0001140361-18-021486.txt : 20180503 0001140361-18-021486.hdr.sgml : 20180503 20180503143340 ACCESSION NUMBER: 0001140361-18-021486 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180430 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ISZO CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001607925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-07265 FILM NUMBER: 18803205 BUSINESS ADDRESS: STREET 1: 415 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-775-4394 MAIL ADDRESS: STREET 1: 415 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBASE CORP CENTRAL INDEX KEY: 0000020639 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF NONRESIDENTIAL BUILDINGS [6512] IRS NUMBER: 952962743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PUTNAM GREEN CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035322000 MAIL ADDRESS: STREET 1: 100 PUTNAM GREEN STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: HOME GROUP INC DATE OF NAME CHANGE: 19890608 FORMER COMPANY: FORMER CONFORMED NAME: CITYHOME CORP DATE OF NAME CHANGE: 19780917 4/A 1 doc1.xml FORM 4/A X0306 4/A 2018-04-30 2018-05-02 0 0000020639 AMBASE CORP ABCP 0001607925 ISZO CAPITAL MANAGEMENT LP 415 MADISON AVENUE, 14TH FLOOR NEW YORK NY 10017 0 0 1 0 Common Stock, $0.01 par value 2018-04-30 4 P 0 200500 0.45 A 9896451 I By IsZo Capital LP Common Stock, $0.01 par value 2018-05-01 4 P 0 75000 0.50 A 9971451 I By IsZo Capital LP Common Stock, $0.01 par value 2018-05-02 4 P 0 121500 0.52 A 10092951 I By IsZo Capital LP This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein. Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund. IsZo Capital LP, by IsZo Capital GP LLC, General Partner, by /s/ Brian L. Sheehy, Managing Member 2018-05-03 IsZo Capital Management LP, by IsZo Management Corp., General Partner, by /s/ Brian L. Sheehy, President 2018-05-03 /s/ Brian L. Sheehy 2018-05-03 IsZo Capital GP LLC, by /s/ Brian L. Sheehy, Managing Member 2018-05-03