Senior Vice President and Corporate Controller

0000021175-16-000129.txt : 20160210 0000021175-16-000129.hdr.sgml : 20160210 20160210171347 ACCESSION NUMBER: 0000021175-16-000129 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 EFFECTIVENESS DATE: 20160210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 161406617 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 12-31-2015 12-31-2015 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 02-10-2016 3 185 374459 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q4form13fhrinformation.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM 00191G103 672 152175 SH DFND 1,2,3 0 152175 0 ABBOTT LABORATORIES COM 002824100 1727 38475 SH DFND 1,2,3 0 38475 0 ACTUANT CORP CL A 00508X203 1545 64500 SH DFND 1,2,3 0 64500 0 AECOM COM 00766T100 1559 51927 SH DFND 1,2,3 0 51927 0 AETNA INC COM 00817Y108 6184 57200 SH DFND 1,2,3 0 57200 0 ALPHABET INC CL C 02079K107 711 937 SH DFND 1,2,3 0 937 0 ALPHABET INC CAP STK CL A CL A 02079K305 727 935 SH DFND 1,2,3 0 935 0 AMERICAN AIRLINES GROUP INC COM 02376R102 3904 92200 SH DFND 1,2,3 0 92200 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 2622 42325 SH DFND 1,2,3 0 42325 0 ANADARKO PETROLEUM CORP COM 032511107 4916 101200 SH DFND 1,2,3 0 101200 0 APACHE CORP COM 037411105 3259 73300 SH DFND 1,2,3 0 73300 0 APOLLO GLOBAL MANAGEMENT CLA SHS 037612306 663 43700 SH DFND 1,2,3 0 43700 0 ARGAN INC COM 04010E109 319 9851 SH DFND 1,2,3 0 9851 0 ARRIS CORP COM 04270V106 1003 32816 SH DFND 1,2,3 0 32816 0 ASSOCIATED BANC-CORP COM 045487105 1431 76325 SH DFND 1,2,3 0 76325 0 ASSURANT INC COM 04621X108 7425 92200 SH DFND 1,2,3 0 92200 0 AVNET INC COM 053807103 2657 62025 SH DFND 1,2,3 0 62025 0 BP PLC SPONSORED ADR 055622104 2154 68932 SH DFND 1,2,3 0 68932 0 BAKER HUGHES INC COM 057224107 636 13800 SH DFND 1,2,3 0 13800 0 BANK OF AMERICA CORP COM 060505104 2997 178100 SH DFND 1,2,3 0 178100 0 BARRICK GOLD CORP COM 067901108 3845 521004 SH DFND 1,2,3 0 521004 0 BAXALTA INC COM 07177M103 1297 33250 SH DFND 1,2,3 0 33250 0 BAXTER INTL COM 071813109 1268 33250 SH DFND 1,2,3 0 33250 0 BBCN BANCORP INC COM 073295107 1398 81225 SH DFND 1,2,3 0 81225 0 BLUEKNIGHT ENERGY PARTNERS LP COM UNIT 09625U109 294 52322 SH DFND 1,2,3 0 52322 0 BRADY CORPORATION CL A 104674106 852 37083 SH DFND 1,2,3 0 37083 0 BROOKDALE SENIOR LIVING INC COM 112463104 1676 90810 SH DFND 1,2,3 0 90810 0 CIGNA CORP COM 125509109 1225 8375 SH DFND 1,2,3 0 8375 0 CNO FINANCIAL GROUP COM 12621E103 1149 60223 SH DFND 1,2,3 0 60223 0 CVR PARTNERS LP COM 126633106 2183 272600 SH DFND 1,2,3 0 272600 0 CALLAWAY GOLF COMPANY COM 131193104 189 20077 SH DFND 1,2,3 0 20077 0 CARPENTER TECHNOLOGY COM 144285103 774 25596 SH DFND 1,2,3 0 25596 0 CATCHMARK TIMBER TR INC CL A 14912Y202 134 11860 SH DFND 1,2,3 0 11860 0 CEMPRA INC COM 15130J109 482 15497 SH DFND 1,2,3 0 15497 0 CHART INDUSTRIES INC COM 16115Q308 1122 62475 SH DFND 1,2,3 0 62475 0 CISCO SYSTEMS INC COM 17275R102 1754 64600 SH DFND 1,2,3 0 64600 0 CITIGROUP INC COM 172967424 7739 149546 SH DFND 1,2,3 0 149546 0 COCA COLA CO COM 191216100 1604 37350 SH DFND 1,2,3 0 37350 0 COLUMBUS MCKINNON CORP/NY COM 199333105 1141 60393 SH DFND 1,2,3 0 60393 0 COMCAST CORP CL A 20030N101 5202 92200 SH DFND 1,2,3 0 92200 0 CORNING INC COM 219350105 958 52425 SH DFND 1,2,3 0 52425 0 COVANTA HOLDING CORP COM 22282E102 2313 149386 SH DFND 1,2,3 0 149386 0 CRAY INC COM NEW 225223304 1443 44484 SH DFND 1,2,3 0 44484 0 CUBIC CORP COM 229669106 1024 21675 SH DFND 1,2,3 0 21675 0 DR HORTON INC COM 23331A109 3337 104200 SH DFND 1,2,3 0 104200 0 DANA HOLDING CORP COM 235825205 1278 92624 SH DFND 1,2,3 0 92624 0 DELTA AIR LINES INC COM NEW 247361702 5344 105440 SH DFND 1,2,3 0 105440 0 DEVON ENERGY CORP COM 25179M103 1756 54900 SH DFND 1,2,3 0 54900 0 DIAMONDROCK HOSPITALITY CO COM 252784301 323 33571 SH DFND 1,2,3 0 33571 0 DIODES INC COM 254543101 1442 62775 SH DFND 1,2,3 0 62775 0 DOVER CORP COM 260003108 1236 20175 SH DFND 1,2,3 0 20175 0 DOW CHEMICAL CORP COM 260543103 2627 51040 SH DFND 1,2,3 0 51040 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 4383 190000 SH DFND 1,2,3 0 190000 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PARTN 29273R109 5083 150700 SH DFND 1,2,3 0 150700 0 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V100 824 60015 SH DFND 1,2,3 0 60015 0 ENOVA INTERNATIONAL INC-W/I COM 29357K103 107 16325 SH DFND 1,2,3 0 16325 0 ESSENDANT INC COM 296689102 1394 42900 SH DFND 1,2,3 0 42900 0 EZCORP INC CL A 302301106 205 41100 SH DFND 1,2,3 0 41100 0 EXXON MOBIL CORP COM 30231G102 2443 31350 SH DFND 1,2,3 0 31350 0 FEDEX CORPORATION COM 31428X106 3441 23100 SH DFND 1,2,3 0 23100 0 FIRST CITIZENS BCSHS CL A 31946M103 631 2445 SH DFND 1,2,3 0 2445 0 FIRST HORIZON NATIONAL CORP COM 320517105 728 50200 SH DFND 1,2,3 0 50200 0 FIRST MIDWEST BANCORP INC/IL COM 320867104 1210 65675 SH DFND 1,2,3 0 65675 0 FORD MOTOR COMPANY COM 345370860 1877 133275 SH DFND 1,2,3 0 133275 0 FOREST CITY ENTERPRISES CL A 345550107 4697 214202 SH DFND 1,2,3 0 214202 0 FRANKLIN RESOURCES INC COM 354613101 1899 51600 SH DFND 1,2,3 0 51600 0 FUELCELL ENERGY INC COM NEW 35952H502 320 64523 SH DFND 1,2,3 0 64523 0 GENERAL CABLE CORP COM 369300108 899 66975 SH DFND 1,2,3 0 66975 0 GENERAL MOTORS CO COM 37045V100 1468 43190 SH DFND 1,2,3 0 43190 0 GENERAL MOTORS WARRANT 37045V118 1330 54576 SH DFND 1,2,3 0 54576 0 GENWORTH FINANCIAL INC CL A 37247D106 695 186375 SH DFND 1,2,3 0 186375 0 GIBRALTAR INDUSTRIES INC COM 374689107 1457 57279 SH DFND 1,2,3 0 57279 0 GOLDMAN SACHS GROUP INC COM 38141G104 6938 38500 SH DFND 1,2,3 0 38500 0 GOVERNMENT PROPERTIES INCOME COM SHS BEN INT 38376A103 659 41551 SH DFND 1,2,3 0 41551 0 GRANITE REAL ESTATE INVESTMENT TRST UNIT 387437114 938 34200 SH DFND 1,2,3 0 34200 0 GREAT PLAINS ENERGY INC COM 391164100 505 18500 SH DFND 1,2,3 0 18500 0 HP INC COM 40434L105 1582 133655 SH DFND 1,2,3 0 133655 0 HARSCO CORP COM 415864107 320 40700 SH DFND 1,2,3 0 40700 0 HEALTH INSURANCE INNOVATION COM CL A 42225K106 99 14859 SH DFND 1,2,3 0 14859 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 584 41100 SH DFND 1,2,3 0 41100 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 2031 133655 SH DFND 1,2,3 0 133655 0 ICONIX BRAND GROUP INC COM 451055107 493 72187 SH DFND 1,2,3 0 72187 0 INSIGHT ENTERPRISES INC COM 45765U103 1253 49918 SH DFND 1,2,3 0 49918 0 INORG CHEM NEC COM 45768S105 1239 22828 SH DFND 1,2,3 0 22828 0 INTEL CORP COM 458140100 1690 49075 SH DFND 1,2,3 0 49075 0 INTERPUBLIC GROUP COS INC COM 460690100 1328 57050 SH DFND 1,2,3 0 57050 0 JPMORGAN CHASE & COMPANY COM 46625H100 9524 223225 SH DFND 1,2,3 0 223225 0 JIVE SOFTWARE INC COM 47760A108 410 100553 SH DFND 1,2,3 0 100553 0 JOHNSON & JOHNSON COM 478160104 1133 11035 SH DFND 1,2,3 0 11035 0 JOY GLOBAL INC COM 481165108 547 43430 SH DFND 1,2,3 0 43430 0 KBR INC COM 48242W106 1094 64700 SH DFND 1,2,3 0 64700 0 KAISER ALUMINUM CORP COM 483007704 510 6100 SH DFND 1,2,3 0 6100 0 KAPSTONE PAPER AND PACKAGING COM 48562P103 307 13631 SH DFND 1,2,3 0 13631 0 KEY ENERGY SERVICES INC COM 492914106 103 215200 SH DFND 1,2,3 0 215200 0 KRATOS DEFENSE & SECURITY COM NEW 50077B207 120 29388 SH DFND 1,2,3 0 29388 0 LAMAR ADVERTISING CO CL A 512816109 2535 42275 SH DFND 1,2,3 0 42275 0 LENNAR CORP CL A 526057104 1354 27700 SH DFND 1,2,3 0 27700 0 LENNAR CORP CL B 526057302 406 10121 SH DFND 1,2,3 0 10121 0 LEXMARK INTL GROUP INC CL A 529771107 379 11700 SH DFND 1,2,3 0 11700 0 LINCOLN NATIONAL CORP INDIANA COM 534187109 8021 159600 SH DFND 1,2,3 0 159600 0 LINKEDIN CORP CL A 53578A108 1315 5845 SH DFND 1,2,3 0 5845 0 WILLIAM LYON HOMES CL A NEW 552074700 415 25200 SH DFND 1,2,3 0 25200 0 MASONITE INTERNATIONAL CORP COM 575385109 1340 21900 SH DFND 1,2,3 0 21900 0 MATTHEWS INTL CORP CL A 577128101 656 12275 SH DFND 1,2,3 0 12275 0 MAXWELL TECHNOLOGIES INC COM 577767106 330 46277 SH DFND 1,2,3 0 46277 0 MERCER INTL INC COM 588056101 120 191298 SH DFND 1,2,3 0 191298 0 METLIFE INC COM 59156R108 1939 40225 SH DFND 1,2,3 0 40225 0 MICROSOFT CORP COM 594918104 11546 208126 SH DFND 1,2,3 0 208126 0 MILLER INDUSTRIES INC/TENN COM 600551204 238 10973 SH DFND 1,2,3 0 10973 0 MOELIS & CO CL A 60786M105 6371 218337 SH DFND 1,2,3 0 218337 0 MONSTER WORLDWIDE INC COM 611742107 357 118675 SH DFND 1,2,3 0 118675 0 MORGAN STANLEY COM 617446448 1981 62300 SH DFND 1,2,3 0 62300 0 NRG ENERGY INC COM NEW 629377508 498 42341 SH DFND 1,2,3 0 42341 0 NATL PENN BCSHS INC COM 637138108 1180 95775 SH DFND 1,2,3 0 95775 0 NEW SR INVT GROUP INC COM 648691103 2682 272052 SH DFND 1,2,3 0 272052 0 NEWS CORP CL A 65249B109 978 73225 SH DFND 1,2,3 0 73225 0 NEWS CORP CL B 65249B208 1336 95725 SH DFND 1,2,3 0 95725 0 NOVAGOLD RESOURCES INC COM NEW 66987E206 459 109110 SH DFND 1,2,3 0 109110 0 OCI PARTNERS LP COM UNIT REP LP 67091N108 675 94800 SH DFND 1,2,3 0 94800 0 OCCIDENTAL PETROLEUM COM 674599105 5171 76486 SH DFND 1,2,3 0 76486 0 OMNICOM GROUP INC COM COM 681919106 2101 27775 SH DFND 1,2,3 0 27775 0 ON SEMICONDUCTOR CORPORATION COM 682189105 3023 308475 SH DFND 1,2,3 0 308475 0 ORACLE CORP COM 68389X105 7693 210600 SH DFND 1,2,3 0 210600 0 OWENS & MINOR INC COM 690732102 1468 40825 SH DFND 1,2,3 0 40825 0 PHH CORP COM 693320202 703 46775 SH DFND 1,2,3 0 46775 0 PNC FINL SVCS GROUP INC COM 693475105 1617 16969 SH DFND 1,2,3 0 16969 0 PARK STERLING CORP COM 70086Y105 647 88466 SH DFND 1,2,3 0 88466 0 PARKER HANNIFIN CORP COM 701094104 1311 13525 SH DFND 1,2,3 0 13525 0 PFIZER INC COM 717081103 5987 185491 SH DFND 1,2,3 0 185491 0 PIONEER NATURAL RESOURCES CO COM 723787107 3360 26800 SH DFND 1,2,3 0 26800 0 PLAIMS ALL AMER PIPELINE LP UNIT LTD PARTN 726503105 4825 208900 SH DFND 1,2,3 0 208900 0 PORTLAND GENERAL ELECTRIC COM 736508847 370 10200 SH DFND 1,2,3 0 10200 0 PRIMERICA INC COM 74164M108 445 9431 SH DFND 1,2,3 0 9431 0 PULTE CORP COM 745867101 2795 156900 SH DFND 1,2,3 0 156900 0 REINSURANCE GROUP OF AMERICA COM NEW 759351604 2301 26900 SH DFND 1,2,3 0 26900 0 RENT-A-CENTER INC COM 76009N100 1093 73050 SH DFND 1,2,3 0 73050 0 RENTECH NITROGEN PARTNERS LP COM 760113100 3059 288650 SH DFND 1,2,3 0 288650 0 ROYAL DUTCH SHELL PLC SPONSORED ADR 780259206 3265 71311 SH DFND 1,2,3 0 71311 0 SPDR GOLD TRUST SHS 78463V107 25365 250000 SH DFND 1,2,3 0 250000 0 SCHNITZER STEEL INDS INC CL A 806882106 620 43175 SH DFND 1,2,3 0 43175 0 SCIENCE APPLICATIONS INTE COM 808625107 567 12400 SH DFND 1,2,3 0 12400 0 STANCORP FINANCIAL GROUP COM 852891100 711 6250 SH DFND 1,2,3 0 6250 0 STANLEY BLACK & DECKER INC COM 854502101 1630 15275 SH DFND 1,2,3 0 15275 0 STAPLES INC COM 855030102 2089 220653 SH DFND 1,2,3 0 220653 0 STATE STR CORP COM 857477103 1486 22400 SH DFND 1,2,3 0 22400 0 STONERIDGE INC COM 86183P102 1378 93125 SH DFND 1,2,3 0 93125 0 SUPERIOR ENERGY SERVICES INC COM 868157108 1740 129200 SH DFND 1,2,3 0 129200 0 SYNOVUS FINANCIAL CORP COM 87161C501 1490 46046 SH DFND 1,2,3 0 46046 0 TCF FINANCIAL CORP COM 872275102 844 59825 SH DFND 1,2,3 0 59825 0 TECH DATA CORP COM 878237106 1251 18850 SH DFND 1,2,3 0 18850 0 TENET HEALTHCARE CORP COM NEW 88033G407 240 7925 SH DFND 1,2,3 0 7925 0 TEREX CORP COM 880779103 2200 119100 SH DFND 1,2,3 0 119100 0 TERRAFORM GLOBAL INC CL A 88104M101 3046 545000 SH DFND 1,2,3 0 545000 0 TETRA TECH INC COM 88162G103 1160 44600 SH DFND 1,2,3 0 44600 0 TRAVELERS COS INC/THE COM 89417E109 6579 58300 SH DFND 1,2,3 0 58300 0 TRIBUNE MEDIA CO CL A 896047503 1441 42650 SH DFND 1,2,3 0 42650 0 TRIMAS CORP COM NEW 896215209 393 21100 SH DFND 1,2,3 0 21100 0 TRIPLE-S MANAGEMENT CORP CL B 896749108 1670 69873 SH DFND 1,2,3 0 69873 0 TUPPERWARE CORP COM 899896104 767 13800 SH DFND 1,2,3 0 13800 0 TUTOR PERINI CORP COM 901109108 500 29900 SH DFND 1,2,3 0 29900 0 UFP TECHNOLOGIES INC COM 902673102 248 10443 SH DFND 1,2,3 0 10443 0 UAL CORP COM 910047109 4228 73800 SH DFND 1,2,3 0 73800 0 UNIVERSAL CORP VA COM 913456109 1469 26200 SH DFND 1,2,3 0 26200 0 VIRTUS INVESTMENT PARTNERS COM 92828Q109 619 5276 SH DFND 1,2,3 0 5276 0 VOYA FINL INC COM 929089100 1420 38475 SH DFND 1,2,3 0 38475 0 WSFS FINANCIAL CORP COM 929328102 789 24400 SH DFND 1,2,3 0 24400 0 WAL-MART STORES INC COM 931142103 2136 34850 SH DFND 1,2,3 0 34850 0 WEBSTER FINANCIAL CORP COM 947890109 1421 38225 SH DFND 1,2,3 0 38225 0 WHIRLPOOL CORPORATION COM 963320106 1351 9200 SH DFND 1,2,3 0 9200 0 WILLIAMS PARTNERS LP COM UNIT LP 96949L105 8828 317000 SH DFND 1,2,3 0 317000 0 YAHOO! INC COM 984332106 1256 37765 SH DFND 1,2,3 0 37765 0 UBS GROUP AG SHS SHS H42097107 1963 100375 SH DFND 1,2,3 0 100375 0 ARGO GROUP INTERNATIONAL COM G0464B107 929 15540 SH DFND 1,2,3 0 15540 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1168 24200 SH DFND 1,2,3 0 24200 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 2091 37203 SH DFND 1,2,3 0 37203 0 EATON CORP PLC SHS G29183103 3261 62676 SH DFND 1,2,3 0 62676 0 ENDURANCE SPECIALTY HOLDINGS SHS G30397106 1426 22300 SH DFND 1,2,3 0 22300 0 ELECTRUM SPECIAL ACQUISITION COM G3105C120 785 78949 SH DFND 1,2,3 0 78949 0 NORDIC AMERICAN TANKERS LTD COM G65773106 435 28031 SH DFND 1,2,3 0 28031 0 OM ASSET MANAGEMENT PLC SHS G67506108 208 13600 SH DFND 1,2,3 0 13600 0 GOLAR LNG LTD SHS G9456A100 905 57318 SH DFND 1,2,3 0 57318 0 AERCAP HOLDINGS NV SHS N00985106 1989 46100 SH DFND 1,2,3 0 46100 0 LYONDELLBASELL INDU SHS N53745100 5014 57700 SH DFND 1,2,3 0 57700 0 OCEAN RIG UDW INC SHS Y64354205 162 99744 SH DFND 1,2,3 0 99744 0 TEEKAY TANKERS LTD CL A Y8565N102 828 120450 SH DFND 1,2,3 0 120450 0