Senior Vice President

0000021175-15-000016.txt : 20150212 0000021175-15-000016.hdr.sgml : 20150212 20150212100025 ACCESSION NUMBER: 0000021175-15-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 EFFECTIVENESS DATE: 20150212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 15602662 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 12-31-2014 12-31-2014 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President 312-822-5653 Lawrence J. Boysen Chicago IL 02-12-2015 3 185 429645 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q414form13fhrinformation.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM 00191G103 287 28050 SH DFND 1,2,3 0 28050 0 ABBOTT LABORATORIES COM 002824100 2268 50375 SH DFND 1,2,3 0 50375 0 ACTUANT CORP-CL A CL A 00508X203 1285 47175 SH DFND 1,2,3 0 47175 0 AETNA INC COM 00817Y108 5507 62000 SH DFND 1,2,3 0 62000 0 AMERICAN AIRLINES GROUP INC COM 02376R102 5363 100000 SH DFND 1,2,3 0 100000 0 AMERICAN EQUITY INVT LIFE HL COM 025676206 1048 35900 SH DFND 1,2,3 0 35900 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 2722 48600 SH DFND 1,2,3 0 48600 0 ANADARKO PETROLEUM CORP COM 032511107 6188 75000 SH DFND 1,2,3 0 75000 0 ANTERO RESOURCES CORP COM 03674X106 1217 30000 SH DFND 1,2,3 0 30000 0 APACHE CORP COM 037411105 4982 79500 SH DFND 1,2,3 0 79500 0 ARGAN INC COM 04010E109 271 8051 SH DFND 1,2,3 0 8051 0 ARRIS CORP COM 04270V106 764 25300 SH DFND 1,2,3 0 25300 0 ASSOCIATED BANC-CORP COM 045487105 1422 76325 SH DFND 1,2,3 0 76325 0 ASSURANT INC COM 04621X108 5474 80000 SH DFND 1,2,3 0 80000 0 AVNET INC COM 053807103 3488 81075 SH DFND 1,2,3 0 81075 0 BP PLC-SPONS ADR SPONSORED ADR 055622104 3510 92082 SH DFND 1,2,3 0 92082 0 BAKER HUGHES INC COM 057224107 1152 20550 SH DFND 1,2,3 0 20550 0 BANK OF AMERICA CORP COM 060505104 3186 178100 SH DFND 1,2,3 0 178100 0 BARRICK GOLD CORP COM 067901108 4651 432679 SH DFND 1,2,3 0 432679 0 BBCN BANCORP INC COM 073295107 1232 85675 SH DFND 1,2,3 0 85675 0 BLUEKNIGHT ENERGY PARTNERS LP COM UNIT 09625U109 599 90058 SH DFND 1,2,3 0 90058 0 BRADY CORPORATION - CL A CL A 104674106 1359 49725 SH DFND 1,2,3 0 49725 0 CIGNA CORP COM 125509109 3108 30200 SH DFND 1,2,3 0 30200 0 CNO FINANCIAL GROUP COM 12621E103 1700 98723 SH DFND 1,2,3 0 98723 0 CVR PARTNERS LP COM 126633106 2570 263900 SH DFND 1,2,3 0 263900 0 CALLAWAY GOLF COMPANY COM 131193104 281 36500 SH DFND 1,2,3 0 36500 0 CARPENTER TECHNOLOGY COM 144285103 1187 24100 SH DFND 1,2,3 0 24100 0 CASH AMERICA INTL INC COM 14754D100 290 12800 SH DFND 1,2,3 0 12800 0 CASTLE (A.M.) & CO COM 148411101 252 31600 SH DFND 1,2,3 0 31600 0 CISCO SYSTEMS INC COM 17275R102 1947 70000 SH DFND 1,2,3 0 70000 0 CITIGROUP INC COM 172967424 8775 162161 SH DFND 1,2,3 0 162161 0 COCA COLA CO COMMON STOCK COM 191216100 1577 37350 SH DFND 1,2,3 0 37350 0 COLUMBUS MCKINNON CORP/NY COM 199333105 1206 43018 SH DFND 1,2,3 0 43018 0 COMCAST CORP CL A SPL CL A 20030N200 5757 100000 SH DFND 1,2,3 0 100000 0 CON-WAY INC COM 205944101 874 17775 SH DFND 1,2,3 0 17775 0 COVANTA HOLDING CORP COM 22282E102 6437 292469 SH DFND 1,2,3 0 292469 0 CRAY INC COM NEW 225223304 1534 44484 SH DFND 1,2,3 0 44484 0 DANA HOLDING CORP COM 235825205 1245 57249 SH DFND 1,2,3 0 57249 0 DELTA AIR LINES INC COM NEW 247361702 6851 139280 SH DFND 1,2,3 0 139280 0 DEVON ENERGY CORP COM 25179M103 3642 59500 SH DFND 1,2,3 0 59500 0 DIAMONDROCK HOSPITALITY CO COM 252784301 499 33571 SH DFND 1,2,3 0 33571 0 DIODES INC COM 254543101 1321 47900 SH DFND 1,2,3 0 47900 0 DOW CHEMICAL CORP COMMON STOCK COM 260543103 1144 25095 SH DFND 1,2,3 0 25095 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 8778 220000 SH DFND 1,2,3 0 220000 0 EZCORP INC-CL A CL A 302301106 483 41100 SH DFND 1,2,3 0 41100 0 EXXON MOBIL CORP COM 30231G102 2448 26475 SH DFND 1,2,3 0 26475 0 FEDEX CORPORATION COM 31428X106 4342 25000 SH DFND 1,2,3 0 25000 0 FIRST CITIZENS BCSHS -CL A CL A 31946M103 568 2245 SH DFND 1,2,3 0 2245 0 FIRST HORIZON NATIONAL CORP COM 320517105 581 42800 SH DFND 1,2,3 0 42800 0 FIRST MIDWEST BANCORP INC/IL COM 320867104 1224 71550 SH DFND 1,2,3 0 71550 0 FOREST CITY ENTERPRISES-CL A CL A 345550107 4391 206132 SH DFND 1,2,3 0 206132 0 GENREAL MOTORS CO COM 37045V100 3565 102115 SH DFND 1,2,3 0 102115 0 GENERAL MOTORS-CW16 WARRANT 37045V118 1369 54576 SH DFND 1,2,3 0 54576 0 GOLDMAN SACHS GROUP INC COM 38141G104 4192 21625 SH DFND 1,2,3 0 21625 0 GOOGLE INC-CL A CL A 38259P508 496 935 SH DFND 1,2,3 0 935 0 GOVERNMENT PROPERTIES INCOME COM SHS BEN INT 38376A103 854 37100 SH DFND 1,2,3 0 37100 0 GRANITE REAL ESTATE INVESTMENT TRST UNIT 387437114 981 27600 SH DFND 1,2,3 0 27600 0 GREAT PLAINS ENERGY INC COM 391164100 520 18300 SH DFND 1,2,3 0 18300 0 GRIFFON CORPORATION COM 398433102 1027 77244 SH DFND 1,2,3 0 77244 0 HARSCO CORP COM 415864107 476 25200 SH DFND 1,2,3 0 25200 0 HEALTH INSURANCE INNOVATIO-A COM CL A 42225K106 83 11559 SH DFND 1,2,3 0 11559 0 HEWLETT-PACKARED CO COMMON STOCK COM 428236103 5364 133655 SH DFND 1,2,3 0 133655 0 HOSPITALITY PROPERTIES TRUST COM SHS 44106M102 881 28419 SH DFND 1,2,3 0 28419 0 ICONIX BRAND GROUP INC COM 451055107 297 8800 SH DFND 1,2,3 0 8800 0 INSIGHT ENTERPRISES INC COM 45765U103 1305 50393 SH DFND 1,2,3 0 50393 0 INORG CHEM NEC COM 45768S105 983 23028 SH DFND 1,2,3 0 23028 0 INTERPUBLIC GROUP COS COM 460690100 1832 88200 SH DFND 1,2,3 0 88200 0 JPMORGAN CHASE & COMPANY COM 46625H100 9584 153150 SH DFND 1,2,3 0 153150 0 JIVE SOFTWARE INC COM 47760A108 479 79500 SH DFND 1,2,3 0 79500 0 KAISER ALUMINUM CORP COM 483007704 529 7400 SH DFND 1,2,3 0 7400 0 KAPSTONE PAPER AND PACKAGING COM 48562P103 232 7900 SH DFND 1,2,3 0 7900 0 KRATOS DEFENSE & SECURITY COM NEW 50077B207 142 28300 SH DFND 1,2,3 0 28300 0 LENNAR CORP - B SHS CL B 526057302 557 15434 SH DFND 1,2,3 0 15434 0 LEXMARK INTL GROUP INC-CL A CL A 529771107 404 9800 SH DFND 1,2,3 0 9800 0 LINCOLN NATIONAL CORP INDIANA COM 534187109 8074 140000 SH DFND 1,2,3 0 140000 0 MASONITE INTERNATIONAL CORP COM 575385109 2282 37125 SH DFND 1,2,3 0 37125 0 MATTHEWS INTL CORP-CLASS A CL A 577128101 1010 20750 SH DFND 1,2,3 0 20750 0 MERCER INTERNATIONAL INC COM 588056101 214 17405 SH DFND 1,2,3 0 17405 0 METLIFE INC COM 59156R108 7585 140225 SH DFND 1,2,3 0 140225 0 MICROSOFT CORP COM 594918104 10075 216901 SH DFND 1,2,3 0 216901 0 HERMAN MILLER INC COM 600544100 722 24525 SH DFND 1,2,3 0 24525 0 MILLER INDUSTRIES INC/TENN COM 600551204 243 11673 SH DFND 1,2,3 0 11673 0 MONSTER WORLDWIDE INC COM 611742107 552 119475 SH DFND 1,2,3 0 119475 0 MORGAN STANLEY COM 617446448 2417 62300 SH DFND 1,2,3 0 62300 0 MUELLER WATER PRODUCTS INC-A COM 624758108 780 76200 SH DFND 1,2,3 0 76200 0 NRG ENERGY INC COM NEW 629377508 928 34446 SH DFND 1,2,3 0 34446 0 NATL PENN BCSHS INC COM 637138108 1239 117750 SH DFND 1,2,3 0 117750 0 NELNET INC-CL A CL A 64031N108 246 5300 SH DFND 1,2,3 0 5300 0 NEWS CORP - CLASS A CL A 65249B109 2982 190045 SH DFND 1,2,3 0 190045 0 NEWS CORP - CLASS B CL B 65249B208 1568 103975 SH DFND 1,2,3 0 103975 0 NOVAGOLD RESOURCES INC COM NEW 66987E206 653 221363 SH DFND 1,2,3 0 221363 0 OCI PARTNERS LP COM UNIT REP LP 67091N108 1600 100000 SH DFND 1,2,3 0 100000 0 OCCIDENTAL PETROLEUM COM 674599105 6415 79586 SH DFND 1,2,3 0 79586 0 OMNICOM GROUP COM 681919106 1573 20300 SH DFND 1,2,3 0 20300 0 ON SEMICONDUCTOR CORPORATION COM 682189105 4946 488250 SH DFND 1,2,3 0 488250 0 ORACLE CORP COM 68389X105 10533 234225 SH DFND 1,2,3 0 234225 0 OWENS CORNING COM 690742101 1628 45450 SH DFND 1,2,3 0 45450 0 PHH CORP COM 693320202 1040 43425 SH DFND 1,2,3 0 43425 0 PNC FINANCIAL SERVICES GROUP COM 693475105 2314 25369 SH DFND 1,2,3 0 25369 0 PARK STERLING CORP COM 70086Y105 654 88966 SH DFND 1,2,3 0 88966 0 PARKER HANNIFIN CORP COM 701094104 1744 13525 SH DFND 1,2,3 0 13525 0 PFIZER INC COMMON STOCK COM 717081103 8382 269091 SH DFND 1,2,3 0 269091 0 PIONEER NATURAL RESOURCES CO COM 723787107 4317 29000 SH DFND 1,2,3 0 29000 0 PORTLAND GENERAL ELECTRIC COM 736508847 386 10200 SH DFND 1,2,3 0 10200 0 PRIMERICA INC COM 74164M108 512 9431 SH DFND 1,2,3 0 9431 0 PULTE CORP COM 745867101 3648 170000 SH DFND 1,2,3 0 170000 0 QEP MIDSTREAM PARTNERS LP COM UNIT RP LTD 74735R115 2297 136800 SH DFND 1,2,3 0 136800 0 REINSURANCE GROUP OF AMERICA COM NEW 759351604 2559 29200 SH DFND 1,2,3 0 29200 0 RENT-A-CENTER INC COM 76009N100 1373 37800 SH DFND 1,2,3 0 37800 0 RENTECH NITROGEN PARTNERS LP COM 760113100 4269 406148 SH DFND 1,2,3 0 406148 0 ROYAL DUTCH SHELL PLC-ADR SPONSORED ADR 780259206 2494 37257 SH DFND 1,2,3 0 37257 0 SPDR GOLD TRUST SHS 78463V107 28395 250000 SH DFND 1,2,3 0 250000 0 SCHNITZER STEEL INDS INC-A CL A 806882106 705 31250 SH DFND 1,2,3 0 31250 0 SCIENCE APPLICATIONS INTE COM 808625107 490 9900 SH DFND 1,2,3 0 9900 0 STAPLES INC COM 855030102 3938 217328 SH DFND 1,2,3 0 217328 0 STATE STREET CORP COM 857477103 2271 28925 SH DFND 1,2,3 0 28925 0 STONERIDGE INC COM 86183P102 1380 107275 SH DFND 1,2,3 0 107275 0 SUPERIOR ENERGY SERVICES INC COM 868157108 2398 119025 SH DFND 1,2,3 0 119025 0 TCF FINANCIAL CORP COM 872275102 1224 77000 SH DFND 1,2,3 0 77000 0 TRW AUTOMOTIVE HOLDINGS CORP COM 87264S106 1856 18050 SH DFND 1,2,3 0 18050 0 TENET HEALTHCARE CORP COM NEW 88033G407 250 4925 SH DFND 1,2,3 0 4925 0 TEREX CORP COM 880779103 3025 108500 SH DFND 1,2,3 0 108500 0 TEVA PHARMACEUTICAL-SP ADR COM 881624209 731 12710 SH DFND 1,2,3 0 12710 0 TETRA TECH INC COM 88162G103 1422 53275 SH DFND 1,2,3 0 53275 0 TITAN MACHINERY INC COM 88830R101 459 32923 SH DFND 1,2,3 0 32923 0 TRAVELERS COS INC/THE COM 89417E109 6753 63800 SH DFND 1,2,3 0 63800 0 TUPPERWARE CORP COM 899896104 630 10000 SH DFND 1,2,3 0 10000 0 TUTOR PERINI CORP COM 901109108 720 29900 SH DFND 1,2,3 0 29900 0 UFP TECHNOLOGIES INC COM 902673102 299 12143 SH DFND 1,2,3 0 12143 0 UAL CORP COM 910047109 5351 80000 SH DFND 1,2,3 0 80000 0 UNITED STATIONERS INC COM 913004107 1462 34675 SH DFND 1,2,3 0 34675 0 VIRTUS INVESTMENT PARTNERS COM 92828Q109 769 4510 SH DFND 1,2,3 0 4510 0 WSFS FINANCIAL CORP COM 929328102 484 6300 SH DFND 1,2,3 0 6300 0 WALTER INDUSTRIES INC COM 93317Q105 170 123419 SH DFND 1,2,3 0 123419 0 WEBSTER FINANCIAL CORP COM 947890109 1243 38225 SH DFND 1,2,3 0 38225 0 WELLCARE GROUP INC COM 94946T106 1297 15810 SH DFND 1,2,3 0 15810 0 ARGO GROUP INTERNATIONAL COM G0464B107 965 17400 SH DFND 1,2,3 0 17400 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 717 16375 SH DFND 1,2,3 0 16375 0 EATON CORP PLC SHS G29183103 5124 75396 SH DFND 1,2,3 0 75396 0 ENDO INTERNATIONAL PLC SHS G30401106 409 5667 SH DFND 1,2,3 0 5667 0 PARTNERRE LTD COM G6852T105 1295 11350 SH DFND 1,2,3 0 11350 0 OCEAN RIG UDW INC SHS Y64354205 926 99744 SH DFND 1,2,3 0 99744 0 MOELIS & CO CL A 60786M105 7627 218337 SH DFND 1,2,3 0 218337 0 KBR INC COM 48242W106 964 56900 SH DFND 1,2,3 0 56900 0 VOYA FINANCIAL INC COM 929089100 1982 46775 SH DFND 1,2,3 0 46775 0 GOOGLE INC-CL C CL C 38259P706 492 935 SH DFND 1,2,3 0 935 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1728 69285 SH DFND 1,2,3 0 69285 0 PINNACLE FOODS INC COM 72348P104 1634 46290 SH DFND 1,2,3 0 46290 0 TECK COMINCO LTD-CL B CL B 878742204 1329 97435 SH DFND 1,2,3 0 97435 0 DR HORTON INC COM 23331A109 2858 113000 SH DFND 1,2,3 0 113000 0 SANDISK CORP COM 80004C101 6849 69900 SH DFND 1,2,3 0 69900 0 GIBRALTAR INDUSTRIES INC COM 374689107 1296 79702 SH DFND 1,2,3 0 79702 0 SYMETRA FINANCIAL CORP COM 87151Q106 744 32275 SH DFND 1,2,3 0 32275 0 SYNOVUS FINANCIAL CORP COM 87161C501 1264 46671 SH DFND 1,2,3 0 46671 0 TECH DATA CORP COM 878237106 1506 23825 SH DFND 1,2,3 0 23825 0 ENDURANCE SPECIALTY HOLDINGS SHS G30397106 969 16200 SH DFND 1,2,3 0 16200 0 INTEL CORP COM 458140100 1781 49075 SH DFND 1,2,3 0 49075 0 ENERGY XXI LTD SHS G10082140 192 58800 SH DFND 1,2,3 0 58800 0 NORDIC AMERICAN TANKERS LTD COM G65773106 550 54600 SH DFND 1,2,3 0 54600 0 INTERNATIONAL PAPER CO. COM 460146103 1274 23770 SH DFND 1,2,3 0 23770 0 GENERAL CABLE CORP COM 369300108 1596 107100 SH DFND 1,2,3 0 107100 0 OWENS & MINOR INC COM 690732102 1264 36000 SH DFND 1,2,3 0 36000 0 TRIMAS CORP COM NEW 896215209 985 31475 SH DFND 1,2,3 0 31475 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PARTN 29273R109 3224 49600 SH DFND 1,2,3 0 49600 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 3070 85000 SH DFND 1,2,3 0 85000 0 MARKWEST ENERGY PARTNERS LP UNIT LTD PARTN 570759100 3662 54500 SH DFND 1,2,3 0 54500 0 PLAIMS ALL AMER PIPELINE LP UNIT LTD PARTN 726503105 2710 52800 SH DFND 1,2,3 0 52800 0 ENOVA INTERNATIONAL INC-W/I COM 29357K103 298 13372 SH DFND 1,2,3 0 13372 0 WILLIAM LYON HOMES-CL A CL A NEW 552074700 211 10400 SH DFND 1,2,3 0 10400 0 OM ASSET MANAGEMENT PLC SHS G67506108 244 15000 SH DFND 1,2,3 0 15000 0 TEEKAY TANKERS LTD-CLASS A CL A Y8565N102 349 69000 SH DFND 1,2,3 0 69000 0 NEW SENIOR INVESTMENT GR-W/I COM 648691103 3576 217412 SH DFND 1,2,3 0 217412 0 TRIBUNE MEDIA CO - A CL A 896047503 1300 21755 SH DFND 1,2,3 0 21755 0 GOLAR LNG LTD SHS G9456A100 2090 57318 SH DFND 1,2,3 0 57318 0 APOLLO GLOBAL MANAGEMENT - A CLA SHS 037612306 1115 47300 SH DFND 1,2,3 0 47300 0 LENNAR CORP CL A 526057104 1344 30000 SH DFND 1,2,3 0 30000 0 SANOFI-ADR SPONSORED ADR 80105N105 3421 75000 SH DFND 1,2,3 0 75000 0 CUBIC CORP COM 229669106 658 12500 SH DFND 1,2,3 0 12500 0 AECOM TECHNOLOGY CORP COM 00766T100 1635 53852 SH DFND 1,2,3 0 53852 0 BAXTER INTL COM 071813109 1759 24000 SH DFND 1,2,3 0 24000 0 FORD MOTOR COMPANY COM 345370860 1443 93075 SH DFND 1,2,3 0 93075 0 FRANKLIN RESOURCES INC COM 354613101 1276 23050 SH DFND 1,2,3 0 23050 0 LAMAR ADVERTISING CO CL A 512816109 2667 49725 SH DFND 1,2,3 0 49725 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 2261 44253 SH DFND 1,2,3 0 44253 0 UBS GROUP AG SHS H42097107 1897 111275 SH DFND 1,2,3 0 111275 0