-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, idK0IEvyIcdpH5vkiBEtTs/0cX9UUewnQwNcOKiqOjSYV2TGMUDjurYuE9d+OdJb KaWL+gXXHDpgEA3XYPKhmg== 0000950130-94-001603.txt : 19941111 0000950130-94-001603.hdr.sgml : 19941111 ACCESSION NUMBER: 0000950130-94-001603 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19941110 SROS: BSE SROS: NYSE SROS: PHLX SROS: PSE GROUP MEMBERS: GOLDMAN SACHS GROUP LP GROUP MEMBERS: GOLDMAN, SACHS & CO. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VARIAN ASSOCIATES INC /DE/ CENTRAL INDEX KEY: 0000203527 STANDARD INDUSTRIAL CLASSIFICATION: 3670 IRS NUMBER: 942359345 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-07640 FILM NUMBER: 94558570 BUSINESS ADDRESS: STREET 1: 3050 HANSEN WAY CITY: PALO ALTO STATE: CA ZIP: 94304-1000 BUSINESS PHONE: 4154934000 MAIL ADDRESS: STREET 1: 3050 HANSEN WAY CITY: PALO ALTO STATE: CA ZIP: 94304-1000 FORMER COMPANY: FORMER CONFORMED NAME: VARIAN DELAWARE INC DATE OF NAME CHANGE: 19761123 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: 0000 IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 SC 13G/A 1 SCHEDULE 13G - AMENDMENT NO. 1 FILED PURSUANT TO RULE ST 101(a)(2)(ii) THE INITIAL FILING IS ATTACHED AS APPENDIX A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Amendment No. 1 Varian Associates, Inc. ----------------------- (Name of Issuer) Common Stock --------------------------------- (Title of Class of Securities) 922204-10-2 --------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement _______. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in item 1: and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) (Continued on following pages) Page 1 of 5 Pages CUSIP NO. 922204-10-2 - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Goldman Sachs Group, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially ---------------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 1,326,280 Person With ---------------------------------------------------------------- 7 Sole Dispositive Power 0 ---------------------------------------------------------------- 8 Shared Dispositive Power 1,689,980 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,689,980 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Representing by Amount in Row (11) 4.9% - -------------------------------------------------------------------------------- 12. Type of Reporting Person HC-PN - -------------------------------------------------------------------------------- Page 2 of 5 Pages CUSIP NO. 922204-10-2 - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goldman, Sachs & Co. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially ---------------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 1,326,280 Person With ---------------------------------------------------------------- 7 Sole Dispositive Power 0 ---------------------------------------------------------------- 8 Shared Dispositive Power 1,689,980 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,689,980 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Representing by Amount in Row (11) 4.9% - -------------------------------------------------------------------------------- 12. Type of Reporting Person BD-PN-IA - -------------------------------------------------------------------------------- Page 3 of 5 Pages Item 4. Ownership. (a). Amount beneficially owned: See the responses(s) to Item 9 on the attached cover pages(s). (b). Percent of class: See the response(s) to Item 11 on the attached cover pages(s). (c). Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s). (ii) Shared power to vote or direct the vote: See the response(s) to Item 6 on the attached cover page(s). (iii) Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s). (iv) Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s). Item 5. Ownership of Five Percent or Less of a Class October 11, 1994. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November 9, 1994 THE GOLDMAN SACHS GROUP, L.P. By: /s/ Michael R. Armellino ------------------------ Name: Michael R. Armellino Title: General Partner GOLDMAN, SACHS & CO. By: /s/ Michael R. Armellino ------------------------ Name: Michael R. Armellino Title: General Partner Page 5 of 5 Pages Appendix A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Varian Associates, Inc. ----------------------- (Name of issuer) Common Stock ------------ (Title of Class of Securities) 922204-10-2 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement ___X___. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in item 1: and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) A-1 CUSIP NO. 922204-10-2 - -------------------------------------------------------------------------------- 1. Name of Reporting Persons S.S. or I.R.S. Identification number of Above Persons The Goldman Sachs Group, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization Delaware - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially ---------------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 777,200 Person ---------------------------------------------------------------- With: 7 Sole Dispositive Power 0 ---------------------------------------------------------------- 8 Shared Dispositive Power 946,200 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 946,200 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Representing by Amount in Row (9) 5.4% - -------------------------------------------------------------------------------- 12. Type of Reporting Person HC-PN A-2 CUSIP NO. 922204-10-2 - -------------------------------------------------------------------------------- 1. Name of reporting persons S.S. or I.R.S. Identification number of Above Persons Goldman, Sachs & Co. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or place of Organization New York - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 0 Beneficially ---------------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 777,200 Person ---------------------------------------------------------------- With: 7 Sole Dispositive Power 0 ---------------------------------------------------------------- 8 Shared Dispositive Power 946,200 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 946,200 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11. Percent of Class Representing by Amount in Row (9) 5.4% - -------------------------------------------------------------------------------- 12. Type of Reporting Person BD-PN-IA A-3 Item 1(a). Name of Issuer: Varian Associates, Inc. ------------------------------------------------------------------ Item 1(b). Address of Issuer's Principal Executive Offices: 3050 Hansen Way, Palo Alto, CA 94304-1000 ------------------------------------------------------------------ Item 2(a). Name of Person Filing: The Goldman Sachs Group, L.P. and Goldman, Sachs & Co. Item 2(b). Address of Principal Business Office, or, if None, Residence: 85 Broad Street New York, NY 10004 ------------------------------------------------------------------ Item 2(c). Citizenship: The Goldman Sachs Group, L.P. - Delaware Goldman, Sachs & Co. - New York ------------------------------------------------------------------ Item 2(d). Title and Class of Securities: Common Stock ------------------------------------------------------------------ Item 2(e). CUSIP Number: 922204-10-2 ------------------------------------------------------------------ Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) X Broker or dealer registered under Section 15 of the Act, Goldman, Sachs & Co. (b) Bank as defined in Section 3(a)(6) of the Act, (c) Insurance Company as defined in Section 3(a)(19) of the Act, (d) Investment Company registered under Section 8 of the Investment Company Act, A-4 (e) X Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940, Goldman, Sachs & Co. (f) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(F), (g) X Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G); see Item 7, The Goldman Sachs Group, L.P. (h) Group, in accordance with Rule 13d(b)(ii)(H). Item 4. Ownership. (a) Amount beneficially owned: See the response(s) to Item 9 on the attached cover page(s). (b) Percent of class: See the response(s) to Item 11 on the attached cover page(s). (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s). (ii) Shared power to vote or direct the vote: See the response(s) to Item 6 on the attached cover page(s). (iii) Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s). (iv) Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s). A-5 Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. See Exhibit (2) Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 7, 1994 THE GOLDMAN SACHS GROUP, L.P. GOLDMAN, SACHS & CO. By: /s/ Michael R. Armellino By: /s/ Michael R. Armellino ------------------------ ------------------------ Name: Michael R. Armellino Name: Michael R. Armellino Title: General Partner Title: General Partner A-6 -----END PRIVACY-ENHANCED MESSAGE-----