Senior Vice President and Corporate Controller

0000021175-14-000081.txt : 20141103 0000021175-14-000081.hdr.sgml : 20141103 20141103152726 ACCESSION NUMBER: 0000021175-14-000081 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141103 DATE AS OF CHANGE: 20141103 EFFECTIVENESS DATE: 20141103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 141189234 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 09-30-2014 09-30-2014 CNA FINANCIAL CORP

CNA 333 S. WABASH CHICAGO IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 Lawrence J. Boysen Chicago IL 11-03-2014 3 196 521121 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q314form13fhrinformation.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM 00191G103 1086 134100 SH DFND 1,2,3 0 134100 0 ABBOTT LABS COM 002824100 2738 65825 SH DFND 1,2,3 0 65825 0 ACTUANT CORP CL A NEW 00508X203 1550 50800 SH DFND 1,2,3 0 50800 0 AETNA INC NEW COM 00817Y108 7290 90000 SH DFND 1,2,3 0 90000 0 AMERICAN AIRLS GROUP INC COM 02376R102 4967 140000 SH DFND 1,2,3 0 140000 0 AMERICAN EQTY INVT LIFE HLD COM 025676206 1119 48900 SH DFND 1,2,3 0 48900 0 AMERICAN INTL GROUP INC COM NEW 026874784 3344 61900 SH DFND 1,2,3 0 61900 0 ANADARKO PETE CORP COM 032511107 13859 136621 SH DFND 1,2,3 0 136621 0 ANTERO RES CORP COM 03674X106 1647 30000 SH DFND 1,2,3 0 30000 0 APACHE CORP COM 037411105 7979 85000 SH DFND 1,2,3 0 85000 0 ARGAN INC COM 04010E109 265 7951 SH DFND 1,2,3 0 7951 0 ARRIS GROUP INC NEW COM 04270V106 990 34900 SH DFND 1,2,3 0 34900 0 ASSOCIATED BANC CORP COM 045487105 1678 96350 SH DFND 1,2,3 0 96350 0 ASSURANT INC COM 04621X108 7790 121150 SH DFND 1,2,3 0 121150 0 AVNET INC COM 053807103 3542 85350 SH DFND 1,2,3 0 85350 0 BP PLC SPONSORED ADR 055622104 3644 82907 SH DFND 1,2,3 0 82907 0 BAKER HUGHES INC COM 057224107 1906 29300 SH DFND 1,2,3 0 29300 0 BANK AMER CORP COM 060505104 2876 168675 SH DFND 1,2,3 0 168675 0 BANK NEW YORK MELLON CORP COM 064058100 1558 40217 SH DFND 1,2,3 0 40217 0 BARRICK GOLD CORP COM 067901108 3501 238794 SH DFND 1,2,3 0 238794 0 BBCN BANCORP INC COM 073295107 1261 86450 SH DFND 1,2,3 0 86450 0 BECTON DICKINSON & CO COM 075887109 2049 18000 SH DFND 1,2,3 0 18000 0 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 534 64863 SH DFND 1,2,3 0 64863 0 BRADY CORP CL A 104674106 1440 64150 SH DFND 1,2,3 0 64150 0 CIGNA CORPORATION COM 125509109 3124 34450 SH DFND 1,2,3 0 34450 0 CNO FINL GROUP INC COM 12621E103 2247 132500 SH DFND 1,2,3 0 132500 0 CVR PARTNERS LP COM 126633106 3776 275000 SH DFND 1,2,3 0 275000 0 CAL DIVE INTL INC DEL COM 12802T101 340 350500 SH DFND 1,2,3 0 350500 0 CALLAWAY GOLF CO COM 131193104 274 37800 SH DFND 1,2,3 0 37800 0 CARPENTER TECHNOLOGY CORP COM 144285103 1020 22600 SH DFND 1,2,3 0 22600 0 CASH AMER INTL INC COM 14754D100 561 12800 SH DFND 1,2,3 0 12800 0 CASTLE A M & CO COM 148411101 377 44200 SH DFND 1,2,3 0 44200 0 CISCO SYS INC COM 17275R102 1762 70000 SH DFND 1,2,3 0 70000 0 CITIGROUP INC COM NEW 172967424 8363 161386 SH DFND 1,2,3 0 161386 0 CLIFFS NAT RES INC COM 18683K101 759 73115 SH DFND 1,2,3 0 73115 0 COCA COLA CO COM 191216100 2286 53590 SH DFND 1,2,3 0 53590 0 COLUMBUS MCKINNON CORP N Y COM 199333105 1263 57443 SH DFND 1,2,3 0 57443 0 COMCAST CORP NEW CL A 20030N200 5350 100000 SH DFND 1,2,3 0 100000 0 CON-WAY INC COM 205944101 1060 22325 SH DFND 1,2,3 0 22325 0 COVANTA HLDG CORP COM 22282E102 11036 520079 SH DFND 1,2,3 0 520079 0 CRAY INC COM NEW 225223304 1672 63709 SH DFND 1,2,3 0 63709 0 DANA HLDG CORP COM 235825205 1176 61349 SH DFND 1,2,3 0 61349 0 DEERE & CO COM 244199105 5485 66900 SH DFND 1,2,3 0 66900 0 DELTA AIR LINES INC DEL COM NEW 247361702 6156 170280 SH DFND 1,2,3 0 170280 0 DENBURY RES INC COM 247916208 2330 155000 SH DFND 1,2,3 0 155000 0 DEVON ENERGY CORP NEW COM 25179M103 4057 59500 SH DFND 1,2,3 0 59500 0 DIAMONDROCK HOSPITALITY CO COM 252784301 1341 105771 SH DFND 1,2,3 0 105771 0 DIODES INC COM 254543101 1380 57700 SH DFND 1,2,3 0 57700 0 DOW CHEM CO COM 260543103 2331 44445 SH DFND 1,2,3 0 44445 0 E M C CORP MASS COM 268648102 1756 60000 SH DFND 1,2,3 0 60000 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 8547 220000 SH DFND 1,2,3 0 220000 0 EZCORP INC CL A NON VTG 302301106 726 73300 SH DFND 1,2,3 0 73300 0 EXXON MOBIL CORP COM 30231G102 2490 26475 SH DFND 1,2,3 0 26475 0 FEDEX CORP COM 31428X106 4036 25000 SH DFND 1,2,3 0 25000 0 FIRST CTZNS BANCSHARES INC N CL A 31946M103 638 2945 SH DFND 1,2,3 0 2945 0 FIRST HORIZON NATL CORP COM 320517105 691 56300 SH DFND 1,2,3 0 56300 0 FIRST MIDWEST BANCORP DEL COM 320867104 1406 87375 SH DFND 1,2,3 0 87375 0 FOREST CITY ENTERPRISES INC CL A 345550107 4032 206132 SH DFND 1,2,3 0 206132 0 GENERAL MTRS CO COM 37045V100 4981 155940 SH DFND 1,2,3 0 155940 0 GENERAL MTRS CO WARRANT 37045V118 1221 54576 SH DFND 1,2,3 0 54576 0 GENTIVA HEALTH SERVICES INC COM 37247A102 2379 141758 SH DFND 1,2,3 0 141758 0 GLOBAL CASH ACCESS HLDGS INC COM 378967103 336 49816 SH DFND 1,2,3 0 49816 0 GOLDMAN SACHS GROUP INC COM 38141G104 2767 15075 SH DFND 1,2,3 0 15075 0 GOOGLE INC CL A 38259P508 550 935 SH DFND 1,2,3 0 935 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 813 37100 SH DFND 1,2,3 0 37100 0 GRANITE REAL ESTATE INVT TR UNIT 387437114 1288 37300 SH DFND 1,2,3 0 37300 0 GREAT PLAINS ENERGY INC COM 391164100 563 23300 SH DFND 1,2,3 0 23300 0 GRIFFON CORP COM 398433102 1024 89919 SH DFND 1,2,3 0 89919 0 HARSCO CORP COM 415864107 533 24900 SH DFND 1,2,3 0 24900 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 215 19959 SH DFND 1,2,3 0 19959 0 HEWLETT PACKARD CO COM 428236103 5937 167380 SH DFND 1,2,3 0 167380 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1808 67350 SH DFND 1,2,3 0 67350 0 ICONIX BRAND GROUP INC COM 451055107 643 17400 SH DFND 1,2,3 0 17400 0 INSIGHT ENTERPRISES INC COM 45765U103 1334 58968 SH DFND 1,2,3 0 58968 0 INNOSPEC INC COM 45768S105 894 24898 SH DFND 1,2,3 0 24898 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4746 25000 SH DFND 1,2,3 0 25000 0 INTERPUBLIC GROUP COS INC COM 460690100 2037 111200 SH DFND 1,2,3 0 111200 0 JPMORGAN CHASE & CO COM 46625H100 10312 171175 SH DFND 1,2,3 0 171175 0 JIVE SOFTWARE INC COM 47760A108 1727 296284 SH DFND 1,2,3 0 296284 0 JOHNSON & JOHNSON COM 478160104 4303 40370 SH DFND 1,2,3 0 40370 0 KAISER ALUMINUM CORP COM 483007704 762 10000 SH DFND 1,2,3 0 10000 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 375 13400 SH DFND 1,2,3 0 13400 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 186 28300 SH DFND 1,2,3 0 28300 0 LEGG MASON INC COM 524901105 2174 42500 SH DFND 1,2,3 0 42500 0 LENNAR CORP CL B 526057302 726 22680 SH DFND 1,2,3 0 22680 0 LEXMARK INTL NEW CL A 529771107 480 11300 SH DFND 1,2,3 0 11300 0 LINCOLN NATL CORP IND COM 534187109 10448 195000 SH DFND 1,2,3 0 195000 0 MASONITE INTL CORP NEW COM 575385109 2478 44750 SH DFND 1,2,3 0 44750 0 MATTHEWS INTL CORP CL A 577128101 1110 25300 SH DFND 1,2,3 0 25300 0 MERCER INTL INC COM 588056101 422 43300 SH DFND 1,2,3 0 43300 0 METLIFE INC COM 59156R108 8653 161075 SH DFND 1,2,3 0 161075 0 MICROSOFT CORP COM 594918104 15430 332826 SH DFND 1,2,3 0 332826 0 MILLER HERMAN INC COM 600544100 1441 48275 SH DFND 1,2,3 0 48275 0 MILLER INDS INC TENN COM NEW 600551204 224 13273 SH DFND 1,2,3 0 13273 0 MONSTER WORLDWIDE INC COM 611742107 884 160675 SH DFND 1,2,3 0 160675 0 MORGAN STANLEY COM NEW 617446448 2889 83575 SH DFND 1,2,3 0 83575 0 MUELLER WTR PRODS INC COM SER A 624758108 978 118125 SH DFND 1,2,3 0 118125 0 MURPHY USA INC COM 626755102 565 10650 SH DFND 1,2,3 0 10650 0 NRG ENERGY INC COM NEW 629377508 1050 34446 SH DFND 1,2,3 0 34446 0 NATIONAL PENN BANCSHARES INC COM 637138108 1290 132900 SH DFND 1,2,3 0 132900 0 NELNET INC CL A 64031N108 340 7900 SH DFND 1,2,3 0 7900 0 NEWS CORP NEW CL A 65249B109 3907 238975 SH DFND 1,2,3 0 238975 0 NEWS CORP NEW CL B 65249B208 1867 115750 SH DFND 1,2,3 0 115750 0 NOVAGOLD RES INC COM NEW 66987E206 671 221363 SH DFND 1,2,3 0 221363 0 OCI PARTNERS LP COM UNIT REP LP 67091N108 2148 100000 SH DFND 1,2,3 0 100000 0 OCCIDENTAL PETE CORP DEL COM 674599105 10898 113345 SH DFND 1,2,3 0 113345 0 OMNICOM GROUP INC COM 681919106 1398 20300 SH DFND 1,2,3 0 20300 0 ON SEMICONDUCTOR CORP COM 682189105 4388 490825 SH DFND 1,2,3 0 490825 0 ORACLE CORP COM 68389X105 11741 306725 SH DFND 1,2,3 0 306725 0 OWENS CORNING NEW COM 690742101 1443 45450 SH DFND 1,2,3 0 45450 0 PHH CORP COM 693320202 971 43425 SH DFND 1,2,3 0 43425 0 PNC FINL SVCS GROUP INC COM 693475105 2573 30069 SH DFND 1,2,3 0 30069 0 PARK STERLING CORP COM 70086Y105 590 88966 SH DFND 1,2,3 0 88966 0 PARKER HANNIFIN CORP COM 701094104 2120 18575 SH DFND 1,2,3 0 18575 0 PFIZER INC COM 717081103 11285 381626 SH DFND 1,2,3 0 381626 0 PHOTOMEDEX INC COM 719358301 158 25500 SH DFND 1,2,3 0 25500 0 PIONEER NAT RES CO COM 723787107 5712 29000 SH DFND 1,2,3 0 29000 0 PIPER JAFFRAY COS COM 724078100 556 10645 SH DFND 1,2,3 0 10645 0 PORTLAND GEN ELEC CO COM NEW 736508847 408 12700 SH DFND 1,2,3 0 12700 0 PRIMERICA INC COM 74164M108 1319 27356 SH DFND 1,2,3 0 27356 0 PULTE GROUP INC COM 745867101 4327 245000 SH DFND 1,2,3 0 245000 0 QEP MIDSTREAM PARTNERS LP COM UNIT RP LTD 74735R115 2885 121779 SH DFND 1,2,3 0 121779 0 REINSURANCE GROUP AMER INC COM NEW 759351604 1923 24000 SH DFND 1,2,3 0 24000 0 RENT A CTR INC NEW COM 76009N100 2335 76925 SH DFND 1,2,3 0 76925 0 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 5052 406148 SH DFND 1,2,3 0 406148 0 ROYAL DUTCH SHELL PLC SPONSORED ADR 780259206 3390 44532 SH DFND 1,2,3 0 44532 0 SPDR GOLD TRUST GOLD SHS 78463V107 29053 250000 SH DFND 1,2,3 0 250000 0 SCHNITZER STL INDS CL A 806882106 930 38650 SH DFND 1,2,3 0 38650 0 SCIENCE APPLICATNS INTL COM 808625107 548 12400 SH DFND 1,2,3 0 12400 0 STAPLES INC COM 855030102 3200 264428 SH DFND 1,2,3 0 264428 0 STATE STR CORP COM 857477103 2924 39725 SH DFND 1,2,3 0 39725 0 STONERIDGE INC COM 86183P102 1209 107275 SH DFND 1,2,3 0 107275 0 SUPERIOR ENERGY SVCS INC COM 868157108 3063 93200 SH DFND 1,2,3 0 93200 0 TCF FINL CORP COM 872275102 1266 81500 SH DFND 1,2,3 0 81500 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 2734 27000 SH DFND 1,2,3 0 27000 0 TENET HEALTHCARE CORP COM NEW 88033G407 322 5425 SH DFND 1,2,3 0 5425 0 TEREX CORP NEW COM 880779103 3145 99000 SH DFND 1,2,3 0 99000 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1708 31770 SH DFND 1,2,3 0 31770 0 TETRA TECH INC NEW COM 88162G103 1635 65450 SH DFND 1,2,3 0 65450 0 THERMO FISHER SCIENTIFIC INC COM 883556102 664 5458 SH DFND 1,2,3 0 5458 0 TITAN MACHY INC COM 88830R101 485 37373 SH DFND 1,2,3 0 37373 0 TRAVELERS COMPANIES INC COM 89417E109 9394 100000 SH DFND 1,2,3 0 100000 0 TUPPERWARE BRANDS CORP COM 899896104 621 9000 SH DFND 1,2,3 0 9000 0 TUTOR PERINI CORP COM 901109108 959 36325 SH DFND 1,2,3 0 36325 0 UFP TECHNOLOGIES INC COM 902673102 267 12143 SH DFND 1,2,3 0 12143 0 URS CORP NEW COM 903236107 1643 28525 SH DFND 1,2,3 0 28525 0 UNITED CONTL HLDGS INC COM 910047109 3743 80000 SH DFND 1,2,3 0 80000 0 UNITED STATIONERS INC COM 913004107 1592 42375 SH DFND 1,2,3 0 42375 0 VIRTUS INVT PARTNERS INC COM 92828Q109 1875 10795 SH DFND 1,2,3 0 10795 0 WSFS FINL CORP COM 929328102 539 7525 SH DFND 1,2,3 0 7525 0 WALTER ENERGY INC COM 93317Q105 289 123419 SH DFND 1,2,3 0 123419 0 WEBSTER FINL CORP CONN COM 947890109 1432 49150 SH DFND 1,2,3 0 49150 0 WELLCARE HEALTH PLANS INC COM 94946T106 1671 27685 SH DFND 1,2,3 0 27685 0 WET SEAL INC CL A 961840105 37 70400 SH DFND 1,2,3 0 70400 0 WILEY JOHN & SONS INC CL A 968223206 222 3948 SH DFND 1,2,3 0 3948 0 WPX ENERGY INC COM 98212B103 3211 133471 SH DFND 1,2,3 0 133471 0 ARGO GROUP INTL HLDGS LTD COM G0464B107 1219 24225 SH DFND 1,2,3 0 24225 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 797 18625 SH DFND 1,2,3 0 18625 0 EATON CORP PLC SHS G29183103 4402 69470 SH DFND 1,2,3 0 69470 0 ENDO INTL PLC SHS G30401106 558 8167 SH DFND 1,2,3 0 8167 0 ENSCO PLC SHS CL A G3157S106 1838 44500 SH DFND 1,2,3 0 44500 0 PARTNERRE LTD COM G6852T105 2236 20350 SH DFND 1,2,3 0 20350 0 ROWAN COMPANIES PLC SHS CL A G7665A101 1645 65000 SH DFND 1,2,3 0 65000 0 OCEAN RIG UDW INC SHS Y64354205 1542 95644 SH DFND 1,2,3 0 95644 0 MOELIS & CO CL A 60786M105 14912 436675 SH DFND 1,2,3 0 436675 0 KBR INC COM 48242W106 960 51000 SH DFND 1,2,3 0 51000 0 VOYA FINL INC COM 929089100 2595 66375 SH DFND 1,2,3 0 66375 0 DRESSER-RAND GROUP INC COM 261608103 1389 16885 SH DFND 1,2,3 0 16885 0 GOOGLE INC CL C 38259P706 540 935 SH DFND 1,2,3 0 935 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 2149 84645 SH DFND 1,2,3 0 84645 0 MEDTRONIC INC COM 585055106 2874 46390 SH DFND 1,2,3 0 46390 0 PPL CORP COM 69351T106 2451 74645 SH DFND 1,2,3 0 74645 0 PINNACLE FOODS INC DEL COM 72348P104 2015 61720 SH DFND 1,2,3 0 61720 0 TECK RESOURCES LTD CL B 878742204 1191 63030 SH DFND 1,2,3 0 63030 0 D R HORTON INC COM 23331A109 2319 113000 SH DFND 1,2,3 0 113000 0 ECLIPSE RES CORP COM 27890G100 2220 133600 SH DFND 1,2,3 0 133600 0 KB HOME COM 48666K109 1494 100000 SH DFND 1,2,3 0 100000 0 RYLAND GROUP INC COM 783764103 864 26000 SH DFND 1,2,3 0 26000 0 SANDISK CORP COM 80004C101 4995 51000 SH DFND 1,2,3 0 51000 0 STANDARD PAC CORP NEW COM 85375C101 2359 315000 SH DFND 1,2,3 0 315000 0 UNUM GROUP COM 91529Y106 860 25000 SH DFND 1,2,3 0 25000 0 GIBRALTAR INDS INC COM 374689107 932 68101 SH DFND 1,2,3 0 68101 0 SYMETRA FINL CORP COM 87151Q106 931 39900 SH DFND 1,2,3 0 39900 0 SYNOVUS FINL CORP COM 87161C501 1414 59796 SH DFND 1,2,3 0 59796 0 TECH DATA CORP COM 878237106 1657 28150 SH DFND 1,2,3 0 28150 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 894 16200 SH DFND 1,2,3 0 16200 0 INTEL CORP COM 458140100 2393 68725 SH DFND 1,2,3 0 68725 0 LAMAR ADVERTISING CO CL A 512815101 3007 61050 SH DFND 1,2,3 0 61050 0 ENERGY XXI BERMUDA LTD USD UNRS SHS G10082140 604 53200 SH DFND 1,2,3 0 53200 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 289 36400 SH DFND 1,2,3 0 36400 0 INTL PAPER CO COM 460146103 1623 33990 SH DFND 1,2,3 0 33990 0 NEWCASTLE INVT CORP NEW COM NEW 65105M504 4294 338605 SH DFND 1,2,3 0 338605 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 895 40000 SH DFND 1,2,3 0 40000 0 GENERAL CABLE CORP DEL NEW COM 369300108 518 34350 SH DFND 1,2,3 0 34350 0 OWENS & MINOR INC NEW COM 690732102 557 17000 SH DFND 1,2,3 0 17000 0 TRIMAS CORP COM NEW 896215209 466 19150 SH DFND 1,2,3 0 19150 0