 SH DFND 1,2,3 0 34300 0 GREAT PLAINS ENERGY INC COM 391164100 583 18100 SH DFND 1,2,3 0 18100 0 HP INC COM 40434L105 1646 133655 SH DFND 1,2,3 0 133655 0 HARSCO CORP COM 415864107 267 49000 SH DFND 1,2,3 0 49000 0 HEALTH INSURANCE INNOVATION COM CL A 42225K106 90 14859 SH DFND 1,2,3 0 14859 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 432 41100 SH DFND 1,2,3 0 41100 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 2369 133655 SH DFND 1,2,3 0 133655 0 ICONIX BRAND GROUP INC COM 451055107 581 72187 SH DFND 1,2,3 0 72187 0 INSIGHT ENTERPRISES INC COM 45765U103 1429 49918 SH DFND 1,2,3 0 49918 0 INORG CHEM NEC COM 45768S105 742 17123 SH DFND 1,2,3 0 17123 0 INTEL CORP COM 458140100 1587 49075 SH DFND 1,2,3 0 49075 0 INTERPUBLIC GROUP COS INC COM 460690100 1284 55975 SH DFND 1,2,3 0 55975 0 JPMORGAN CHASE & COMPANY COM 46625H100 7061 119250 SH DFND 1,2,3 0 119250 0 JIVE SOFTWARE INC COM 47760A108 380 100553 SH DFND 1,2,3 0 100553 0 JOHNSON & JOHNSON COM 478160104 1193 11035 SH DFND 1,2,3 0 11035 0 JOY GLOBAL INC COM 481165108 1006 62655 SH DFND 1,2,3 0 62655 0 KBR INC COM 48242W106 2007 129709 SH DFND 1,2,3 0 129709 0 KAISER ALUMINUM CORP COM 483007704 515 6100 SH DFND 1,2,3 0 6100 0 KAPSTONE PAPER AND PACKAGING COM 48562P103 188 13631 SH DFND 1,2,3 0 13631 0 KEY ENERGY SERVICES INC COM 492914106 99 269075 SH DFND 1,2,3 0 269075 0 KRATOS DEFENSE & SECURITY COM NEW 50077B207 89 17988 SH DFND 1,2,3 0 17988 0 LAMAR ADVERTISING CO CL A 512816109 2032 33050 SH DFND 1,2,3 0 33050 0 LENNAR CORP CL A 526057104 2418 50000 SH DFND 1,2,3 0 50000 0 LENNAR CORP CL B 526057302 297 7695 SH DFND 1,2,3 0 7695 0 LEXMARK INTL GROUP INC CL A 529771107 391 11700 SH DFND 1,2,3 0 11700 0 LINCOLN NATIONAL CORP INDIANA COM 534187109 5668 144600 SH DFND 1,2,3 0 144600 0 LINKEDIN CORP CL A 53578A108 1336 11685 SH DFND 1,2,3 0 11685 0 WILLIAM LYON HOMES CL A NEW 552074700 379 26200 SH DFND 1,2,3 0 26200 0 MASONITE INTERNATIONAL CORP COM 575385109 1896 28950 SH DFND 1,2,3 0 28950 0 MATTHEWS INTL CORP CL A 577128101 225 4375 SH DFND 1,2,3 0 4375 0 MAXWELL TECHNOLOGIES INC COM 577767106 274 46277 SH DFND 1,2,3 0 46277 0 MERCER INTL INC COM 588056101 125 13310 SH DFND 1,2,3 0 13310 0 METLIFE INC COM 59156R108 1767 40225 SH DFND 1,2,3 0 40225 0 MICROSOFT CORP COM 594918104 9581 173475 SH DFND 1,2,3 0 173475 0 MILLER INDUSTRIES INC/TENN COM 600551204 222 10973 SH DFND 1,2,3 0 10973 0 MOELIS & CO CL A 60786M105 6163 218337 SH DFND 1,2,3 0 218337 0 MONSTER WORLDWIDE INC COM 611742107 35 10978 SH DFND 1,2,3 0 10978 0 MORGAN STANLEY COM 617446448 2168 86700 SH DFND 1,2,3 0 86700 0 NRG ENERGY INC COM NEW 629377508 550 42341 SH DFND 1,2,3 0 42341 0 NATL PENN BCSHS INC COM 637138108 1019 95775 SH DFND 1,2,3 0 95775 0 NELNET INC CL A CL A 64031N108 212 5400 SH DFND 1,2,3 0 5400 0 NEW SR INVT GROUP INC COM 648691103 2802 272052 SH DFND 1,2,3 0 272052 0 NEWS CORP CL A 65249B109 935 73225 SH DFND 1,2,3 0 73225 0 NEWS CORP CL B 65249B208 1268 95725 SH DFND 1,2,3 0 95725 0 NOVAGOLD RESOURCES INC COM NEW 66987E206 549 109110 SH DFND 1,2,3 0 109110 0 OCI PARTNERS LP COM UNIT REP LP 67091N108 633 83800 SH DFND 1,2,3 0 83800 0 OCCIDENTAL PETROLEUM COM 674599105 4462 65206 SH DFND 1,2,3 0 65206 0 OMNICOM GROUP INC COM COM 681919106 1989 23900 SH DFND 1,2,3 0 23900 0 ON SEMICONDUCTOR CORPORATION COM 682189105 3043 317375 SH DFND 1,2,3 0 317375 0 ORACLE CORP COM 68389X105 9638 235600 SH DFND 1,2,3 0 235600 0 OWENS & MINOR INC COM 690732102 723 17900 SH DFND 1,2,3 0 17900 0 PHH CORP COM 693320202 544 43425 SH DFND 1,2,3 0 43425 0 PNC FINL SVCS GROUP INC COM 693475105 1065 12604 SH DFND 1,2,3 0 12604 0 PARK STERLING CORP COM 70086Y105 590 88466 SH DFND 1,2,3 0 88466 0 PARKER HANNIFIN CORP COM 701094104 1502 13525 SH DFND 1,2,3 0 13525 0 PFIZER INC COM 717081103 6387 215491 SH DFND 1,2,3 0 215491 0 PIONEER NATURAL RESOURCES CO COM 723787107 3771 26800 SH DFND 1,2,3 0 26800 0 PLAIMS ALL AMER PIPELINE LP UNIT LTD PARTN 726503105 3623 172800 SH DFND 1,2,3 0 172800 0 PORTLAND GENERAL ELECTRIC COM 736508847 402 10200 SH DFND 1,2,3 0 10200 0 PRIMERICA INC COM 74164M108 419 9431 SH DFND 1,2,3 0 9431 0 PULTE CORP COM 745867101 2935 156900 SH DFND 1,2,3 0 156900 0 REINSURANCE GROUP OF AMERICA COM NEW 759351604 2589 26900 SH DFND 1,2,3 0 26900 0 RENT-A-CENTER INC COM 76009N100 1157 73050 SH DFND 1,2,3 0 73050 0 RENTECH NITROGEN PARTNERS LP COM 760113100 3185 279150 SH DFND 1,2,3 0 279150 0 ROYAL DUTCH SHELL PLC SPONSORED ADR 780259206 3527 72803 SH DFND 1,2,3 0 72803 0 SPDR GOLD TRUST SHS 78463V107 29400 250000 SH DFND 1,2,3 0 250000 0 SCHNITZER STEEL INDS INC CL A 806882106 796 43175 SH DFND 1,2,3 0 43175 0 SCIENCE APPLICATIONS INTE COM 808625107 672 12600 SH DFND 1,2,3 0 12600 0 STANLEY BLACK & DECKER INC COM 854502101 1144 10875 SH DFND 1,2,3 0 10875 0 STAPLES INC COM 855030102 2433 220653 SH DFND 1,2,3 0 220653 0 STATE STR CORP COM 857477103 1310 22400 SH DFND 1,2,3 0 22400 0 STONERIDGE INC COM 86183P102 1355 93125 SH DFND 1,2,3 0 93125 0 SUPERIOR ENERGY SERVICES INC COM 868157108 1729 129200 SH DFND 1,2,3 0 129200 0 SYNOVUS FINANCIAL CORP COM 87161C501 1331 46046 SH DFND 1,2,3 0 46046 0 TCF FINANCIAL CORP COM 872275102 733 59825 SH DFND 1,2,3 0 59825 0 TECH DATA CORP COM 878237106 767 10000 SH DFND 1,2,3 0 10000 0 TENET HEALTHCARE CORP COM NEW 88033G407 229 7925 SH DFND 1,2,3 0 7925 0 TEREX CORP COM 880779103 2724 109500 SH DFND 1,2,3 0 109500 0 TERRAFORM GLOBAL INC CL A 88104M101 967 406700 SH DFND 1,2,3 0 406700 0 TETRA TECH INC COM 88162G103 1329 44600 SH DFND 1,2,3 0 44600 0 TRAVELERS COS INC/THE COM 89417E109 5018 43000 SH DFND 1,2,3 0 43000 0 TRIBUNE MEDIA CO CL A 896047503 3244 84600 SH DFND 1,2,3 0 84600 0 TRIMAS CORP COM NEW 896215209 369 21100 SH DFND 1,2,3 0 21100 0 TRIPLE-S MANAGEMENT CORP CL B 896749108 1391 55973 SH DFND 1,2,3 0 55973 0 TUPPERWARE CORP COM 899896104 887 15300 SH DFND 1,2,3 0 15300 0 UFP TECHNOLOGIES INC COM 902673102 227 10230 SH DFND 1,2,3 0 10230 0 UAL CORP COM 910047109 4417 73800 SH DFND 1,2,3 0 73800 0 UNIVERSAL CORP VA COM 913456109 1488 26200 SH DFND 1,2,3 0 26200 0 VIRTUS INVESTMENT PARTNERS COM 92828Q109 612 7843 SH DFND 1,2,3 0 7843 0 VOYA FINL INC COM 929089100 1844 61975 SH DFND 1,2,3 0 61975 0 WSFS FINANCIAL CORP COM 929328102 793 24400 SH DFND 1,2,3 0 24400 0 WAL-MART STORES INC COM 931142103 2386 34850 SH DFND 1,2,3 0 34850 0 WEBSTER FINANCIAL CORP COM 947890109 1372 38225 SH DFND 1,2,3 0 38225 0 WHIRLPOOL CORPORATION COM 963320106 2705 15000 SH DFND 1,2,3 0 15000 0 WILLIAMS PARTNERS LP COM UNIT LP 96949L105 6278 307000 SH DFND 1,2,3 0 307000 0 YAHOO! INC COM 984332106 708 19255 SH DFND 1,2,3 0 19255 0 ARGO GROUP INTERNATIONAL COM G0464B107 891 15540 SH DFND 1,2,3 0 15540 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1154 24200 SH DFND 1,2,3 0 24200 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 1759 31728 SH DFND 1,2,3 0 31728 0 EATON CORP PLC SHS G29183103 3921 62676 SH DFND 1,2,3 0 62676 0 ENDURANCE SPECIALTY HOLDINGS SHS G30397106 1457 22300 SH DFND 1,2,3 0 22300 0 ELECTRUM SPECIAL ACQUISITION COM G3105C120 775 78949 SH DFND 1,2,3 0 78949 0 OM ASSET MANAGEMENT PLC SHS G67506108 181 13600 SH DFND 1,2,3 0 13600 0 GOLAR LNG LTD SHS G9456A100 513 28548 SH DFND 1,2,3 0 28548 0 AERCAP HOLDINGS NV SHS N00985106 1786 46100 SH DFND 1,2,3 0 46100 0 LYONDELLBASELL INDU SHS N53745100 6418 75000 SH DFND 1,2,3 0 75000 0 TEEKAY TANKERS LTD CL A Y8565N102 827 225350 SH DFND 1,2,3 0 225350 0 HEALTHSOUTH CORP WARRANT 421924127 106 53352 SH DFND 1,2,3 0 53352 0 ARRIS INTL INC SHS HS G0551A103 752 32816 SH DFND 1,2,3 0 32816 0 WILLIAMS COS INC DEL COM COM 969457100 1215 75610 SH DFND 1,2,3 0 75610 0 VORNADO RLTY TR SH BEN INT SH BEN INT 929042109 2657 28143 SH DFND 1,2,3 0 28143 0 HESS CORP COM COM 42809H107 683 12988 SH DFND 1,2,3 0 12988 0 EOG RES INC COM COM 26875P101 725 10000 SH DFND 1,2,3 0 10000 0 MURPHY OIL CORP COM COM 626717102 3643 144625 SH DFND 1,2,3 0 144625 0 SCANSOURCE INC COM COM 806037107 678 16800 SH DFND 1,2,3 0 16800 0 AMERICAN EQTY INVT LIFE HLD COM COM 025676206 178 10596 SH DFND 1,2,3 0 10596 0 ANIXTER INTL INC COM COM 035290105 658 12634 SH DFND 1,2,3 0 12634 0 SEAGATE TECHNOLOGY PLC SHS SHS G7945M107 1849 53700 SH DFND 1,2,3 0 53700 0 CENOVUS ENERGY INC COM COM 15135U109 1495 115075 SH DFND 1,2,3 0 115075 0 HALLIBURTON CO COM COM 406216101 1632 45700 SH DFND 1,2,3 0 45700 0 UBS GROUP AG SHS SHS H42097107 1616 100375 SH DFND 1,2,3 0 100375 0