0001214659-15-007326.txt : 20151030 0001214659-15-007326.hdr.sgml : 20151030 20151030061341 ACCESSION NUMBER: 0001214659-15-007326 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151029 FILED AS OF DATE: 20151030 DATE AS OF CHANGE: 20151030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMATION CORP CENTRAL INDEX KEY: 0001014111 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] IRS NUMBER: 411838504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 IMATION PL CITY: OAKDALE STATE: MN ZIP: 55128 BUSINESS PHONE: 6517044000 MAIL ADDRESS: STREET 1: 1 IMATION PLACE CITY: OAKDALE STATE: MN ZIP: 55128 FORMER COMPANY: FORMER CONFORMED NAME: 3M INFORMATION PROCESSING INC DATE OF NAME CHANGE: 19960619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK Singapore (Pte) Ltd CENTRAL INDEX KEY: 0001409144 STATE OF INCORPORATION: U0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 151185288 BUSINESS ADDRESS: STREET 1: 11 NORTH BUONA VISTA DRIVE STREET 2: #13-08 THE METROPOLIS TOWER 2 CITY: SINGAPORE STATE: U0 ZIP: 138589 BUSINESS PHONE: 011-65-6273-5022 MAIL ADDRESS: STREET 1: 11 NORTH BUONA VISTA DRIVE STREET 2: #13-08 THE METROPOLIS TOWER 2 CITY: SINGAPORE STATE: U0 ZIP: 138589 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK Hong Kong CO LTD CENTRAL INDEX KEY: 0001409143 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 151185289 BUSINESS ADDRESS: STREET 1: 1/F SAE TECHNOLOGY CENTER STREET 2: 6 SCIENCE PARK EAST AVE CITY: SHANTIN N.T. STATE: K3 ZIP: 000000 BUSINESS PHONE: 011-852-2736-2238 MAIL ADDRESS: STREET 1: 1/F SAE TECHNOLOGY CENTER STREET 2: 6 SCIENCE PARK EAST AVE CITY: SHANTIN N.T. STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK Europe S.A. CENTRAL INDEX KEY: 0001409142 STATE OF INCORPORATION: N4 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 151185290 BUSINESS ADDRESS: STREET 1: 20 RUE DE L'INDUSTRIE STREET 2: WINDHOF CITY: GRAND-DUCHY OF LUXEMBOURG STATE: N4 ZIP: L-8399 BUSINESS PHONE: 011-352-650079 MAIL ADDRESS: STREET 1: 20 RUE DE L'INDUSTRIE STREET 2: WINDHOF CITY: GRAND-DUCHY OF LUXEMBOURG STATE: N4 ZIP: L-8399 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK USA CORP CENTRAL INDEX KEY: 0000851343 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 151185291 BUSINESS ADDRESS: STREET 1: 455 RXR PLAZA CITY: UNIONDALE STATE: NY ZIP: 11050 BUSINESS PHONE: 5166250100 MAIL ADDRESS: STREET 1: 455 RXR PLAZA CITY: UNIONDALE STATE: NY ZIP: 11050 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TDK CORP CENTRAL INDEX KEY: 0000203383 STANDARD INDUSTRIAL CLASSIFICATION: MAGNETIC & OPTICAL RECORDING MEDIA [3695] FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14310 FILM NUMBER: 151185292 BUSINESS ADDRESS: STREET 1: SHIBAURA RENASITE TOWER STREET 2: 3-9-1 SHIBAURA, MINATO-KU CITY: TOKYO STATE: M0 ZIP: 108-0023 BUSINESS PHONE: 81-3-3278-5111 MAIL ADDRESS: STREET 1: SHIBAURA RENASITE TOWER STREET 2: 3-9-1 SHIBAURA, MINATO-KU CITY: TOKYO STATE: M0 ZIP: 108-0023 FORMER NAME: FORMER CONFORMED NAME: TDK ELECTRONICS CO LTD DATE OF NAME CHANGE: 19831004 4 1 marketforms-33274.xml PRIMARY DOCUMENT X0306 4 2015-10-29 true 0001014111 IMATION CORP IMN 0000203383 TDK CORP 3-9-1 SHIBAURA MINATO-KU, TOKYO M0 108-0023 JAPAN false false true false 0000851343 TDK USA CORP 455 RXR PLAZA UNIONDALE NY 11556 false false true false 0001409142 TDK Europe S.A. 20, RUE DE L'INDUSTRIE, L-8399 WINDHOF GRAND DUCHY OF LUXEMBOURG N4 LUXEMBOURG false false true false 0001409143 TDK Hong Kong CO LTD 1/F, SAE TECHNOLOGY CENTER 6 SCIENCE PARK EAST AVE SHANTIN N.T K3 HONG KONG false false true false 0001409144 TDK Singapore (Pte) Ltd 11 NORTH BUONA VISTA DRIVE #13-08 THE METROPOLIS TOWER 2 SINGAPORE U0 138589 SINGAPORE false false true false Common Stock 2015-10-29 4 S false 6675764 D 915000 D Common Stock 2015-10-29 4 S false 660946 D 0 I Shares held by wholly owned subsidiary Common Stock 2015-10-29 4 S false 1941167 D 0 I Shares held by wholly owned subsidiary Common Stock 2015-10-29 4 S false 63757 D 0 I Shares held by wholly owned subsidiary Common Stock 2015-10-29 4 S false 112504 D 0 I Shares held by wholly owned subsidiary The number shares of common stock reported in this line includes shares received via transfers from wholly owned subsidiaries prior to and in contemplation of such disposal, as detailed in the lines below. The dispositions reported herein were performed in exchange for the Issuer's performance of certain obligations, as set forth in the Agreement (the "Agreement"), dated as of September 28, 2015, by and between the Issuer and TDK Corporation ("TDK"), which was filed with the Securities and Exchange Commission on September 30, 2015 as Exhibit 4 to the Company's Amendment No. 2 to the Reporting Persons' Schedule 13D with respect to the common stock of the Issuer. The shares of common stock reported on this line were directly beneficially owned by TDK U.S.A. Corporation, a wholly owned subsidiary of TDK. TDK U.S.A. Corporation transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line. The shares of common stock reported on this line were directly beneficially owned by TDK Europe S.A., a wholly owned subsidiary of TDK. TDK Europe S.A. transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line. The shares of common stock reported on this line were directly beneficially owned by TDK Hongkong Company Limited, a wholly owned subsidiary of TDK. TDK Hongkong Company Limited transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line. The shares of common stock reported on this line were directly beneficially owned by TDK Singapore (Private) Limited, a wholly owned subsidiary of TDK. TDK Singapore (Private) Limited transferred such shares to TDK prior to the date reported on this line. TDK subsequently disposed of such shares to the Issuer on the date reported on this line. /s/ Takehiro Kamigama, President & CEO, TDK Corporation 2015-10-30 s/ Francis J. Sweeney Jr., President & CEO, TDK U.S.A. Corporation 2015-10-30 /s/ Tetsuji Yamanishi, President, TDK Europe S.A. 2015-10-30 /s/ Motoi Kumagai, President & CEO, TDK Hongkong Company Limited 2015-10-30 /s/ Kiyoshi Takimura, TDK SINGAPORE (PRIVATE) LIMITED 2015-10-30