Senior Vice President and Corporate Controller

0000021175-14-000014.txt : 20140214 0000021175-14-000014.hdr.sgml : 20140214 20140214113050 ACCESSION NUMBER: 0000021175-14-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNA FINANCIAL CORP CENTRAL INDEX KEY: 0000021175 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 366169860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00346 FILM NUMBER: 14612744 BUSINESS ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3128225000 MAIL ADDRESS: STREET 1: CNA STREET 2: 333 S. WABASH CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000021175 XXXXXXXX 12-31-2013 12-31-2013 CNA FINANCIAL CORP

CNA 333 S. Wabash Chicago IL 60604

13F HOLDINGS REPORT 028-00346 Y Assets reported herein are described as having shared investment discretion among Loews Corporation, CNA Financial Corporation, The Continental Corporation and Continental Casualty Company. Each of the foregoing entities specifically disclaims ownership of any securities in this report which are not beneficially owned by that entity and states that such assets are solely under the control of its board of directors. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control of the subsidiary through share ownership. Loews Corporation owns approximately 90% of the outstanding shares of CNA Financial Corporation; CNA Financial Corporation owns 100% of the outstanding shares of The Continental Corporation; and The Continental Corporation owns 100% of the outstanding shares of Continental Casualty Company. Loews Corporation will report separately on securities over which it has investment discretion which are not part of this report. Lawrence J. Boysen Senior Vice President and Corporate Controller 312-822-5653 /s/ Lawrence J. Boysen Chicago IL 02-14-2014 3 186 511443 false 1 28-217 Loews Corporation 2 28-172 The Continental Corporation 3 28-387 Continental Casualty Company INFORMATION TABLE 2 q413form13fhrinformation.xml INFORMATION TABLE ARC DOCUMENT SOLUTIONS INC COM 00191G103 974 118475 SH DFND 1,2,3 0 118475 0 ABBOTT LABORATORIES COM 002824100 1063 27725 SH DFND 1,2,3 0 27725 0 ACTUANT CORP-CL A CL A 00508X203 1419 38725 SH DFND 1,2,3 0 38725 0 AEROPOSTALE INC COM 007865108 852 93750 SH DFND 1,2,3 0 93750 0 AETNA INC COM 00817Y108 4801 70000 SH DFND 1,2,3 0 70000 0 ALLERGAN INC COM 018490102 1185 10665 SH DFND 1,2,3 0 10665 0 AMERICAN AIRLINES GROUP INC COM 02376R102 3535 140000 SH DFND 1,2,3 0 140000 0 AMERICAN EQUITY INVT LIFE HL COM 025676206 1531 58050 SH DFND 1,2,3 0 58050 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 3303 64700 SH DFND 1,2,3 0 64700 0 ANADARKO PETROLEUM CORP COM 032511107 10708 135000 SH DFND 1,2,3 0 135000 0 ANIXTER INTERNATIONAL INC COM 035290105 1123 12500 SH DFND 1,2,3 0 12500 0 ANTERO RESOURCES CORP COM 03674X106 2360 37200 SH DFND 1,2,3 0 37200 0 APACHE CORP COM 037411105 5586 65000 SH DFND 1,2,3 0 65000 0 APPLE COMPUTER INC COM 037833100 1389 2475 SH DFND 1,2,3 0 2475 0 ARGAN INC COM 04010E109 409 14851 SH DFND 1,2,3 0 14851 0 ARRIS CORP COM 04270V106 903 37100 SH DFND 1,2,3 0 37100 0 ASSURANT INC COM 04621X108 9926 149550 SH DFND 1,2,3 0 149550 0 ATMEL CORP COM 049513104 2054 262307 SH DFND 1,2,3 0 262307 0 AVNET INC COM 053807103 3907 88575 SH DFND 1,2,3 0 88575 0 BP PLC-SPONS ADR SPONSORED ADR 055622104 4194 86282 SH DFND 1,2,3 0 86282 0 BAKER HUGHES INC COM 057224107 3118 56425 SH DFND 1,2,3 0 56425 0 BANCORPSOUTH INC COM 059692103 1551 61005 SH DFND 1,2,3 0 61005 0 BANK OF AMERICA CORP COM 060505104 2274 146050 SH DFND 1,2,3 0 146050 0 BANK OF NEW YORK_MELLON COMMON STK COM 064058100 2341 67012 SH DFND 1,2,3 0 67012 0 BARNES & NOBLE INC COM 067774109 1122 75041 SH DFND 1,2,3 0 75041 0 BARRICK GOLD CORP COM 067901108 3123 177159 SH DFND 1,2,3 0 177159 0 BBCN BANCORP INC COM 073295107 1693 102050 SH DFND 1,2,3 0 102050 0 BECTON DICKINSON & CO COM 075887109 1947 17625 SH DFND 1,2,3 0 17625 0 BLUEKNIGHT ENERGY PARTNERS LP COM UNIT 09625U109 2224 261363 SH DFND 1,2,3 0 261363 0 BOEING COMPANY COM 097023105 5460 40000 SH DFND 1,2,3 0 40000 0 BRADY CORPORATION - CL A CL A 104674106 1124 36350 SH DFND 1,2,3 0 36350 0 CIGNA CORP COM 125509109 2699 30850 SH DFND 1,2,3 0 30850 0 CNO FINANCIAL GROUP COM 12621E103 2344 132500 SH DFND 1,2,3 0 132500 0 CVR PARTNERS LP COM 126633106 3985 242100 SH DFND 1,2,3 0 242100 0 CAL DIVE INTERNATIONAL INC COM 12802T101 607 301800 SH DFND 1,2,3 0 301800 0 CALLAWAY GOLF COMPANY COM 131193104 325 38600 SH DFND 1,2,3 0 38600 0 CARPENTER TECHNOLOGY COM 144285103 964 15500 SH DFND 1,2,3 0 15500 0 CASH AMERICA INTL INC COM 14754D100 280 7300 SH DFND 1,2,3 0 7300 0 CASTLE (A.M.) & CO COM 148411101 663 44900 SH DFND 1,2,3 0 44900 0 CHEMED CORP COM 16359R103 1295 16900 SH DFND 1,2,3 0 16900 0 CISCO SYSTEMS INC COM 17275R102 1570 70000 SH DFND 1,2,3 0 70000 0 CITIGROUP INC COM 172967424 6112 117291 SH DFND 1,2,3 0 117291 0 COCA COLA CO COMMON STOCK COM 191216100 686 16600 SH DFND 1,2,3 0 16600 0 COLUMBUS MCKINNON CORP/NY COM 199333105 887 32665 SH DFND 1,2,3 0 32665 0 COMCAST CORP CL A SPL CL A 20030N200 6584 132000 SH DFND 1,2,3 0 132000 0 CON-WAY INC COM 205944101 1257 31650 SH DFND 1,2,3 0 31650 0 COVANTA HOLDING CORP NOTE 3.250% 6/0 22282EAC6 2555 2180000 SH DFND 1,2,3 0 2180000 0 CRAY INC COM NEW 225223304 2771 100908 SH DFND 1,2,3 0 100908 0 DANA HOLDING CORP COM 235825205 1841 93824 SH DFND 1,2,3 0 93824 0 DEERE & CO COM 244199105 5480 60000 SH DFND 1,2,3 0 60000 0 DELTA AIR LINES INC COM NEW 247361702 7029 255890 SH DFND 1,2,3 0 255890 0 DENBURY RESOURCES INC COM 247916208 2547 155000 SH DFND 1,2,3 0 155000 0 DEVON ENERGY CORP COM 25179M103 3681 59500 SH DFND 1,2,3 0 59500 0 DIAMONDROCK HOSPITALITY CO COM 252784301 1222 105771 SH DFND 1,2,3 0 105771 0 DIODES INC COM 254543101 1448 61450 SH DFND 1,2,3 0 61450 0 EMC CORPORATION COMMON STOCK COM 268648102 1509 60000 SH DFND 1,2,3 0 60000 0 ENBRIDGE ENERGY PARTNERS LP COM 29250R106 6571 220000 SH DFND 1,2,3 0 220000 0 ENDO HEALTH SOLUTIONS INC COM 29264F205 742 11000 SH DFND 1,2,3 0 11000 0 ENGILITY HOLDINGS INC - W/I COM 29285W104 1359 40680 SH DFND 1,2,3 0 40680 0 EZCORP INC-CL A CL A 302301106 660 56500 SH DFND 1,2,3 0 56500 0 EXXON MOBIL CORP COM 30231G102 1806 17850 SH DFND 1,2,3 0 17850 0 FEDEX CORPORATION COM 31428X106 11502 80000 SH DFND 1,2,3 0 80000 0 FIRST CITIZENS BCSHS -CL A CL A 31946M103 656 2945 SH DFND 1,2,3 0 2945 0 FIRST MIDWEST BANCORP INC/IL COM 320867104 819 46700 SH DFND 1,2,3 0 46700 0 GENREAL MOTORS CO COM 37045V100 2200 53825 SH DFND 1,2,3 0 53825 0 GENERAL MOTORS-CW16 WARRANT 37045V118 1699 54576 SH DFND 1,2,3 0 54576 0 GENTIVA HEALTH SERVICES COM 37247A102 478 38491 SH DFND 1,2,3 0 38491 0 GLOBAL CASH ACCESS INC COM 378967103 1257 125816 SH DFND 1,2,3 0 125816 0 GOLDMAN SACHS GROUP INC COM 38141G104 2672 15075 SH DFND 1,2,3 0 15075 0 GOOGLE INC-CL A CL A 38259P508 2438 2175 SH DFND 1,2,3 0 2175 0 GOVERNMENT PROPERTIES INCOME COM SHS BEN INT 38376A103 718 28900 SH DFND 1,2,3 0 28900 0 GRANITE REAL ESTATE INVESTMENT TRST UNIT 387437114 1419 38900 SH DFND 1,2,3 0 38900 0 GREAT PLAINS ENERGY INC COM 391164100 647 26700 SH DFND 1,2,3 0 26700 0 GRIFFON CORPORATION COM 398433102 1188 89919 SH DFND 1,2,3 0 89919 0 HARSCO CORP COM 415864107 746 26600 SH DFND 1,2,3 0 26600 0 HARTE-HANKS INC COM 416196103 961 122850 SH DFND 1,2,3 0 122850 0 HEALTH MGMT ASSOCIATES INC-A CL A 421933102 2907 221905 SH DFND 1,2,3 0 221905 0 HEALTH INSURANCE INNOVATIO-A COM CL A 42225K106 111 11000 SH DFND 1,2,3 0 11000 0 HESS CORP COM 42809H107 503 6055 SH DFND 1,2,3 0 6055 0 HEWLETT-PACKARED CO COMMON STOCK COM 428236103 6869 245505 SH DFND 1,2,3 0 245505 0 HOSPITALITY PROPERTIES TRUST COM SHS 44106M102 1820 67350 SH DFND 1,2,3 0 67350 0 ICONIX BRAND GROUP INC COM 451055107 1036 26100 SH DFND 1,2,3 0 26100 0 ING US INC COM 45685E106 2632 74875 SH DFND 1,2,3 0 74875 0 INGRAM MICRO INC-CL A CL A 457153104 1645 70125 SH DFND 1,2,3 0 70125 0 INSIGHT ENTERPRISES INC COM 45765U103 1339 58968 SH DFND 1,2,3 0 58968 0 Inorg Chem Nec COM 45768S105 989 21398 SH DFND 1,2,3 0 21398 0 INTERNATIONAL BUSINESS MACHINE COMMON STOCK COM 459200101 10297 54895 SH DFND 1,2,3 0 54895 0 INTERVAL LEISURE GROUP COM 46113M108 265 8568 SH DFND 1,2,3 0 8568 0 JPMORGAN CHASE & COMPANY COM 46625H100 10010 171175 SH DFND 1,2,3 0 171175 0 JOHNSON & JOHNSON COMMON STOCK COM 478160104 5198 56750 SH DFND 1,2,3 0 56750 0 THE JONES GROUP INC COM 48020T101 1321 88334 SH DFND 1,2,3 0 88334 0 KAISER ALUMINUM CORP COM 483007704 681 9700 SH DFND 1,2,3 0 9700 0 KAPSTONE PAPER AND PACKAGING COM 48562P103 374 6700 SH DFND 1,2,3 0 6700 0 LABORATORY CRP OF AMER HLDGS COM NEW 50540R409 1668 18250 SH DFND 1,2,3 0 18250 0 LEGG MASON INC COM 524901105 3732 85825 SH DFND 1,2,3 0 85825 0 LENNAR CORP - B SHS CL B 526057302 768 22780 SH DFND 1,2,3 0 22780 0 LEXMARK INTL GROUP INC-CL A CL A 529771107 572 16100 SH DFND 1,2,3 0 16100 0 LINCOLN NATIONAL CORP INDIANA COM 534187109 10066 195000 SH DFND 1,2,3 0 195000 0 MASONITE INTERNATIONAL CORP COM 575385109 2618 43625 SH DFND 1,2,3 0 43625 0 MATTHEWS INTL CORP-CLASS A CL A 577128101 1168 27400 SH DFND 1,2,3 0 27400 0 MEDTRONIC INC COM 585055106 1187 20680 SH DFND 1,2,3 0 20680 0 MERCK & CO. INC. COM 58933Y105 7999 159824 SH DFND 1,2,3 0 159824 0 METLIFE INC COM 59156R108 8685 161075 SH DFND 1,2,3 0 161075 0 MICROSOFT CORP COM 594918104 16434 439281 SH DFND 1,2,3 0 439281 0 HERMAN MILLER INC COM 600544100 799 27075 SH DFND 1,2,3 0 27075 0 MILLER INDUSTRIES INC/TENN COM 600551204 303 16262 SH DFND 1,2,3 0 16262 0 MONSTER WORLDWIDE INC COM 611742107 1146 160675 SH DFND 1,2,3 0 160675 0 MORGAN STANLEY COM 617446448 2275 72550 SH DFND 1,2,3 0 72550 0 MUELLER WATER PRODUCTS INC-A COM 624758108 1350 144125 SH DFND 1,2,3 0 144125 0 MURPHY USA INC COM 626755102 1740 41875 SH DFND 1,2,3 0 41875 0 NRG ENERGY INC COM NEW 629377508 989 34446 SH DFND 1,2,3 0 34446 0 NATL PENN BCSHS INC COM 637138108 1433 126475 SH DFND 1,2,3 0 126475 0 NELNET INC-CL A CL A 64031N108 362 8600 SH DFND 1,2,3 0 8600 0 NEWS CORP - CLASS A CL A 65249B109 5519 306255 SH DFND 1,2,3 0 306255 0 NEWS CORP - CLASS B CL B 65249B208 2064 115750 SH DFND 1,2,3 0 115750 0 NOVAGOLD RESOURCES INC COM NEW 66987E206 850 334744 SH DFND 1,2,3 0 334744 0 OCI PARTNERS LP COM UNIT REP LP 67091N108 1380 50000 SH DFND 1,2,3 0 50000 0 OCCIDENTAL PETROLEUM COM 674599105 10194 107195 SH DFND 1,2,3 0 107195 0 OMNICOM GROUP COM 681919106 2434 32725 SH DFND 1,2,3 0 32725 0 ON SEMICONDUCTOR CORPORATION COM 682189105 590 71615 SH DFND 1,2,3 0 71615 0 ORACLE CORP COM 68389X105 20228 528695 SH DFND 1,2,3 0 528695 0 OWENS CORNING COM 690742101 2588 63550 SH DFND 1,2,3 0 63550 0 PG&E CORPORATION COM 69331C108 3784 93944 SH DFND 1,2,3 0 93944 0 PHH CORP COM 693320202 1057 43425 SH DFND 1,2,3 0 43425 0 PNC FINANCIAL SERVICES GROUP COM 693475105 2533 32644 SH DFND 1,2,3 0 32644 0 PARK STERLING CORP COM 70086Y105 656 91866 SH DFND 1,2,3 0 91866 0 PARKER HANNIFIN CORP COM 701094104 2460 19125 SH DFND 1,2,3 0 19125 0 PETROLOGISTICS LP UNIT LTD PTH INT 71672U101 3786 325000 SH DFND 1,2,3 0 325000 0 PFIZER INC COMMON STOCK COM 717081103 10324 337071 SH DFND 1,2,3 0 337071 0 PHOTOMEDEX INC COM 719358301 1357 104770 SH DFND 1,2,3 0 104770 0 PIONEER NATURAL RESOURCES CO COM 723787107 6627 36000 SH DFND 1,2,3 0 36000 0 PIPER JAFFRAY COS COM 724078100 1221 30870 SH DFND 1,2,3 0 30870 0 PORTLAND GENERAL ELECTRIC COM 736508847 317 10500 SH DFND 1,2,3 0 10500 0 PRIMERICA INC COM 74164M108 1174 27356 SH DFND 1,2,3 0 27356 0 PROTECTIVE LIFE CORP COM 743674103 300 5929 SH DFND 1,2,3 0 5929 0 PULTE CORP COM 745867101 4991 245000 SH DFND 1,2,3 0 245000 0 QEP MIDSTREAM PARTNERS LP COM UNIT RP LTD 74735R115 1858 80000 SH DFND 1,2,3 0 80000 0 REINSURANCE GROUP OF AMERICA COM NEW 759351604 1858 24000 SH DFND 1,2,3 0 24000 0 RENT-A-CENTER INC COM 76009N100 2455 73650 SH DFND 1,2,3 0 73650 0 RENTECH NITROGEN PARTNERS LP COM 760113100 7148 406148 SH DFND 1,2,3 0 406148 0 ROYAL DUTCH SHELL PLC-ADR SPONSORED ADR 780259206 3097 43458 SH DFND 1,2,3 0 43458 0 SPDR GOLD TRUST SHS 78463V107 29030 250000 SH DFND 1,2,3 0 250000 0 SCHNITZER STEEL INDS INC-A CL A 806882106 1263 38650 SH DFND 1,2,3 0 38650 0 SCIENCE APPLICATIONS INTE COM 808625107 288 8700 SH DFND 1,2,3 0 8700 0 STAPLES INC COM 855030102 3918 246598 SH DFND 1,2,3 0 246598 0 STATE STREET CORP COM 857477103 2156 29375 SH DFND 1,2,3 0 29375 0 STONERIDGE INC COM 86183P102 129 10150 SH DFND 1,2,3 0 10150 0 SUPERIOR ENERGY SERVICES INC COM 868157108 3999 150300 SH DFND 1,2,3 0 150300 0 SYNOVUS FINANCIAL CORP COM 87161C105 810 224900 SH DFND 1,2,3 0 224900 0 TCF FINANCIAL CORP COM 872275102 1610 99075 SH DFND 1,2,3 0 99075 0 TRW AUTOMOTIVE HOLDINGS CORP COM 87264S106 1996 26825 SH DFND 1,2,3 0 26825 0 TENET HEALTHCARE CORP COM NEW 88033G407 469 11125 SH DFND 1,2,3 0 11125 0 TEVA PHARMACEUTICAL-SP ADR COM 881624209 1782 44455 SH DFND 1,2,3 0 44455 0 TETRA TECH INC COM 88162G103 1811 64725 SH DFND 1,2,3 0 64725 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK COM 883556102 608 5458 SH DFND 1,2,3 0 5458 0 TITAN MACHINERY INC COM 88830R101 378 21200 SH DFND 1,2,3 0 21200 0 TRAVELERS COS INC/THE COM 89417E109 11318 125000 SH DFND 1,2,3 0 125000 0 TUPPERWARE CORP COM 899896104 813 8600 SH DFND 1,2,3 0 8600 0 TUTOR PERINI CORP COM 901109108 1742 66250 SH DFND 1,2,3 0 66250 0 UFP TECHNOLOGIES INC COM 902673102 364 14443 SH DFND 1,2,3 0 14443 0 URS CORP COM 903236107 2569 48475 SH DFND 1,2,3 0 48475 0 UAL CORP COM 910047109 1892 50000 SH DFND 1,2,3 0 50000 0 UNITED STATIONERS INC COM 913004107 291 6350 SH DFND 1,2,3 0 6350 0 URANIUM ENERGY CORP COM 916896103 659 329700 SH DFND 1,2,3 0 329700 0 VCA ANTECH INC COM 918194101 1583 50475 SH DFND 1,2,3 0 50475 0 VALASSIS COMMUNICATIONS INC COM 918866104 348 10166 SH DFND 1,2,3 0 10166 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 689 20000 SH DFND 1,2,3 0 20000 0 VIRTUS INVESTMENT PARTNERS COM 92828Q109 2160 10795 SH DFND 1,2,3 0 10795 0 WSFS FINANCIAL CORP COM 929328102 729 9400 SH DFND 1,2,3 0 9400 0 WALTER INDUSTRIES INC COM 93317Q105 2405 144600 SH DFND 1,2,3 0 144600 0 WEBSTER FINANCIAL CORP COM 947890109 1353 43400 SH DFND 1,2,3 0 43400 0 WELLCARE GROUP INC COM 94946T106 1599 22710 SH DFND 1,2,3 0 22710 0 WET SEAL INC/THE CLASS A CL A 961840105 192 70400 SH DFND 1,2,3 0 70400 0 WILEY (JOHN) & SONS-CLASS A CL A 968223206 596 10800 SH DFND 1,2,3 0 10800 0 WPX ENERGY INC-W/I COM 98212B103 4444 218063 SH DFND 1,2,3 0 218063 0 ARGO GROUP INTERNATIONAL COM G0464B107 1827 39300 SH DFND 1,2,3 0 39300 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1892 45800 SH DFND 1,2,3 0 45800 0 EATON CORP PLC SHS G29183103 3682 48370 SH DFND 1,2,3 0 48370 0 ENSCO INTERNATIONAL PLC SHS CL A G3157S106 3431 60000 SH DFND 1,2,3 0 60000 0 INVESCO LTD SHS G491BT108 2086 57300 SH DFND 1,2,3 0 57300 0 PARTNERRE LTD COM G6852T105 2146 20350 SH DFND 1,2,3 0 20350 0 ROWAN COS INC (FORMERLY ROWAN DRILLING) SHS CL A G7665A101 2475 70000 SH DFND 1,2,3 0 70000 0 XL GROUP PLC SHS G98290102 484 15200 SH DFND 1,2,3 0 15200 0 TE CONNECTIVITY LTD. REG SHS H84989104 1826 33125 SH DFND 1,2,3 0 33125 0 CAPITAL PRODUCT PARTNERS LP COM UNIT Y11082107 628 60000 SH DFND 1,2,3 0 60000 0 OCEAN RIG UDW INC SHS Y64354205 754 39144 SH DFND 1,2,3 0 39144 0