0001567619-18-002942.txt : 20180920 0001567619-18-002942.hdr.sgml : 20180920 20180920162815 ACCESSION NUMBER: 0001567619-18-002942 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180430 FILED AS OF DATE: 20180920 DATE AS OF CHANGE: 20180920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ISZO CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001607925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07265 FILM NUMBER: 181079712 BUSINESS ADDRESS: STREET 1: 415 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-775-4394 MAIL ADDRESS: STREET 1: 415 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ISZO CAPITAL LP CENTRAL INDEX KEY: 0001484190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07265 FILM NUMBER: 181079713 BUSINESS ADDRESS: STREET 1: 415 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-775-4394 MAIL ADDRESS: STREET 1: 415 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ISZO CAPITAL GP LLC CENTRAL INDEX KEY: 0001646598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07265 FILM NUMBER: 181079714 BUSINESS ADDRESS: STREET 1: 415 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (646) 775-4394 MAIL ADDRESS: STREET 1: 415 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHEEHY BRIAN L. CENTRAL INDEX KEY: 0001646597 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07265 FILM NUMBER: 181079715 MAIL ADDRESS: STREET 1: 415 MADISON AVENUE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: Sheehy Brian L Greenstein DATE OF NAME CHANGE: 20150629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBASE CORP CENTRAL INDEX KEY: 0000020639 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 952962743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PUTNAM GREEN CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035322000 MAIL ADDRESS: STREET 1: 100 PUTNAM GREEN STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: HOME GROUP INC DATE OF NAME CHANGE: 19890608 FORMER COMPANY: FORMER CONFORMED NAME: CITYHOME CORP DATE OF NAME CHANGE: 19780917 4/A 1 doc1.xml FORM 4/A X0306 4/A 2018-04-30 2018-05-02 0 0000020639 AMBASE CORP ABCP 0001607925 ISZO CAPITAL MANAGEMENT LP 415 MADISON AVENUE 14TH FLOOR NEW YORK NY 10017 0 0 1 0 0001484190 ISZO CAPITAL LP 415 MADISON AVENUE 14TH FLOOR NEW YORK NY 10017 0 0 1 0 0001646598 ISZO CAPITAL GP LLC 415 MADISON AVENUE 14TH FLOOR NEW YORK NY 10017 0 0 1 0 0001646597 SHEEHY BRIAN L. 415 MADISON AVENUE 14TH FLOOR NEW YORK NY 10017 0 0 1 0 Common Stock, $0.01 par value 2018-04-30 4 P 0 200500 0.45 A 9896451 I By IsZo Capital LP Common Stock, $0.01 par value 2018-05-01 4 P 0 75000 0.50 A 9971451 I By IsZo Capital LP Common Stock, $0.01 par value 2018-05-02 4 P 0 131500 0.52 A 10102951 I By IsZo Capital LP This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. /s/ Brian L. Sheehy, President of IsZo Management Corp., the General Partner of IsZo Capital Management LP 2018-09-20 /s/ Brian L. Sheehy, Managing Member of IsZo Capital GP LLC, the general partner of IsZo Capital LP 2018-09-20 /s/ Brian L. Sheehy, Managing Member of IsZo Capital GP LLC 2018-09-20 /s/ Brian L. Sheehy 2018-09-20