-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DyxnJHvq44FTCOubD6rWt+Z92m3bWUgLeyJOIvmvPWSge/2K6UOq4TQ8aP4QRo2l fi95Ryf37UKdxehaNRD78w== 0001193125-10-170463.txt : 20100729 0001193125-10-170463.hdr.sgml : 20100729 20100729142927 ACCESSION NUMBER: 0001193125-10-170463 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100729 DATE AS OF CHANGE: 20100729 EFFECTIVENESS DATE: 20100729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: MA FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 10977403 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: SOUTH BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 d13fhr.txt 13F-HR OMB APPROVAL OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per response. . . . . .22.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2010 Check here if Amendment [_]; Amendment Number: ----------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ESSEX INVESTMENT MANAGEMENT CO., LLC Address: 125 HIGH STREET, 29TH FLOOR, BOSTON MA 02110 Form 13F File Number: 28-00878 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael S. McCarthy Title: Senior Vice President & Director of Operations Phone: (617) 342-3245 Signature, Place, and Date of Signing: /s/ Michael S. McCarthy Boston, MA 7/28/2010 - ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name: - -------------------- ----- 28- 04975 Affiliated Managers Group, Inc. [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 549 Form 13F Information Table Value Total: $1,538,018,985.39 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number: Name: --- --------------------- ----- 1 28- 04975 Affiliated Managers Group [Repeat as necessary.] 13 F Summary - 7/1/2010
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------- ------------------------ SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ -------- --------- ------ ------- ASA LIMITED COMMON G3156P103 3,229,522.40 119,435 119,435 119,435 INTERCELL AG COMMON A3539S101 68,504.64 3,661 3,661 3,661 GSE SYS INC COMMON 36227K106 5,920,474.70 1,458,245 1,458,245 1,319,575 138,670 TRANSCEND SERVICES INC COMMON 893929208 8,164,435.50 604,773 604,773 582,683 22,090 NETWORK ENGINES INC COMMON 64121A107 6,417,155.34 2,367,954 2,367,954 2,349,016 18,938 AMTECH SYS INC COMMON 032332504 3,991,934.60 478,076 478,076 474,306 3,770 PDI INC COMMON 69329V100 6,223,637.16 751,647 751,647 745,670 5,977 RICHARDSON ELECTRS LTD COMMON 763165107 6,750,882.00 750,098 750,098 744,098 6,000 INTERACTIVE INTELLIGENCE INC COMMON 45839M103 11,513,453.94 700,758 700,758 695,484 5,274 POWERSECURE INTL INC COMMON 73936N105 6,395,296.77 703,553 703,553 698,885 4,668 BUILD A BEAR WORKSHOP COMMON 120076104 5,320,306.68 784,706 784,706 778,430 6,276 BALLANTYNE STRONG INC COMMON 058516105 3,929,879.24 542,801 542,801 538,474 4,327 AUDIOCODES LTD COMMON M15342104 3,685,099.21 1,491,943 1,491,943 1,425,393 66,550 LOCAL COM CORP COMMON 53954R105 3,983,951.16 582,449 582,449 577,881 4,568 BIOSCRIP INC COMMON 09069N108 10,069,335.96 1,921,629 1,921,629 1,863,535 58,094 MEDTOX SCIENTIFIC INC COMMON 584977201 3,794,968.20 308,534 308,534 306,065 2,469 ALPHA PRO TECH LTD COMMON 020772109 1,429,428.40 772,664 772,664 766,482 6,182 LSI INDS INC COMMON 50216C108 4,003,991.20 820,490 820,490 813,942 6,548 DXP ENTERPRISES INC NEW COMMON 233377407 7,251,427.50 463,350 463,350 459,643 3,707 SCIENTIFIC LEARNING CORP COMMON 808760102 3,140,483.00 597,050 597,050 592,277 4,773 3SBIO INC COMMON 88575Y105 7,823,000.91 672,657 672,657 667,489 5,168 WONDER AUTO TECHNOLOGY INC COMMON 978166106 7,283,143.80 994,965 994,965 987,247 7,718 APPLIED SIGNAL TECHNOLOGY IN COMMON 038237103 7,123,066.05 362,497 362,497 359,599 2,898 NESS TECHNOLOGIES INC COMMON 64104X108 4,462,888.63 1,035,473 1,035,473 1,027,201 8,272 U.S. AUTO PARTS NETWORK INC COMMON 90343C100 4,911,804.00 818,634 818,634 812,086 6,548 CEVA INC COMMON 157210105 6,818,679.00 541,165 541,165 536,827 4,338 TOMOTHERAPY INC COMMON 890088107 4,433,870.82 1,394,299 1,394,299 1,383,153 11,146 CUTERA INC COMMON 232109108 3,151,680.42 342,202 342,202 339,602 2,600 WESTPORT INNOVATIONS INC COMMON 960908309 15,678,012.84 999,236 999,236 948,115 51,121
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------- ----------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ -------- --------- ------ ------ ZIX CORP COMMON 98974P100 3,239,678.36 1,433,486 1,433,486 1,421,987 11,499 DIVX INC COMMON 255413106 5,595,675.96 730,506 730,506 724,651 5,855 PRESSTEK INC COMMON 741113104 2,816,759.97 797,949 797,949 791,614 6,335 GEORESOURCES INC COMMON 372476101 5,845,919.52 419,664 419,664 416,438 3,226 PERFICIENT INC COMMON 71375U101 5,760,947.61 646,571 646,571 641,404 5,167 SATCON TECHNOLOGY CORP COMMON 803893106 4,290,223.08 1,500,078 1,500,078 1,468,262 31,816 LIQUIDITY SERVICES INC COMMON 53635B107 7,269,639.84 560,929 560,929 556,618 4,311 HEALTH GRADES INC COMMON 42218Q102 3,694,416.00 615,736 615,736 610,822 4,914 COMVERGE INC COMMON 205859101 4,629,013.76 516,631 516,631 512,501 4,130 POWER ONE INC NEW COMMON 73930R102 12,212,829.00 1,809,308 1,809,308 1,753,698 55,610 ACETO CORP COMMON 004446100 2,959,075.14 516,418 516,418 512,295 4,123 CHINA INTEGRATED ENERGY INC COMMON 16948P105 5,581,683.60 672,492 672,492 667,116 5,376 EXIDE TECHNOLOGIES COMMON 302051206 7,633,464.80 1,467,974 1,467,974 1,456,701 11,273 TITAN INTL INC ILL COMMON 88830M102 6,524,298.21 654,393 654,393 649,389 5,004 NEOGEN CORP COMMON 640491106 10,840,238.60 416,132 416,132 412,935 3,197 UNICA CORP COMMON 904583101 3,759,479.40 392,430 392,430 389,320 3,110 GMX RES INC COMMON 38011M108 3,643,907.85 561,465 561,465 558,303 3,162 NEWPORT CORP COMMON 651824104 5,772,280.02 637,117 637,117 632,573 4,544 LOOPNET INC COMMON 543524300 7,187,551.56 582,932 582,932 578,473 4,459 JAZZ PHARMACEUTICALS INC COMMON 472147107 5,108,683.50 652,450 652,450 647,780 4,670 XYRATEX LTD COMMON G98268108 7,020,635.70 496,158 496,158 492,199 3,959 NIC INC COMMON 62914B100 6,657,772.14 1,038,654 1,038,654 1,030,862 7,792 TESCO CORP COMMON 88157K101 7,506,014.92 611,239 611,239 606,570 4,669 PLX TECHNOLOGY INC COMMON 693417107 2,473,859.80 590,420 590,420 585,696 4,724 RADIANT SYSTEMS INC COMMON 75025N102 7,773,724.92 537,602 537,602 533,300 4,302 HEARTWARE INTL INC COMMON 422368100 14,928,903.99 213,057 213,057 211,354 1,703 ACACIA RESH CORP COMMON 003881307 7,403,783.62 520,294 520,294 515,703 4,591 FUELCELL ENERGY INC COMMON 35952H106 1,913,467.94 1,621,583 1,621,583 1,609,164 12,419 MERGE HEALTHCARE INC COMMON 589499102 3,515,276.29 1,199,753 1,199,753 1,190,151 9,602 CARDTRONICS INC COMMON 14161H108 7,783,892.64 600,609 600,609 595,995 4,614 ROGERS CORP COMMON 775133101 6,136,253.59 220,967 220,967 219,265 1,702
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------- ----------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ -------- --------- ------ ------ OMNICELL INC COMMON 68213N109 5,251,662.36 449,244 449,244 445,655 3,589 CIRCOR INTL INC COMMON 17273K109 5,892,915.76 230,372 230,372 228,707 1,665 COGO GROUP INC COMMON 192448108 2,975,494.08 476,842 476,842 473,025 3,817 IXIA COMMON 45071R109 7,286,338.65 848,235 848,235 820,142 28,093 NATUS MEDICAL INC DEL COMMON 639050103 5,916,071.88 363,172 363,172 360,392 2,780 ENTEGRIS INC COMMON 29362U104 6,590,164.27 1,659,991 1,659,991 1,647,234 12,757 INTERFACE INC COMMON 458665106 7,674,084.42 714,533 714,533 709,045 5,488 GENERAL STEEL HOLDINGS INC COMMON 370853103 1,512,394.20 643,572 643,572 638,427 5,145 HARRIS & HARRIS GROUP INC COMMON 413833104 1,554,371.78 380,042 380,042 349,299 30,743 AKORN INC COMMON 009728106 3,337,225.65 1,123,645 1,123,645 1,114,697 8,948 SUPER MICRO COMPUTER INC COMMON 86800U104 5,933,628.00 439,528 439,528 436,156 3,372 LAYNE CHRISTENSEN CO COMMON 521050104 5,630,106.06 231,978 231,978 230,208 1,770 REHABCARE GROUP INC COMMON 759148109 6,228,905.76 285,992 285,992 283,799 2,193 NUTRI SYS INC NEW COMMON 67069D108 8,276,017.92 360,768 360,768 358,592 2,176 AFFYMETRIX INC COMMON 00826T108 4,767,170.50 807,995 807,995 802,387 5,608 ACME PACKET INC COMMON 004764106 18,274,233.60 679,845 679,845 656,647 23,198 MADDEN STEVEN LTD COMMON 556269108 9,432,769.76 299,263 299,263 296,952 2,311 SONIC SOLUTIONS COMMON 835460106 2,759,282.55 330,453 330,453 300,762 29,691 NXSTAGE MEDICAL INC COMMON 67072V103 7,665,171.64 516,521 516,521 512,631 3,890 HEADWATERS INC COMMON 42210P102 1,822,317.24 641,661 641,661 637,248 4,413 EZCHIP SEMICONDUCTOR LIMITED COMMON M4146Y108 4,584,335.00 261,962 261,962 250,040 11,922 CIRRUS LOGIC INC COMMON 172755100 11,051,174.19 698,999 698,999 670,727 28,272 BLACKBOARD INC COMMON 091935502 12,680,814.35 339,695 339,695 337,555 2,140 PAREXEL INTL CORP COMMON 699462107 12,553,131.92 579,019 579,019 575,139 3,880 LA Z BOY INC COMMON 505336107 3,784,596.81 509,367 509,367 505,701 3,666 AMERICAN PUBLIC EDUCATION IN COMMON 02913V103 7,875,701.40 180,222 180,222 178,926 1,296 DG FASTCHANNEL INC COMMON 23326R109 9,050,789.16 277,802 277,802 267,793 10,009 RENAISSANCE LEARNING INC COMMON 75968L105 4,080,896.69 277,801 277,801 275,672 2,129 GSI COMMERCE INC COMMON 36238G102 16,879,881.60 586,107 586,107 570,122 15,985 CALAVO GROWERS INC COMMON 128246105 2,376,485.16 132,321 132,321 131,264 1,057 LIMELIGHT NETWORKS INC COMMON 53261M104 3,346,861.37 762,383 762,383 756,281 6,102
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------- ----------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------- --------- --------- ------ ------ -------- --------- ------ ------ LIGHTSCAPE TECHNOLOGIES INC COMMON 53227B101 62,322.00 479,400 479,400 479,400 SWIFT ENERGY CO COMMON 870738101 7,952,470.11 295,521 295,521 293,385 2,136 AMERICAN SUPERCONDUCTOR CORP COMMON 030111108 9,392,638.04 351,916 351,916 348,291 3,625 PARK ELECTROCHEMICAL CORP COMMON 700416209 3,824,949.36 156,696 156,696 155,489 1,207 ARUBA NETWORKS INC COMMON 043176106 9,995,867.68 701,957 701,957 681,216 20,741 VOLCANO CORPORATION COMMON 928645100 7,903,814.96 362,228 362,228 359,620 2,608 JA SOLAR HOLDINGS CO LTD COMMON 466090107 5,615,300.16 1,210,194 1,210,194 1,200,886 9,308 THORATEC CORP COMMON 885175307 17,409,740.28 407,436 407,436 393,333 14,103 QKL STORES INC COMMON 74732Y105 861,457.80 205,109 205,109 161,654 43,455 KAYDON CORP COMMON 486587108 7,577,614.58 230,603 230,603 229,160 1,443 ULTA SALON COSMETCS & FRAG I COMMON 90384S303 9,547,016.13 403,594 403,594 400,807 2,787 CHINA ELEC MTR INC COMMON 16890A205 643,814.85 129,804 129,804 118,896 10,908 CORINTHIAN COLLEGES INC COMMON 218868107 5,008,518.15 508,479 508,479 504,847 3,632 II VI INC COMMON 902104108 4,902,135.35 165,445 165,445 164,173 1,272 ARIBA INC COMMON 04033V203 7,595,838.18 476,826 476,826 438,770 38,056 ACXIOM CORP COMMON 005125109 6,225,034.40 423,760 423,760 420,709 3,051 OMNIVISION TECHNOLOGIES INC COMMON 682128103 5,968,853.12 278,398 278,398 253,648 24,750 CINEMARK HOLDINGS INC COMMON 17243V102 7,631,773.45 580,363 580,363 576,399 3,964 US GOLD CORPORATION COMMON 912023207 2,822,378.49 563,349 563,349 556,662 6,687 CONSTANT CONTACT INC COMMON 210313102 2,940,767.10 137,870 137,870 114,839 23,031 ALKERMES INC COMMON 01642T108 5,696,783.85 457,573 457,573 454,274 3,299 RUBICON TECHNOLOGY INC COMMON 78112T107 2,745,148.50 92,150 92,150 78,394 13,756 NANOMETRICS INC COMMON 630077105 968,518.92 95,988 95,988 95,988 CONCUR TECHNOLOGIES INC COMMON 206708109 9,385,289.32 219,899 219,899 218,417 1,482 MELA SCIENCES INC COMMON 55277R100 792,479.04 106,516 106,516 106,516 GEOEYE INC COMMON 37250W108 2,824,615.98 90,707 90,707 86,166 4,541 SRS LABS INC COMMON 78464M106 529,318.35 57,849 57,849 57,849 JDS UNIPHASE CORP COMMON 46612J507 8,196,631.44 832,991 832,991 747,216 85,775 KIT DIGITAL INC COMMON 482470200 749,700.00 85,000 85,000 75,791 9,209 URANIUM RES INC COMMON 916901507 115,729.87 291,511 291,511 291,511 MARKET VECTORS ETF TR COMMON 57060U589 3,930,973.78 144,203 144,203 141,239 2,964
INVESTMENT DISCRETION VOTING AUTHORITY --------------------- ---------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ -------- ------- ------ ------- SHAW GROUP INC COMMON 820280105 9,822,953.66 287,053 287,053 262,628 24,425 BRUKER CORP COMMON 116794108 6,426,219.52 528,472 528,472 524,662 3,810 STILLWATER MNG CO COMMON 86074Q102 3,641,138.62 313,351 313,351 288,588 24,763 SOURCEFIRE INC COMMON 83616T108 1,650,606.00 86,874 86,874 85,571 1,303 CHINA INTLLGNT LTG & ELCTR I COMMON 16890G202 114,800.00 40,000 40,000 40,000 CYBERSOURCE CORP COMMON 23251J106 5,511,288.75 215,875 215,875 183,243 32,632 ILLUMINA INC COMMON 452327109 15,979,079.46 367,082 367,082 344,140 22,942 ANCESTRY COM INC COMMON 032803108 2,170,096.82 123,161 123,161 108,995 14,166 ATHENAHEALTH INC COMMON 04685W103 2,471,140.23 94,571 94,571 83,782 10,789 QUANTA SVCS INC COMMON 74762E102 12,273,534.00 594,360 594,360 543,789 50,571 STR HLDGS INC COMMON 78478V100 2,017,258.80 107,301 107,301 93,318 13,983 BE AEROSPACE INC COMMON 073302101 6,480,326.90 254,830 254,830 231,377 23,453 WILLIAMS CLAYTON ENERGY INC COMMON 969490101 1,253,617.56 29,763 29,763 29,763 IRONWOOD PHARMACEUTICALS INC COMMON 46333X108 484,404.96 40,638 40,638 40,638 LOGMEIN INC COMMON 54142L109 1,426,807.08 54,396 54,396 41,003 13,393 DRAGONWAVE INC COMMON 26144M103 508,173.63 84,837 84,837 84,837 GRAND CANYON ED INC COMMON 38526M106 2,332,854.81 99,567 99,567 89,163 10,404 VOLTERRA SEMICONDUCTOR CORP COMMON 928708106 1,350,186.06 58,551 58,551 58,551 AKAMAI TECHNOLOGIES INC COMMON 00971T101 14,720,865.07 362,851 362,851 327,296 35,555 SUCCESSFACTORS INC COMMON 864596101 3,118,500.00 150,000 150,000 150,000 HMS HLDGS CORP COMMON 40425J101 3,041,254.02 56,091 56,091 48,538 7,553 LULULEMON ATHLETICA INC COMMON 550021109 3,891,797.64 104,562 104,562 93,284 11,278 ARCSIGHT INC COMMON 039666102 1,529,371.34 68,306 68,306 68,306 SKYWORKS SOLUTIONS INC COMMON 83088M102 5,954,103.38 354,622 354,622 321,015 33,607 HUMAN GENOME SCIENCES INC COMMON 444903108 8,182,118.12 361,082 361,082 328,400 32,682 NUANCE COMMUNICATIONS INC COMMON 67020Y100 8,079,099.60 540,408 540,408 488,919 51,489 ROYAL GOLD INC COMMON 780287108 4,685,088.00 97,606 97,606 95,433 2,173 CARBO CERAMICS INC COMMON 140781105 3,075,727.14 42,606 42,606 41,063 1,543 SNAP ON INC COMMON 833034101 4,281,231.50 104,650 104,650 96,271 8,379 BUCYRUS INTL INC NEW COMMON 118759109 6,948,388.20 146,436 146,436 145,320 1,116 ROSETTA STONE INC COMMON 777780107 833,126.56 36,286 36,286 25,164 11,122
INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------ ------- ------- ------ ------ -------- ------- ------ ------ MOHAWK INDS INC COMMON 608190104 5,530,233.28 120,853 120,853 109,776 11,077 TELVENT GIT SA COMMON E90215109 989,942.60 59,278 59,278 48,149 11,129 A123 SYS INC COMMON 03739T108 1,718,824.96 182,272 182,272 168,604 13,668 NPS PHARMACEUTICALS INC COMMON 62936P103 650,143.76 100,954 100,954 90,451 10,503 NEW GOLD INC CDA COMMON 644535106 4,060,553.34 655,986 655,986 651,252 4,734 MCDERMOTT INTL INC COMMON 580037109 8,274,661.50 382,025 382,025 345,446 36,579 ART TECHNOLOGY GROUP INC COMMON 04289L107 854,158.68 249,754 249,754 249,754 COMMSCOPE INC COMMON 203372107 3,571,394.96 150,248 150,248 135,846 14,402 NII HLDGS INC COMMON 62913F201 8,608,369.20 264,710 264,710 242,046 22,664 RTI INTL METALS INC COMMON 74973W107 1,137,389.25 47,175 47,175 43,570 3,605 TRIQUINT SEMICONDUCTOR INC COMMON 89674K103 1,481,027.34 242,394 242,394 239,486 2,908 CODEXIS INC COMMON 192005106 461,170.20 52,645 52,645 42,131 10,514 NICE SYS LTD COMMON 653656108 2,317,168.45 90,905 90,905 87,965 2,940 VMWARE INC COMMON 928563402 9,148,655.12 146,168 146,168 132,354 13,814 HARBIN ELECTRIC INC COMMON 41145W109 666,666.00 40,040 40,040 32,943 7,097 FORTINET INC COMMON 34959E109 1,393,290.00 84,750 84,750 74,516 10,234 ENERNOC INC COMMON 292764107 960,869.28 30,562 30,562 28,870 1,692 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 5,395,952.52 122,108 122,108 111,479 10,629 CAVIUM NETWORKS INC COMMON 14965A101 1,430,131.14 54,606 54,606 54,606 WALTER ENERGY INC COMMON 93317Q105 4,010,684.35 65,911 65,911 59,872 6,039 SXC HEALTH SOLUTIONS CORP COMMON 78505P100 2,660,293.50 36,318 36,318 33,150 3,168 ADVANCED ENERGY INDS COMMON 007973100 616,417.24 50,156 50,156 50,156 AMERICAN SCIENCE & ENGR INC COMMON 029429107 791,517.06 10,386 10,386 7,688 2,698 NETFLIX INC COMMON 64110L106 6,298,331.85 57,969 57,969 51,494 6,475 MEDIFAST INC COMMON 58470H101 437,490.35 16,885 16,885 16,885 CLEAN HARBORS INC COMMON 184496107 1,809,738.91 27,251 27,251 27,251 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 5,031,327.51 220,963 220,963 200,518 20,445 CARRIZO OIL & CO INC COMMON 144577103 547,758.63 35,271 35,271 35,271 SUPERIOR WELL SVCS INC COMMON 86837X105 519,992.00 31,100 31,100 31,100 MERCADOLIBRE INC COMMON 58733R102 2,293,492.20 43,644 43,644 40,523 3,121 SMUCKER J M CO COMMON 832696405 7,055,856.96 117,168 117,168 103,051 14,117
INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ -------- ------- ------ ------ RANDGOLD RES LTD COMMON 752344309 8,236,712.25 86,931 86,931 81,703 5,228 AECOM TECHNOLOGY CORP DELAWA COMMON 00766T100 2,517,137.36 109,156 109,156 95,738 13,418 FSI INTL INC COMMON 302633102 146,650.00 35,000 35,000 35,000 FINISAR CORP COMMON 31787A507 1,025,269.00 68,810 68,810 68,810 RANGE RES CORP COMMON 75281A109 5,907,590.70 147,138 147,138 138,838 8,300 COINSTAR INC COMMON 19259P300 1,236,633.63 28,779 28,779 28,398 381 COGNEX CORP COMMON 192422103 623,421.96 35,462 35,462 35,462 WABTEC CORP COMMON 929740108 1,709,326.39 42,851 42,851 42,851 MILLER HERMAN INC COMMON 600544100 959,501.76 50,848 50,848 50,848 VISTAPRINT N V COMMON N93540107 1,827,035.28 38,472 38,472 38,472 HEALTHSOUTH CORP COMMON 421924309 1,534,650.33 82,023 82,023 82,023 LIVEPERSON INC COMMON 538146101 305,091.64 44,474 44,474 43,235 1,239 LIGHTBRIDGE CORP COMMON 53224K104 72,274.80 8,814 8,814 8,814 UNITED THERAPEUTICS CORP DEL COMMON 91307C102 2,196,840.48 45,008 45,008 45,008 ROCKWELL AUTOMATION INC COMMON 773903109 5,619,872.29 114,481 114,481 103,926 10,555 CHINA NAT GAS INC COMMON 168910206 140,574.72 16,896 16,896 12,308 4,588 CELGENE CORP COMMON 151020104 18,181,464.84 357,762 357,762 313,356 44,406 LUMINEX CORP DEL COMMON 55027E102 516,282.60 31,830 31,830 31,830 NEKTAR THERAPEUTICS COMMON 640268108 825,183.70 68,197 68,197 68,197 VERTEX PHARMACEUTICALS INC COMMON 92532F100 4,734,770.60 143,914 143,914 131,653 12,261 INTEGRATED DEVICE TECHNOLOGY COMMON 458118106 571,135.95 115,381 115,381 115,381 JOY GLOBAL INC COMMON 481165108 3,595,510.29 71,781 71,781 70,781 1,000 AGNICO EAGLE MINES LTD COMMON 008474108 6,543,331.68 107,656 107,656 98,628 9,028 CORE LABORATORIES N V COMMON N22717107 2,250,904.89 15,249 15,249 15,249 BRIDGEPOINT ED INC COMMON 10807M105 580,416.72 36,712 36,712 33,597 3,115 PARKER HANNIFIN CORP COMMON 701094104 5,975,593.16 107,746 107,746 98,243 9,503 NYSE EURONEXT COMMON 629491101 4,772,087.82 172,714 172,714 155,911 16,803 GREEN MTN COFFEE ROASTERS IN COMMON 393122106 2,221,739.30 86,449 86,449 83,621 2,828 ALLIED NEVADA GOLD CORP COMMON 019344100 1,123,944.48 57,111 57,111 57,111 FEI CO COMMON 30241L109 486,186.57 24,667 24,667 19,037 5,630 NEW ORIENTAL ED & TECH GRP I COMMON 647581107 2,280,545.68 24,472 24,472 21,433 3,039
INVESTMENT DISCRETION VOTING AUTHORITY ----------------------- ------------------------ SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------ --------- --------- ------ ------ -------- --------- ------ ------- ASIAINFO HLDGS INC COMMON 04518A104 650,684.76 29,766 29,766 22,253 7,513 RIGHTNOW TECHNOLOGIES INC COMMON 76657R106 313,800.00 20,000 20,000 20,000 AMPHENOL CORP NEW COMMON 032095101 4,213,487.04 107,268 107,268 107,268 PETROHAWK ENERGY CORP COMMON 716495106 3,009,629.50 177,350 177,350 177,350 FIFTH THIRD BANCORP COMMON 316773100 5,720,515.69 465,461 465,461 425,708 39,753 BIOMARIN PHARMACEUTICAL INC COMMON 09061G101 1,114,715.28 58,793 58,793 51,534 7,259 CUMMINS INC COMMON 231021106 7,517,499.99 115,423 115,423 105,250 10,173 WHOLE FOODS MKT INC COMMON 966837106 3,536,695.74 98,187 98,187 66,398 31,789 AMERIPRISE FINL INC COMMON 03076C106 5,309,158.98 146,946 146,946 132,817 14,129 TELESTONE TECHNOLOGIES CORP COMMON 87953J102 50,353.04 5,966 5,966 5,966 CTRIP COM INTL LTD COMMON 22943F100 2,974,000.80 79,180 79,180 62,279 16,901 G-III APPAREL GROUP LTD COMMON 36237H101 241,397.94 10,546 10,546 10,546 STARWOOD HOTELS&RESORTS WRLD COMMON 85590A401 4,331,962.23 104,561 104,561 94,607 9,954 TETRA TECH INC NEW COMMON 88162G103 653,169.88 33,308 33,308 23,761 9,547 ROCKWOOD HLDGS INC COMMON 774415103 911,434.61 40,169 40,169 40,169 CONCHO RES INC COMMON 20605P101 2,715,817.72 49,084 49,084 47,590 1,494 MOMENTA PHARMACEUTICALS INC COMMON 60877T100 295,564.08 24,108 24,108 24,108 ENTROPIC COMMUNICATIONS INC COMMON 29384R105 240,203.58 37,887 37,887 37,887 WOODWARD GOVERNOR CO COMMON 980745103 913,871.88 35,796 35,796 35,796 CREE INC COMMON 225447101 3,351,474.90 55,830 55,830 50,347 5,483 MICROS SYS INC COMMON 594901100 1,330,126.32 41,736 41,736 41,736 BARRETT BILL CORP COMMON 06846N104 730,756.73 23,749 23,749 22,963 786 TJX COS INC NEW COMMON 872540109 8,858,623.45 211,171 211,171 192,196 18,975 SILVER STD RES INC COMMON 82823L106 706,038.90 39,554 39,554 39,554 SIRIUS XM RADIO INC COMMON 82967N108 1,849,362.98 1,947,723 1,947,723 1,643,532 304,191 QUICKSILVER RESOURCES INC COMMON 74837R104 931,370.00 84,670 84,670 84,670 SALESFORCE COM INC COMMON 79466L302 5,353,537.42 62,381 62,381 57,087 5,294 ECOSPHERE TECH INC COMMON 27922X105 76,508.00 61,700 61,700 6,700 55,000 INTREPID POTASH INC COMMON 46121Y102 701,173.53 35,829 35,829 35,829 BROADCOM CORP COMMON 111320107 6,779,950.80 205,640 205,640 190,755 14,885 ACUITY BRANDS INC COMMON 00508Y102 733,420.80 20,160 20,160 20,160
INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ -------- ------- ------ ------ ALLIANCE DATA SYSTEMS CORP COMMON 018581108 1,461,811.20 24,560 24,560 24,560 LENNAR CORP COMMON 526057104 968,636.76 69,636 69,636 64,302 5,334 L-1 IDENTITY SOLUTIONS INC COMMON 50212A106 335,036.52 40,908 40,908 39,504 1,404 NETAPP INC COMMON 64110D104 5,740,591.22 153,862 153,862 139,866 13,996 ALLERGAN INC COMMON 018490102 7,808,121.72 134,022 134,022 121,362 12,660 SUPERIOR ENERGY SVCS INC COMMON 868157108 629,795.11 33,733 33,733 33,733 GRAFTECH INTL LTD COMMON 384313102 778,982.84 53,282 53,282 53,282 ARM HLDGS PLC COMMON 042068106 2,323,202.00 187,355 187,355 167,863 19,492 GOLDCORP INC NEW COMMON 380956409 13,626,475.20 310,752 310,752 288,403 22,349 OSIRIS THERAPEUTICS INC NEW COMMON 68827R108 80,381.35 13,835 13,835 6,975 6,860 PERRIGO CO COMMON 714290103 2,283,173.64 38,652 38,652 38,652 TERADYNE INC COMMON 880770102 721,821.75 74,033 74,033 74,033 JANUS CAP GROUP INC COMMON 47102X105 663,797.76 74,752 74,752 74,752 SOLERA HOLDINGS INC COMMON 83421A104 1,005,527.40 27,777 27,777 27,777 HAEMONETICS CORP COMMON 405024100 514,113.12 9,606 9,606 7,132 2,474 ZIONS BANCORPORATION COMMON 989701107 1,318,013.28 61,104 61,104 61,104 CYTEC INDS INC COMMON 232820100 738,055.44 18,456 18,456 18,456 VALSPAR CORP COMMON 920355104 1,111,066.56 36,888 36,888 34,070 2,818 RIVERBED TECHNOLOGY INC COMMON 768573107 720,412.46 26,083 26,083 20,598 5,485 ALEXION PHARMACEUTICALS INC COMMON 015351109 1,668,538.05 32,595 32,595 32,595 BIODEL INC COMMON 09064M105 32,583.60 8,620 8,620 8,620 TOLL BROTHERS INC COMMON 889478103 954,736.88 58,358 58,358 53,887 4,471 IAMGOLD CORP COMMON 450913108 2,233,337.60 126,320 126,320 125,734 586 PALOMAR MED TECHNOLOGIES INC COMMON 697529303 70,497.00 6,300 6,300 6,300 INSPIRE PHARMACEUTICALS INC COMMON 457733103 133,891.68 26,832 26,832 26,832 DEVRY INC DEL COMMON 251893103 1,209,317.11 23,039 23,039 20,384 2,655 SINA CORP COMMON G81477104 695,115.64 19,714 19,714 19,714 FEDEX CORP COMMON 31428X106 7,062,110.19 100,729 100,729 91,850 8,879 NETSOL TECHNOLOGIES INC COMMON 64115A204 8,500.93 11,626 11,626 11,626 ASML HOLDING N V COMMON N07059186 3,665,871.50 133,450 133,450 119,856 13,594 MYLAN INC COMMON 628530107 1,623,929.04 95,301 95,301 95,301
INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ -------- ------- ------ ------ OMNICOM GROUP INC COMMON 681919106 3,220,975.80 93,906 93,906 84,330 9,576 AVAGO TECHNOLOGIES LTD COMMON Y0486S104 1,509,643.98 71,683 71,683 64,388 7,295 GFI GROUP INC COMMON 361652209 194,959.62 34,939 34,939 14,795 20,144 ADEPT TECHNOLOGY INC COMMON 006854202 11,874.24 2,356 2,356 2,356 TENET HEALTHCARE CORP COMMON 88033G100 580,652.94 133,791 133,791 133,791 ECOLOGY & ENVIRONMENT INC COMMON 278878103 8,388.27 687 687 687 POTASH CORP SASK INC COMMON 73755L107 6,739,052.32 78,143 78,143 70,881 7,262 JOHNSON CTLS INC COMMON 478366107 4,752,389.42 176,866 176,866 161,373 15,493 TEVA PHARMACEUTICAL INDS LTD COMMON 881624209 12,502,659.18 240,482 240,482 210,940 29,542 COVANCE INC COMMON 222816100 811,677.12 15,816 15,816 15,816 NETLOGIC MICROSYSTEMS INC COMMON 64118B100 408,000.00 15,000 15,000 15,000 DENBURY RES INC COMMON 247916208 1,396,421.76 95,384 95,384 95,384 GARDNER DENVER INC COMMON 365558105 558,088.44 12,516 12,516 12,516 HALLIBURTON CO COMMON 406216101 5,249,747.45 213,839 213,839 193,831 20,008 ORCHID CELLMARK INC COMMON 68573C107 12,110.22 7,082 7,082 7,082 ELDORADO GOLD CORP NEW COMMON 284902103 2,199,219.96 122,451 122,451 116,201 6,250 GOOGLE INC COMMON 38259P508 24,392,603.95 54,821 54,821 47,956 6,865 THERMO FISHER SCIENTIFIC INC COMMON 883556102 4,505,487.75 91,855 91,855 82,903 8,952 PERKINELMER INC COMMON 714046109 539,962.41 26,123 26,123 26,123 TESLA MTRS INC COMMON 88160R101 491,779.71 20,637 20,637 18,677 1,960 ALLIANCE FIBER OPTIC PRODS I COMMON 018680108 12,455.79 8,961 8,961 8,961 CECO ENVIRONMENTAL CORP COMMON 125141101 14,062.40 2,992 2,992 2,992 DATALINK CORP COMMON 237934104 11,951.63 2,773 2,773 2,773 PAN AMERICAN SILVER CORP COMMON 697900108 559,421.12 22,129 22,129 22,129 KINROSS GOLD CORP COMMON 496902404 2,448,159.59 143,251 143,251 134,726 8,525 CBS CORP NEW COMMON 124857202 1,633,408.11 126,327 126,327 116,677 9,650 MEDIWARE INFORMATION SYS INC COMMON 584946107 14,202.00 1,578 1,578 1,578 DOCUMENT SEC SYS INC COMMON 25614T101 11,028.40 3,490 3,490 3,490 JUPITER MEDIA METRIX INC COMMON 48206U104 1,537.58 6,989 6,989 6,989 LOWES COS INC COMMON 548661107 5,485,424.60 268,630 268,630 245,196 23,434 FOSTER WHEELER AG COMMON H27178104 499,585.32 23,722 23,722 23,722
INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ -------- ------- ------ ------ DOLLAR TREE INC COMMON 256746108 965,899.26 23,202 23,202 23,202 CHINA-BIOTICS INC COMMON 16937B109 52,690.50 4,050 4,050 2,998 1,052 APPLE INC COMMON 037833100 41,343,231.51 164,367 164,367 147,158 17,209 TRANSACT TECHNOLOGIES INC COMMON 892918103 12,315.10 1,687 1,687 1,687 F5 NETWORKS INC COMMON 315616102 980,002.44 14,292 14,292 14,292 POLYCOM INC COMMON 73172K104 449,382.15 15,085 15,085 15,085 VERISK ANALYTICS INC COMMON 92345Y106 652,567.50 21,825 21,825 15,154 6,671 ITRON INC COMMON 465741106 425,136.14 6,877 6,877 6,877 STERICYCLE INC COMMON 858912108 942,187.86 14,367 14,367 9,889 4,478 JACOBS ENGR GROUP INC DEL COMMON 469814107 769,248.40 21,110 21,110 15,791 5,319 FIRST SOLAR INC COMMON 336433107 1,625,720.06 14,282 14,282 14,282 BAIDU INC COMMON 056752108 2,970,670.80 43,635 43,635 42,453 1,182 ALEXANDER & BALDWIN INC COMMON 014482103 199,526.00 6,700 6,700 2,200 4,500 BERKSHIRE HATHAWAY INC DEL COMMON 084670702 12,286,205.75 154,175 154,175 145,325 8,850 OVERSTOCK COM INC DEL COMMON 690370101 65,052.00 3,600 3,600 3,600 TREEHOUSE FOODS INC COMMON 89469A104 248,207.76 5,436 5,436 5,436 EXPRESS SCRIPTS INC COMMON 302182100 4,029,519.96 85,698 85,698 78,102 7,596 LINEAR TECHNOLOGY CORP COMMON 535678106 928,436.85 33,385 33,385 33,385 CISCO SYS INC COMMON 17275R102 17,832,591.58 836,818 836,818 756,666 80,152 LEMAITRE VASCULAR INC COMMON 525558201 12,768.00 2,280 2,280 2,280 MCDONALDS CORP COMMON 580135101 10,236,922.57 155,411 155,411 140,745 14,666 BARRICK GOLD CORP COMMON 067901108 6,363,076.25 140,125 140,125 136,466 3,659 TELLABS INC COMMON 879664100 351,009.09 54,931 54,931 54,931 ZIPREALTY INC COMMON 98974V107 7,516.80 2,880 2,880 2,880 HELMERICH & PAYNE INC COMMON 423452101 537,647.44 14,722 14,722 14,722 E M C CORP MASS COMMON 268648102 5,125,482.30 280,081 280,081 253,366 26,715 OPTIMER PHARMACEUTICALS INC COMMON 68401H104 48,305.97 5,211 5,211 5,211 3M CO COMMON 88579Y101 7,575,851.91 95,909 95,909 86,764 9,145 MEDCO HEALTH SOLUTIONS INC COMMON 58405U102 3,329,090.28 60,441 60,441 54,423 6,018 OCCIDENTAL PETE CORP DEL COMMON 674599105 8,060,786.30 104,482 104,482 95,636 8,846 VARIAN MED SYS INC COMMON 92220P105 830,833.76 15,892 15,892 15,892
INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------ ------- ------- ------ ------ -------- ------- ------ ------ WESTERN DIGITAL CORP COMMON 958102105 888,754.88 29,468 29,468 29,468 BRIDGE CAP HLDGS COMMON 108030107 12,430.60 1,366 1,366 1,366 GLOBAL TRAFFIC NETWORK INC COMMON 37947B103 12,314.82 2,289 2,289 2,289 SCHLUMBERGER LTD COMMON 806857108 8,199,395.76 148,164 148,164 133,739 14,425 HEARTLAND PMT SYS INC COMMON 42235N108 69,050.52 4,653 4,653 4,182 471 INSULET CORP COMMON 45784P101 69,967.45 4,649 4,649 4,649 DISNEY WALT CO COMMON 254687106 7,525,444.50 238,903 238,903 220,932 17,971 GENZYME CORP COMMON 372917104 1,627,432.35 32,055 32,055 24,698 7,357 GENVEC INC COMMON 37246C109 7,118.04 15,474 15,474 15,474 ALLOT COMMUNICATIONS LTD COMMON M0854Q105 11,880.00 2,700 2,700 2,700 CHUBB CORP COMMON 171232101 1,945,539.03 38,903 38,903 35,734 3,169 UNITED TECHNOLOGIES CORP COMMON 913017109 7,265,116.66 111,926 111,926 101,417 10,509 WINTRUST FINANCIAL CORP COMMON 97650W108 123,358.00 3,700 3,700 3,700 GLOBAL PMTS INC COMMON 37940X102 351,222.48 9,612 9,612 9,612 AMAZON COM INC COMMON 023135106 5,645,682.72 51,672 51,672 47,278 4,394 IHS INC COMMON 451734107 427,634.40 7,320 7,320 7,320 PDF SOLUTIONS INC COMMON 693282105 14,870.40 3,098 3,098 3,098 MONSTER WORLDWIDE INC COMMON 611742107 166,711.50 14,310 14,310 14,310 PROTALIX BIOTHERAPEUTICS INC COMMON 74365A101 56,102.02 9,182 9,182 9,182 AUTOLIV INC COMMON 052800109 461,417.55 9,643 9,643 9,643 QUICKLOGIC CORP COMMON 74837P108 11,517.83 3,931 3,931 3,931 EOG RES INC COMMON 26875P101 2,762,131.23 28,079 28,079 27,862 217 LEXICON PHARMACEUTICALS INC COMMON 528872104 47,810.56 37,352 37,352 37,352 LIFE TECHNOLOGIES CORP COMMON 53217V109 942,684.75 19,951 19,951 19,951 VOLTAIRE LTD COMMON M97613109 10,023.20 2,278 2,278 2,278 CB RICHARD ELLIS GROUP INC COMMON 12497T101 457,064.63 33,583 33,583 33,583 QUALITY DISTR INC FLA COMMON 74756M102 11,265.43 2,179 2,179 2,179 LANNET INC COMMON 516012101 11,242.20 2,460 2,460 2,460 KEITHLEY INSTRS INC COMMON 487584104 11,620.28 1,316 1,316 1,316 NEWMONT MINING CORP COMMON 651639106 2,887,085.88 46,762 46,762 46,491 271 SOLTA MED INC COMMON 83438K103 10,925.00 5,750 5,750 5,750
INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------- ------- ------- ------ ------ -------- ------- ------ ------ AMGEN INC COMMON 031162100 4,827,628.00 91,780 91,780 83,205 8,575 MGP INGREDIENTS INC COMMON 55302G103 10,389.21 1,567 1,567 1,567 OCCAM NETWORKS INC COMMON 67457P309 10,652.96 1,916 1,916 1,916 URS CORP NEW COMMON 903236107 298,666.50 7,590 7,590 7,590 MICROSOFT CORP COMMON 594918104 18,316,167.09 796,009 796,009 711,769 84,240 METTLER TOLEDO INTERNATIONAL COMMON 592688105 341,476.17 3,059 3,059 3,059 P A M TRANSN SVCS INC COMMON 693149106 12,820.59 853 853 853 ALLIED HEALTHCARE INTL INC COMMON 01923A109 9,386.72 4,046 4,046 4,046 CNA FINL CORP COMMON 126117100 618,552.00 24,200 24,200 24,200 HACKETT GROUP INC COMMON 404609109 10,309.89 3,669 3,669 3,669 NEWS CORP COMMON 65248E104 1,945,329.88 162,653 162,653 152,541 10,112 APACHE CORP COMMON 037411105 2,442,520.28 29,012 29,012 29,012 DOLBY LABORATORIES INC COMMON 25659T107 286,367.92 4,568 4,568 4,568 ENERGY TRANSFER PRTNRS L P COMMON 29273R109 762,584.00 16,435 16,435 16,435 METALS USA HLDGS CORP COMMON 59132A104 32,650.80 2,184 2,184 1,023 1,161 NOVAGOLD RES INC COMMON 66987E206 131,908.04 18,898 18,898 18,898 SEABRIDGE GOLD INC COMMON 811916105 107,334.60 3,468 3,468 3,468 COMPUTER TASK GROUP INC COMMON 205477102 9,741.68 1,508 1,508 1,508 LIHIR GOLD LTD COMMON 532349107 707,743.35 19,665 19,665 19,591 74 MAP PHARMACEUTICALS INC COMMON 56509R108 29,020.53 2,217 2,217 2,217 PEPSICO INC COMMON 713448108 7,960,435.70 130,606 130,606 118,103 12,503 FLOW INTL CORP COMMON 343468104 8,649.40 3,665 3,665 3,665 DUNCAN ENERGY PARTNERS LP COMMON 265026104 116,363.52 4,368 4,368 4,368 ORACLE CORP COMMON 68389X105 8,116,987.48 378,238 378,238 343,225 35,013 BANCO BRADESCO S A COMMON 059460303 2,022,181.72 127,502 127,502 57,124 70,378 SENOMYX INC COMMON 81724Q107 10,953.10 2,890 2,890 2,890 QUANTUM FUEL SYS TECH WORLDW COMMON 74765E109 5,765.22 10,756 10,756 10,756 AUDIOVOX CORP COMMON 050757103 10,855.95 1,477 1,477 1,477 HERITAGE FINL CORP WASH COMMON 42722X106 11,571.81 773 773 773 EURAND N V COMMON N31010106 31,308.39 3,231 3,231 3,231 EVEREST RE GROUP LTD COMMON G3223R108 281,394.88 3,979 3,979 2,111 1,868
INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------ ------- ------- ------ ------ -------- ------- ------ ------ THOMPSON CREEK METALS CO INC COMMON 884768102 81,375.00 9,375 9,375 9,375 CAMPBELL SOUP CO COMMON 134429109 803,057.79 22,413 22,413 18,032 4,381 ANADARKO PETE CORP COMMON 032511107 1,170,940.05 32,445 32,445 32,445 CHESAPEAKE UTILS CORP COMMON 165303108 19,059.80 607 607 607 DIGITALGLOBE INC COMMON 25389M877 77,558.70 2,949 2,949 2,003 946 AMAG PHARMACEUTICALS INC COMMON 00163U106 44,483.25 1,295 1,295 1,295 FLAMEL TECHNOLOGIES SA COMMON 338488109 10,057.20 1,445 1,445 1,445 INTEL CORP COMMON 458140100 6,273,597.50 322,550 322,550 281,028 41,522 VIRTUSA CORP COMMON 92827P102 13,043.34 1,398 1,398 1,398 FUNDTECH LTD COMMON M47095100 9,028.91 869 869 869 ICON PUB LTD CO COMMON 45103T107 92,679.12 3,208 3,208 3,208 E TRADE FINANCIAL CORP COMMON 269246401 137,655.72 11,646 11,646 11,646 MEASUREMENT SPECIALTIES INC COMMON 583421102 10,370.90 757 757 757 PHARMASSET INC COMMON 71715N106 46,942.78 1,717 1,717 1,717 SAVIENT PHARMACEUTICALS INC COMMON 80517Q100 39,173.40 3,109 3,109 3,109 SOUTHWESTERN ENERGY CO COMMON 845467109 618,858.24 16,016 16,016 16,016 FUEL SYS SOLUTIONS INC COMMON 35952W103 19,747.95 761 761 761 JPMORGAN CHASE & CO COMMON 46625H100 6,000,891.54 163,914 163,914 147,309 16,605 COPART INC COMMON 217204106 118,173.00 3,300 3,300 3,300 LIONBRIDGE TECHNOLOGIES INC COMMON 536252109 10,721.22 2,346 2,346 2,346 DESCARTES SYS GROUP INC COMMON 249906108 12,600.63 2,373 2,373 2,373 MYR GROUP INC DEL COMMON 55405W104 12,317.22 738 738 738 CEPHEID COMMON 15670R107 29,765.16 1,858 1,858 1,858 COMMERCE BANCSHARES INC COMMON 200525103 89,975.00 2,500 2,500 2,500 COLGATE PALMOLIVE CO COMMON 194162103 1,155,094.16 14,666 14,666 14,666 COACH INC COMMON 189754104 331,325.75 9,065 9,065 9,065 CORVEL CORP COMMON 221006109 11,826.50 350 350 350 MCGRAW HILL COS INC COMMON 580645109 252,134.40 8,960 8,960 8,960 CAMECO CORP COMMON 13321L108 228,760.00 10,750 10,750 10,750 FASTENAL CO COMMON 311900104 200,760.00 4,000 4,000 4,000 UNITEDHEALTH GROUP INC COMMON 91324P102 872,732.00 30,730 30,730 22,080 8,650
INVESTMENT DISCRETION VOTING AUTHORITY --------------------- --------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------ ------- ------- ------ ------ -------- ------- ------ ------ KLA-TENCOR CORP COMMON 482480100 126,881.88 4,551 4,551 4,551 CENTURYLINK INC COMMON 156700106 259,551.52 7,792 7,792 7,792 EXXON MOBIL CORP COMMON 30231G102 7,486,499.67 131,181 131,181 120,800 10,381 INCYTE CORP COMMON 45337C102 33,243.21 3,003 3,003 3,003 MEADOWBROOK INS GROUP INC COMMON 58319P108 11,400.23 1,321 1,321 1,321 SHIRE PLC COMMON 82481R106 286,767.36 4,672 4,672 4,672 ACORDA THERAPEUTICS INC COMMON 00484M106 28,154.55 905 905 905 MEDASSETS INC COMMON 584045108 30,604.08 1,326 1,326 1,326 SALIX PHARMACEUTICALS INC COMMON 795435106 52,612.44 1,348 1,348 1,348 ABBOTT LABS COMMON 002824100 1,633,089.80 34,910 34,910 31,171 3,739 CHEVRON CORP NEW COMMON 166764100 3,114,434.70 45,895 45,895 45,895 GENESCO INC COMMON 371532102 14,549.43 553 553 553 HOME DEPOT INC COMMON 437076102 1,076,849.41 38,363 38,363 35,432 2,931 CHESAPEAKE ENERGY CORP COMMON 165167107 294,096.10 14,038 14,038 14,038 XEROX CORP COMMON 984121103 234,205.20 29,130 29,130 29,130 DARLING INTL INC COMMON 237266101 12,601.78 1,678 1,678 1,678 MASIMO CORP COMMON 574795100 28,476.76 1,196 1,196 1,196 MARSH & MCLENNAN COS INC COMMON 571748102 249,154.95 11,049 11,049 11,049 ST JUDE MED INC COMMON 790849103 230,831.64 6,396 6,396 4,181 2,215 BROADWIND ENERGY INC COMMON 11161T108 5,541.20 1,979 1,979 1,979 COMCAST CORP NEW COMMON 20030N101 625,215.78 35,994 35,994 35,994 DEERE & CO COMMON 244199105 406,185.60 7,295 7,295 7,295 HECKMANN CORP COMMON 422680108 9,001.60 1,940 1,940 1,940 COVENTRY HEALTH CARE INC COMMON 222862104 39,461.76 2,232 2,232 2,232 FREEPORT- MCMORAN COPPER & GO COMMON 35671D857 397,885.77 6,729 6,729 6,729 ENER1 INC COMMON 29267A203 6,695.78 1,981 1,981 1,981 COCA COLA CO COMMON 191216100 1,825,671.12 36,426 36,426 29,590 6,836 STATE STR CORP COMMON 857477103 264,201.84 7,812 7,812 7,812 COSTCO WHSL CORP NEW COMMON 22160K105 328,760.68 5,996 5,996 5,996 JOHNSON & JOHNSON COMMON 478160104 2,216,876.16 37,536 37,536 27,897 9,639 AMYLIN PHARMACEUTICALS INC COMMON 032346108 33,426.40 1,778 1,778 1,778
INVESTMENT DISCRETION VOTING AUTHORITY -------------------- ------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ------------ ------- ------ ------ ------ -------- ------ ------ ----- INTERNATIONAL BUSINESS MACHS COMMON 459200101 2,036,308.68 16,491 16,491 15,687 804 KING PHARMACEUTICALS INC COMMON 495582108 24,432.21 3,219 3,219 3,219 TEXAS INSTRS INC COMMON 882508104 361,491.84 15,528 15,528 15,528 FORD MTR CO DEL COMMON 345370860 380,318.40 37,730 37,730 37,730 DENDREON CORP COMMON 24823Q107 41,479.39 1,283 1,283 1,283 ENERGY TRANSFER EQUITY L P COMMON 29273V100 73,811.25 2,187 2,187 2,187 ILLINOIS TOOL WKS INC COMMON 452308109 206,400.00 5,000 5,000 5,000 MAGELLAN MIDSTREAM PRTNRS LP COMMON 559080106 46,750.00 1,000 1,000 1,000 SUNCOR ENERGY INC NEW COMMON 867224107 431,884.80 14,670 14,670 14,670 TIVO INC COMMON 888706108 8,354.16 1,132 1,132 1,132 VALMONT INDS INC COMMON 920253101 17,656.38 243 243 243 VERIZON COMMUNICATIONS INC COMMON 92343V104 770,465.94 27,497 27,497 27,497 CANADIAN NAT RES LTD COMMON 136385101 315,685.00 9,500 9,500 9,500 CONOCOPHILLIPS COMMON 20825C104 598,701.64 12,196 12,196 12,196 NANOSPHERE INC COMMON 63009F105 1,090.00 250 250 250 WAL MART STORES INC COMMON 931142103 1,454,886.62 30,266 30,266 28,601 1,665 STRYKER CORP COMMON 863667101 148,177.60 2,960 2,960 2,960 WARNER CHILCOTT PLC IRELAND COMMON G94368100 41,564.15 1,819 1,819 1,819 BLUE COAT SYSTEMS INC COMMON 09534T508 5,761.26 282 282 282 DANAHER CORP DEL COMMON 235851102 159,467.52 4,296 4,296 4,296 ENTERPRISE PRODS PARTNERS L COMMON 293792107 139,357.80 3,940 3,940 3,940 GENERAL DYNAMICS CORP COMMON 369550108 146,400.00 2,500 2,500 2,500 PROCTER & GAMBLE CO COMMON 742718109 1,141,239.46 19,027 19,027 19,027 WARNACO GROUP INC COMMON 934390402 9,649.38 267 267 267 DU PONT E I DE NEMOURS & CO COMMON 263534109 159,114.00 4,600 4,600 4,600 DUN & BRADSTREET CORP DEL NE COMMON 26483E100 18,793.60 280 280 280 NEXTERA ENERGY INC COMMON 65339F101 108,149.68 2,218 2,218 2,218 NALCO HOLDING COMPANY COMMON 62985Q101 14,199.24 694 694 694 NOVARTIS A G COMMON 66987V109 646,521.60 13,380 13,380 13,380 PONIARD PHARMACEUTICALS INC COMMON 732449301 162.00 270 270 270 PETROLEO BRASILEIRO SA PETRO COMMON 71654V408 484,255.20 14,110 14,110 14,110
INVESTMENT DISCRETION VOTING AUTHORITY -------------------- ------------------ SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ---------- ------- ------ ------ ------ -------- ------ ------ ---- RIO TINTO PLC COMMON 767204100 348,625.60 7,996 7,996 7,996 ANGLOGOLD ASHANTI LTD COMMON 035128206 74,744.58 1,731 1,731 1,731 CIGNA CORP COMMON 125509109 36,712.92 1,182 1,182 1,182 ENTERPRISE GP HLDGS L P COMMON 293716106 31,256.37 659 659 659 WISCONSIN ENERGY CORP COMMON 976657106 25,370.00 500 500 500 AUTOMATIC DATA PROCESSING IN COMMON 053015103 80,318.70 1,995 1,995 1,995 BHP BILLITON LTD COMMON 088606108 313,917.36 5,064 5,064 5,064 BROADRIDGE FINL SOLUTIONS IN COMMON 11133T103 8,915.40 468 468 468 PEABODY ENERGY CORP COMMON 704549104 33,338.76 852 852 852 BORGWARNER INC COMMON 099724106 16,429.60 440 440 440 COVIDIEN PLC COMMON G2554F105 64,810.34 1,613 1,613 1,613 PRAXAIR INC COMMON 74005P104 73,710.30 970 970 970 ROYAL DUTCH SHELL PLC COMMON 780259206 272,192.40 5,420 5,420 5,420 AT&T INC COMMON 00206R102 500,853.95 20,705 20,705 20,705 DARDEN RESTAURANTS INC COMMON 237194105 14,063.70 362 362 362 EDWARDS LIFESCIENCES CORP COMMON 28176E108 18,262.52 326 326 326 GILEAD SCIENCES INC COMMON 375558103 68,182.92 1,989 1,989 1,989 MCKESSON CORP COMMON 58155Q103 49,631.24 739 739 739 PPL CORP COMMON 69351T106 24,950.00 1,000 1,000 1,000 ADOBE SYS INC COMMON 00724F101 15,858.00 600 600 600 AMERICAN ELEC PWR INC COMMON 025537101 18,507.90 573 573 573 BRISTOL MYERS SQUIBB CO COMMON 110122108 49,880.00 2,000 2,000 2,000 CYPRESS SEMICONDUCTOR CORP COMMON 232806109 2,720.84 271 271 271 DUKE ENERGY CORP NEW COMMON 26441C105 40,336.00 2,521 2,521 2,521 EDISON INTL COMMON 281020107 15,860.00 500 500 500 EXELON CORP COMMON 30161N101 49,361.00 1,300 1,300 1,300 GENERAL ELECTRIC CO COMMON 369604103 228,528.16 15,848 15,848 15,848 GENERAL MLS INC COMMON 370334104 35,520.00 1,000 1,000 1,000 HARMAN INTL INDS INC COMMON 413086109 2,122.19 71 71 71 INTUITIVE SURGICAL INC COMMON 46120E602 14,518.52 46 46 46 KELLOGG CO COMMON 487836108 21,729.60 432 432 432
INVESTMENT DISCRETION VOTING AUTHORITY ------------------------- --------------------------- SHARED TITLE OF CUSIP MARKET SHRS OR SOLE SHARED OTHER SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE PRN AMT (A) (B) (C) MANAGERS (A) (B) (C) - -------------- -------- --------- ----------------- ----------- ----------- ------ ------ -------- ---------- ------ --------- KOHLS CORP COMMON 500255104 18,857.50 397 397 397 MERCK & CO INC NEW COMMON 58933Y105 143,866.58 4,114 4,114 4,114 ANNALY CAP MGMT INC COMMON 035710409 16,892.75 985 985 985 SAPIENT CORP COMMON 803062108 2,535.00 250 250 250 WILLIAMS COS INC DEL COMMON 969457100 15,538.00 850 850 850 ABB LTD COMMON 000375204 11,111.04 643 643 643 AMERICAN EXPRESS CO COMMON 025816109 39,700.00 1,000 1,000 1,000 CATERPILLAR INC DEL COMMON 149123101 36,102.07 601 601 601 CME GROUP INC COMMON 12572Q105 9,009.60 32 32 32 CTC MEDIA INC COMMON 12642X106 1,025.24 71 71 71 DOW CHEM CO COMMON 260543103 10,674.00 450 450 450 EBAY INC COMMON 278642103 1,980.61 101 101 101 GERDAU S A COMMON 373737105 8,408.84 638 638 638 ICICI BK LTD COMMON 45104G104 1,228.76 34 34 34 WORLDCOM INC GA NEW COMMON 98157D304 .00 6 6 6 MEDTRONIC INC COMMON 585055106 7,254.00 200 200 200 MONSANTO CO NEW COMMON 61166W101 2,403.44 52 52 52 MORGAN STANLEY COMMON 617446448 18,568.00 800 800 800 MECHEL OAO COMMON 583840103 7,401.12 408 408 408 ROCHE HLDG LTD COMMON 771195104 13,826.80 400 400 400 SOUTHERN CO COMMON 842587107 18,703.36 562 562 562 TESSERA TECHNOLOGIES INC COMMON 88164L100 658.05 41 41 41 VIMPELCOM LTD COMMON 92719A106 7,458.98 461 461 461 WELLS FARGO & CO NEW COMMON 949746101 44,800.00 1,750 1,750 1,750 $1,538,018,985.39 100,513,809 100,513,809 96,729,628 3,784,181
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