FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/01/2007 |
3. Issuer Name and Ticker or Trading Symbol
IMATION CORP [ IMN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,047,390 | D | |
Common Stock | 660,946 | I | Shares held by wholly owned subsidiary.(1) |
Common Stock | 135,358 | I | Shares held by wholly owned subsidiary.(2) |
Common Stock | 1,805,809 | I | Shares held by wholly owned subsidiary.(3) |
Common Stock | 112,504 | I | Shares held by wholly owned subsidiary.(4) |
Common Stock | 63,757 | I | Shares held by wholly owned subsidiary.(5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. The 660,946 shares of common stock reported on this line are directly beneficially owned by TDK Electronics Corporation ("TEC"), a wholly owned subsidiary of TDK U.S.A. Corporation ("TUC"). TUC is a wholly owned subsidiary of TDK Corporation ("TDK"). TDK and TUC disclaim beneficial ownership of the securities reported on this line except to the extent of their pecuniary interests therein. |
2. The 135,358 shares of common stock reported on this line are directly beneficially owned by TDK Recording Media Europe S.A., a wholly owned subsidiary of TDK. TDK disclaims beneficial ownership of the securities reported on this line except to the extent of its pecuniary interests therein. |
3. The 1,805,809 shares of common stock reported on this line are directly beneficially owned by TDK Europe S.A., a wholly owned subsidiary of TDK. TDK disclaims beneficial ownership of the securities reported on this line except to the extent of its pecuniary interests therein. |
4. The 112,504 shares of common stock reported on this line are directly beneficially owned by TDK Singapore (Pte) Ltd, a wholly owned subsidiary of TDK. TDK disclaims beneficial ownership of the securities reported on this line except to the extent of its pecuniary interests therein. |
5. The 63,757 shares of common stock reported on this line are directly beneficially owned by TDK Hong Kong Co., Ltd., a wholly owned subsidiary of TDK. TDK disclaims beneficial ownership of the securities reported on this line except to the extent of its pecuniary interests therein. |
/s/ Shiro Nomi | 08/10/2007 | |
/s/ Francis J. Sweeney | 08/10/2007 | |
/s/ James R. Browning | 08/10/2007 | |
/s/ Keisuke Igarashi | 08/10/2007 | |
/s/ Keisuke Igarashi | 08/10/2007 | |
/s/ Osamu Katsuta | 08/10/2007 | |
/s/ Takao Akine | 08/10/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |