SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
TDK CORP

(Last) (First) (Middle)
3-9-1 SHIBAURA

(Street)
MINATO-KU, TOKYO M0 108-0023

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
IMATION CORP [ IMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/29/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/29/2015 S 6,675,764(1) D (2) 915,000 D
Common Stock 10/29/2015 S 660,946 D (2) 0 I Shares held by wholly owned subsidiary(3)
Common Stock 10/29/2015 S 1,941,167 D (2) 0 I Shares held by wholly owned subsidiary(4)
Common Stock 10/29/2015 S 63,757 D (2) 0 I Shares held by wholly owned subsidiary(5)
Common Stock 10/29/2015 S 112,504 D (2) 0 I Shares held by wholly owned subsidiary(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
TDK CORP

(Last) (First) (Middle)
3-9-1 SHIBAURA

(Street)
MINATO-KU, TOKYO M0 108-0023

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
TDK USA CORP

(Last) (First) (Middle)
455 RXR PLAZA

(Street)
UNIONDALE NY 11556

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
TDK Europe S.A.

(Last) (First) (Middle)
20, RUE DE L'INDUSTRIE, L-8399 WINDHOF

(Street)
GRAND DUCHY OF LUXEMBOURG N4

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
TDK Hong Kong CO LTD

(Last) (First) (Middle)
1/F, SAE TECHNOLOGY CENTER
6 SCIENCE PARK EAST AVE

(Street)
SHANTIN N.T K3

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
TDK Singapore (Pte) Ltd

(Last) (First) (Middle)
11 NORTH BUONA VISTA DRIVE
#13-08 THE METROPOLIS TOWER 2

(Street)
SINGAPORE U0 138589

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The number shares of common stock reported in this line includes shares received via transfers from wholly owned subsidiaries prior to and in contemplation of such disposal, as detailed in the lines below.
2. The dispositions reported herein were performed in exchange for the Issuer's performance of certain obligations, as set forth in the Agreement (the "Agreement"), dated as of September 28, 2015, by and between the Issuer and TDK Corporation ("TDK"), which was filed with the Securities and Exchange Commission on September 30, 2015 as Exhibit 4 to the Company's Amendment No. 2 to the Reporting Persons' Schedule 13D with respect to the common stock of the Issuer.
3. The shares of common stock reported on this line were directly beneficially owned by TDK U.S.A. Corporation, a wholly owned subsidiary of TDK. TDK U.S.A. Corporation transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
4. The shares of common stock reported on this line were directly beneficially owned by TDK Europe S.A., a wholly owned subsidiary of TDK. TDK Europe S.A. transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
5. The shares of common stock reported on this line were directly beneficially owned by TDK Hongkong Company Limited, a wholly owned subsidiary of TDK. TDK Hongkong Company Limited transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
6. The shares of common stock reported on this line were directly beneficially owned by TDK Singapore (Private) Limited, a wholly owned subsidiary of TDK. TDK Singapore (Private) Limited transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
Remarks:
/s/ Takehiro Kamigama, President & CEO, TDK Corporation 10/30/2015
s/ Francis J. Sweeney Jr., President & CEO, TDK U.S.A. Corporation 10/30/2015
/s/ Tetsuji Yamanishi, President, TDK Europe S.A. 10/30/2015
/s/ Motoi Kumagai, President & CEO, TDK Hongkong Company Limited 10/30/2015
/s/ Kiyoshi Takimura, TDK SINGAPORE (PRIVATE) LIMITED 10/30/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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