0000021175-15-000018.txt : 20150212 0000021175-15-000018.hdr.sgml : 20150212 20150212151540 ACCESSION NUMBER: 0000021175-15-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150211 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mense D Craig CENTRAL INDEX KEY: 0001308943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05823 FILM NUMBER: 15605478 MAIL ADDRESS: STREET 1: 45 MOUNTAIN VIEW DRIVE CITY: WEST HARTFORD STATE: CT ZIP: 06117 4 1 wf-form4_142377212997644.xml FORM 4 X0306 4 2015-02-11 0 0000021175 CNA FINANCIAL CORP CNA 0001308943 Mense D Craig 333 S. WABASH CHICAGO IL 60604 0 1 0 0 EVP & CFO Common Stock 2015-02-11 4 M 0 25000 30.98 A 54507 D Common Stock 2015-02-11 4 S 0 25000 42.09 D 29507 D Stock Appreciation Rights 30.98 2015-02-11 4 M 0 25000 0 D 2016-02-08 Common Stock 25000.0 0 D This transaction was executed in multiple trades at prices ranging from $41.80 to $42.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 8, 2007. As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost. D. Craig Mense 2015-02-12