0001214659-15-007326.txt : 20151030
0001214659-15-007326.hdr.sgml : 20151030
20151030061341
ACCESSION NUMBER: 0001214659-15-007326
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151029
FILED AS OF DATE: 20151030
DATE AS OF CHANGE: 20151030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMATION CORP
CENTRAL INDEX KEY: 0001014111
STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695]
IRS NUMBER: 411838504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 IMATION PL
CITY: OAKDALE
STATE: MN
ZIP: 55128
BUSINESS PHONE: 6517044000
MAIL ADDRESS:
STREET 1: 1 IMATION PLACE
CITY: OAKDALE
STATE: MN
ZIP: 55128
FORMER COMPANY:
FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC
DATE OF NAME CHANGE: 19960619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TDK Singapore (Pte) Ltd
CENTRAL INDEX KEY: 0001409144
STATE OF INCORPORATION: U0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 151185288
BUSINESS ADDRESS:
STREET 1: 11 NORTH BUONA VISTA DRIVE
STREET 2: #13-08 THE METROPOLIS TOWER 2
CITY: SINGAPORE
STATE: U0
ZIP: 138589
BUSINESS PHONE: 011-65-6273-5022
MAIL ADDRESS:
STREET 1: 11 NORTH BUONA VISTA DRIVE
STREET 2: #13-08 THE METROPOLIS TOWER 2
CITY: SINGAPORE
STATE: U0
ZIP: 138589
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TDK Hong Kong CO LTD
CENTRAL INDEX KEY: 0001409143
STATE OF INCORPORATION: K3
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 151185289
BUSINESS ADDRESS:
STREET 1: 1/F SAE TECHNOLOGY CENTER
STREET 2: 6 SCIENCE PARK EAST AVE
CITY: SHANTIN N.T.
STATE: K3
ZIP: 000000
BUSINESS PHONE: 011-852-2736-2238
MAIL ADDRESS:
STREET 1: 1/F SAE TECHNOLOGY CENTER
STREET 2: 6 SCIENCE PARK EAST AVE
CITY: SHANTIN N.T.
STATE: K3
ZIP: 000000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TDK Europe S.A.
CENTRAL INDEX KEY: 0001409142
STATE OF INCORPORATION: N4
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 151185290
BUSINESS ADDRESS:
STREET 1: 20 RUE DE L'INDUSTRIE
STREET 2: WINDHOF
CITY: GRAND-DUCHY OF LUXEMBOURG
STATE: N4
ZIP: L-8399
BUSINESS PHONE: 011-352-650079
MAIL ADDRESS:
STREET 1: 20 RUE DE L'INDUSTRIE
STREET 2: WINDHOF
CITY: GRAND-DUCHY OF LUXEMBOURG
STATE: N4
ZIP: L-8399
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TDK USA CORP
CENTRAL INDEX KEY: 0000851343
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 151185291
BUSINESS ADDRESS:
STREET 1: 455 RXR PLAZA
CITY: UNIONDALE
STATE: NY
ZIP: 11050
BUSINESS PHONE: 5166250100
MAIL ADDRESS:
STREET 1: 455 RXR PLAZA
CITY: UNIONDALE
STATE: NY
ZIP: 11050
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TDK CORP
CENTRAL INDEX KEY: 0000203383
STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695]
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14310
FILM NUMBER: 151185292
BUSINESS ADDRESS:
STREET 1: SHIBAURA RENASITE TOWER
STREET 2: 3-9-1 SHIBAURA, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 108-0023
BUSINESS PHONE: 81-3-3278-5111
MAIL ADDRESS:
STREET 1: SHIBAURA RENASITE TOWER
STREET 2: 3-9-1 SHIBAURA, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 108-0023
FORMER NAME:
FORMER CONFORMED NAME: TDK ELECTRONICS CO LTD
DATE OF NAME CHANGE: 19831004
4
1
marketforms-33274.xml
PRIMARY DOCUMENT
X0306
4
2015-10-29
true
0001014111
IMATION CORP
IMN
0000203383
TDK CORP
3-9-1 SHIBAURA
MINATO-KU, TOKYO
M0
108-0023
JAPAN
false
false
true
false
0000851343
TDK USA CORP
455 RXR PLAZA
UNIONDALE
NY
11556
false
false
true
false
0001409142
TDK Europe S.A.
20, RUE DE L'INDUSTRIE, L-8399 WINDHOF
GRAND DUCHY OF LUXEMBOURG
N4
LUXEMBOURG
false
false
true
false
0001409143
TDK Hong Kong CO LTD
1/F, SAE TECHNOLOGY CENTER
6 SCIENCE PARK EAST AVE
SHANTIN N.T
K3
HONG KONG
false
false
true
false
0001409144
TDK Singapore (Pte) Ltd
11 NORTH BUONA VISTA DRIVE
#13-08 THE METROPOLIS TOWER 2
SINGAPORE
U0
138589
SINGAPORE
false
false
true
false
Common Stock
2015-10-29
4
S
false
6675764
D
915000
D
Common Stock
2015-10-29
4
S
false
660946
D
0
I
Shares held by wholly owned subsidiary
Common Stock
2015-10-29
4
S
false
1941167
D
0
I
Shares held by wholly owned subsidiary
Common Stock
2015-10-29
4
S
false
63757
D
0
I
Shares held by wholly owned subsidiary
Common Stock
2015-10-29
4
S
false
112504
D
0
I
Shares held by wholly owned subsidiary
The number shares of common stock reported in this line includes shares received via transfers from wholly owned subsidiaries prior to and in contemplation of such disposal, as detailed in the lines below.
The dispositions reported herein were performed in exchange for the Issuer's performance of certain obligations, as set forth in the Agreement (the "Agreement"), dated as of September 28, 2015, by and between the Issuer and TDK Corporation ("TDK"), which was filed with the Securities and Exchange Commission on September 30, 2015 as Exhibit 4 to the Company's Amendment No. 2 to the Reporting Persons' Schedule 13D with respect to the common stock of the Issuer.
The shares of common stock reported on this line were directly beneficially owned by TDK U.S.A. Corporation, a wholly owned subsidiary of TDK. TDK U.S.A. Corporation transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
The shares of common stock reported on this line were directly beneficially owned by TDK Europe S.A., a wholly owned subsidiary of TDK. TDK Europe S.A. transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
The shares of common stock reported on this line were directly beneficially owned by TDK Hongkong Company Limited, a wholly owned subsidiary of TDK. TDK Hongkong Company Limited transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
The shares of common stock reported on this line were directly beneficially owned by TDK Singapore (Private) Limited, a wholly owned subsidiary of TDK. TDK Singapore (Private) Limited transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line.
/s/ Takehiro Kamigama, President & CEO, TDK Corporation
2015-10-30
s/ Francis J. Sweeney Jr., President & CEO, TDK U.S.A. Corporation
2015-10-30
/s/ Tetsuji Yamanishi, President, TDK Europe S.A.
2015-10-30
/s/ Motoi Kumagai, President & CEO, TDK Hongkong Company Limited
2015-10-30
/s/ Kiyoshi Takimura, TDK SINGAPORE (PRIVATE) LIMITED
2015-10-30