0001172661-14-000899.txt : 20140428 0001172661-14-000899.hdr.sgml : 20140428 20140428102953 ACCESSION NUMBER: 0001172661-14-000899 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140428 DATE AS OF CHANGE: 20140428 EFFECTIVENESS DATE: 20140428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 14787856 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 1803 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 1803 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000201772 XXXXXXXX 03-31-2014 03-31-2014 false ESSEX INVESTMENT MANAGEMENT CO LLC
125 High Street Suite 1803 Boston MA 02110
13F HOLDINGS REPORT 028-00878 N
Michael McCarthy Chief Compliance Officer and Director of Operations 617-342-3245 /s/ Michael McCarthy Boston MA 04-28-2014 0 344 686832
INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 237 1750 SH SOLE 1711 0 39 ABB LTD SPONSORED ADR 000375204 860 33355 SH SOLE 32661 0 694 ABIOMED INC COM 003654100 781 30000 SH SOLE 30000 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 1429 31664 SH SOLE 31664 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 405 16647 SH SOLE 14994 0 1653 ACCELERON PHARMA INC COM 00434H108 395 11458 SH SOLE 11458 0 0 ACTAVIS PLC SHS G0083B108 3688 17917 SH SOLE 17549 0 368 ACUITY BRANDS INC COM 00508Y102 946 7136 SH SOLE 6927 0 209 ADVANCED ENERGY INDS COM 007973100 1946 79422 SH SOLE 79422 0 0 ADVISORY BRD CO COM 00762W107 2014 31341 SH SOLE 30037 0 1304 AEHR TEST SYSTEMS COM 00760J108 55 19253 SH SOLE 19253 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 2444 115341 SH SOLE 97030 0 18311 AFFYMETRIX INC COM 00826T108 1935 271323 SH SOLE 271323 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 4029 69213 SH SOLE 66391 0 2822 ALASKA AIR GROUP INC COM 011659109 2529 27107 SH SOLE 26373 0 734 ALEXION PHARMACEUTICALS INC COM 015351109 628 4126 SH SOLE 4126 0 0 ALKERMES PLC SHS G01767105 1753 39769 SH SOLE 36527 0 3242 ALLERGAN INC COM 018490102 1417 11415 SH SOLE 11121 0 294 ALLIANCE DATA SYSTEMS CORP COM 018581108 450 1651 SH SOLE 1651 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1589 88148 SH SOLE 88148 0 0 ALLSTATE CORP COM 020002101 233 4115 SH SOLE 4115 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 212 3161 SH SOLE 3161 0 0 ALON USA ENERGY INC COM 020520102 1470 98422 SH SOLE 98422 0 0 ALPHATEC HOLDINGS INC COM 02081G102 530 353334 SH SOLE 353334 0 0 AMAZON COM INC COM 023135106 9251 27504 SH SOLE 25249 0 2255 AMERICAN AIRLS GROUP INC COM 02376R102 8391 229264 SH SOLE 222469 0 6795 AMERICAN EXPRESS CO COM 025816109 480 5333 SH SOLE 5333 0 0 AMGEN INC COM 031162100 391 3169 SH SOLE 3169 0 0 AMIRA NATURE FOODS LTD SHS G0335L102 2349 137829 SH SOLE 137829 0 0 ANADARKO PETE CORP COM 032511107 4246 50095 SH SOLE 46219 0 3876 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 340 3229 SH SOLE 3229 0 0 ANI PHARMACEUTICALS INC COM 00182C103 1234 39376 SH SOLE 39376 0 0 AOL INC COM 00184X105 2038 46565 SH SOLE 46565 0 0 APOGEE ENTERPRISES INC COM 037598109 2429 73109 SH SOLE 71209 0 1900 APPLE INC COM 037833100 12186 22704 SH SOLE 20519 0 2185 ARGOS THERAPEUTICS INC COM 040221103 445 44535 SH SOLE 42761 0 1774 ARM HLDGS PLC SPONSORED ADR 042068106 1748 34298 SH SOLE 31935 0 2363 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 780 12144 SH SOLE 12068 0 76 ASCENT SOLAR TECHNOLOGIES IN COM 043635101 515 844921 SH SOLE 844921 0 0 ASTRONICS CORP COM 046433108 6861 108193 SH SOLE 94769 0 13424 AT&T INC COM 00206R102 2514 71676 SH SOLE 70926 0 750 ATMEL CORP COM 049513104 242 28899 SH SOLE 28899 0 0 ATRICURE INC COM 04963C209 2832 150566 SH SOLE 150566 0 0 AUTOBYTEL INC COM NEW 05275N205 3709 298426 SH SOLE 280219 0 18207 AUTOMATIC DATA PROCESSING IN COM 053015103 2497 32313 SH SOLE 31603 0 710 B/E AEROSPACE INC COM 073302101 9709 111870 SH SOLE 99400 0 12470 BADGER METER INC COM 056525108 3744 67945 SH SOLE 66325 0 1620 BARRACUDA NETWORKS INC COM 068323104 3185 93828 SH SOLE 84330 0 9498 BARRETT BUSINESS SERVICES IN COM 068463108 988 16585 SH SOLE 16585 0 0 BARRICK GOLD CORP COM 067901108 645 36191 SH SOLE 34082 0 2109 BELDEN INC COM 077454106 2145 30822 SH SOLE 29955 0 867 BIODELIVERY SCIENCES INTL IN COM 09060J106 265 31414 SH SOLE 31414 0 0 BIOGEN IDEC INC COM 09062X103 4644 15183 SH SOLE 14369 0 814 BIOMARIN PHARMACEUTICAL INC COM 09061G101 2282 33455 SH SOLE 31885 0 1570 BIOTELEMETRY INC COM 090672106 1443 143012 SH SOLE 143012 0 0 BLUCORA INC COM 095229100 591 30000 SH SOLE 30000 0 0 BOEING CO COM 097023105 10162 80975 SH SOLE 72207 0 8768 BOFI HLDG INC COM 05566U108 1378 16068 SH SOLE 15216 0 852 BOLT TECHNOLOGY CORP COM 097698104 1175 59440 SH SOLE 59440 0 0 BRIGHT HORIZONS FAM SOL IN D COM 109194100 1144 29239 SH SOLE 28502 0 737 BRISTOL MYERS SQUIBB CO COM 110122108 959 18457 SH SOLE 18354 0 103 CABOT OIL & GAS CORP COM 127097103 2308 68134 SH SOLE 65534 0 2600 CALAMP CORP COM 128126109 735 26359 SH SOLE 26359 0 0 CALGON CARBON CORP COM 129603106 308 14108 SH SOLE 13049 0 1059 CALLIDUS SOFTWARE INC COM 13123E500 2088 166795 SH SOLE 166795 0 0 CAMPBELL SOUP CO COM 134429109 469 10456 SH SOLE 10456 0 0 CAPSTONE TURBINE CORP COM 14067D102 3061 1437025 SH SOLE 1263726 0 173299 CARDIOVASCULAR SYS INC DEL COM 141619106 7247 227980 SH SOLE 214037 0 13943 CARDTRONICS INC COM 14161H108 1618 41641 SH SOLE 41641 0 0 CATAMARAN CORP COM 148887102 1242 27750 SH SOLE 26500 0 1250 CAVCO INDS INC DEL COM 149568107 1952 24888 SH SOLE 24888 0 0 CDW CORP COM 12514G108 1799 65572 SH SOLE 63553 0 2019 CELGENE CORP COM 151020104 12266 87862 SH SOLE 81034 0 6828 CHART INDS INC COM PAR $0.01 16115Q308 1118 14071 SH SOLE 14071 0 0 CHEROKEE INC DEL NEW COM 16444H102 1134 81415 SH SOLE 81415 0 0 CHEVRON CORP NEW COM 166764100 3123 26266 SH SOLE 25133 0 1133 CHICAGO BRIDGE & IRON CO N V COM 167250109 793 9097 SH SOLE 9097 0 0 CHICOS FAS INC COM 168615102 440 27476 SH SOLE 27476 0 0 CHUBB CORP COM 171232101 3112 34847 SH SOLE 32800 0 2047 CNO FINL GROUP INC COM 12621E103 3035 167689 SH SOLE 167689 0 0 COCA COLA CO COM 191216100 2605 67390 SH SOLE 67275 0 115 CODEXIS INC COM 192005106 194 95000 SH SOLE 95000 0 0 COLGATE PALMOLIVE CO COM 194162103 2315 35690 SH SOLE 35653 0 37 COMCAST CORP NEW CL A 20030N101 292 5833 SH SOLE 5333 0 500 COMERICA INC COM 200340107 2357 45500 SH SOLE 45500 0 0 COMMERCIAL METALS CO COM 201723103 421 22310 SH SOLE 22310 0 0 COMMERCIAL VEH GROUP INC COM 202608105 1418 155441 SH SOLE 155441 0 0 CONCHO RES INC COM 20605P101 208 1697 SH SOLE 1697 0 0 CONOCOPHILLIPS COM 20825C104 5782 82185 SH SOLE 79658 0 2527 CONTINENTAL RESOURCES INC COM 212015101 331 2666 SH SOLE 2666 0 0 COPART INC COM 217204106 240 6600 SH SOLE 6600 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 311 6491 SH SOLE 6491 0 0 CORNING INC COM 219350105 3606 173185 SH SOLE 162056 0 11129 COVIDIEN PLC SHS G2554F113 355 4817 SH SOLE 4817 0 0 CRAWFORD & CO CL B 224633107 621 56921 SH SOLE 48074 0 8847 CREE INC COM 225447101 332 5867 SH SOLE 5408 0 459 CTPARTNERS EXECUTIVE SEARCH COM 22945C105 643 59217 SH SOLE 59217 0 0 CUI GLOBAL INC COM NEW 126576206 1045 95000 SH SOLE 95000 0 0 DANAHER CORP DEL COM 235851102 750 10000 SH SOLE 10000 0 0 DEL FRISCOS RESTAURANT GROUP COM 245077102 5692 204065 SH SOLE 181438 0 22627 DELTA AIR LINES INC DEL COM NEW 247361702 6032 174077 SH SOLE 161285 0 12792 DERMA SCIENCES INC COM PAR $.01 249827502 1475 116353 SH SOLE 116353 0 0 DEXCOM INC COM 252131107 1650 39886 SH SOLE 39886 0 0 DIGIRAD CORP COM 253827109 981 286104 SH SOLE 286104 0 0 DIGITALGLOBE INC COM NEW 25389M877 250 8608 SH SOLE 8597 0 11 DISNEY WALT CO COM DISNEY 254687106 7841 97921 SH SOLE 85378 0 12543 DOLLAR TREE INC COM 256746108 360 6898 SH SOLE 6898 0 0 DOT HILL SYS CORP COM 25848T109 737 190551 SH SOLE 190551 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 223 3125 SH SOLE 3125 0 0 DYAX CORP COM 26746E103 1163 129564 SH SOLE 129564 0 0 DYNASIL CORP AMER COM 268102100 65 37109 SH SOLE 37109 0 0 E M C CORP MASS COM 268648102 1538 56115 SH SOLE 56115 0 0 EAGLE MATERIALS INC COM 26969P108 1357 15307 SH SOLE 14437 0 870 EBAY INC COM 278642103 3377 61134 SH SOLE 56931 0 4203 ENDOCYTE INC COM 29269A102 4861 204153 SH SOLE 182798 0 21355 ENDOLOGIX INC COM 29266S106 1275 99078 SH SOLE 99078 0 0 ENDURANCE INTL GROUP HLDGS I COM 29272B105 960 73797 SH SOLE 71385 0 2412 ENERGY RECOVERY INC COM 29270J100 1074 201917 SH SOLE 192610 0 9307 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 334 6202 SH SOLE 6202 0 0 ENERNOC INC COM 292764107 1389 62330 SH SOLE 62330 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 295 4260 SH SOLE 4260 0 0 EOG RES INC COM 26875P101 3685 18785 SH SOLE 18185 0 600 EURONET WORLDWIDE INC COM 298736109 357 8585 SH SOLE 8585 0 0 EVERCORE PARTNERS INC CLASS A 29977A105 1652 29901 SH SOLE 29901 0 0 EVEREST RE GROUP LTD COM G3223R108 326 2130 SH SOLE 1999 0 131 EXAMWORKS GROUP INC COM 30066A105 1611 46017 SH SOLE 46017 0 0 EXCO RESOURCES INC COM 269279402 157 28041 SH SOLE 28041 0 0 EXTREME NETWORKS INC COM 30226D106 1217 209805 SH SOLE 209805 0 0 EXXON MOBIL CORP COM 30231G102 741 7589 SH SOLE 7534 0 55 FASTENAL CO COM 311900104 370 7500 SH SOLE 7500 0 0 FEDERATED NATL HLDG CO COM 31422T101 2183 119169 SH SOLE 119169 0 0 FINISAR CORP COM NEW 31787A507 2687 101374 SH SOLE 101374 0 0 FIRST MERCHANTS CORP COM 320817109 1137 52551 SH SOLE 52551 0 0 FIRST SOLAR INC COM 336433107 488 6988 SH SOLE 6503 0 485 FLEETMATICS GROUP PLC COM G35569105 2371 70896 SH SOLE 63985 0 6911 FLUIDIGM CORP DEL COM 34385P108 1212 27503 SH SOLE 27503 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 163 10437 SH SOLE 10437 0 0 FUELCELL ENERGY INC COM 35952H106 1386 558726 SH SOLE 548625 0 10101 FUSION-IO INC COM 36112J107 2433 231263 SH SOLE 224741 0 6522 GALLAGHER ARTHUR J & CO COM 363576109 2209 46422 SH SOLE 43522 0 2900 GENERAL ELECTRIC CO COM 369604103 1021 39445 SH SOLE 39445 0 0 GIGOPTIX INC COM 37517Y103 61 36381 SH SOLE 36381 0 0 GILEAD SCIENCES INC COM 375558103 16101 227217 SH SOLE 209658 0 17559 GLOBE SPECIALTY METALS INC COM 37954N206 1209 58090 SH SOLE 58090 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 224 7489 SH SOLE 7489 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 6816 41598 SH SOLE 39217 0 2381 GOOGLE INC CL A 38259P508 12520 11234 SH SOLE 10117 0 1117 GREENHUNTER RES INC COM 39530A104 38 39454 SH SOLE 39454 0 0 GSV CAP CORP COM 36191J101 2484 244956 SH SOLE 216305 0 28651 HAIN CELESTIAL GROUP INC COM 405217100 1556 17018 SH SOLE 17018 0 0 HALLIBURTON CO COM 406216101 8652 146912 SH SOLE 135978 0 10934 HANNON ARMSTRONG SUST INFR C COM 41068X100 488 33978 SH SOLE 32597 0 1381 HEADWATERS INC COM 42210P102 1457 110310 SH SOLE 110310 0 0 HEALTHSTREAM INC COM 42222N103 2803 104983 SH SOLE 104672 0 311 HEARTWARE INTL INC COM 422368100 324 3454 SH SOLE 3454 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 2178 81751 SH SOLE 75922 0 5829 HESKA CORP COM RESTRC NEW 42805E306 861 81708 SH SOLE 81708 0 0 HEXCEL CORP NEW COM 428291108 2092 48050 SH SOLE 46850 0 1200 HOME DEPOT INC COM 437076102 2520 31847 SH SOLE 31475 0 372 HOMEAWAY INC COM 43739Q100 376 9972 SH SOLE 9972 0 0 HONEYWELL INTL INC COM 438516106 8416 90730 SH SOLE 82962 0 7768 IAC INTERACTIVECORP COM PAR $.001 44919P508 438 6131 SH SOLE 6131 0 0 ICON PLC SHS G4705A100 2350 49432 SH SOLE 49432 0 0 IGI LABS INC COM 449575109 1926 340942 SH SOLE 340942 0 0 ILLINOIS TOOL WKS INC COM 452308109 610 7500 SH SOLE 7500 0 0 ILLUMINA INC COM 452327109 848 5702 SH SOLE 5702 0 0 INCYTE CORP COM 45337C102 1122 20961 SH SOLE 18461 0 2500 INGERSOLL-RAND PLC SHS G47791101 2244 39200 SH SOLE 37782 0 1418 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 532 70609 SH SOLE 70609 0 0 INSULET CORP COM 45784P101 771 16258 SH SOLE 12738 0 3520 INTEGRATED DEVICE TECHNOLOGY COM 458118106 445 36416 SH SOLE 36416 0 0 INTERACTIVE INTELLIGENCE GRO COM 45841V109 2246 30983 SH SOLE 30983 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 280 848 SH SOLE 848 0 0 INTRALINKS HLDGS INC COM 46118H104 1289 126010 SH SOLE 116068 0 9942 INTUIT COM 461202103 5008 64422 SH SOLE 58926 0 5496 INVENTURE FOODS INC COM 461212102 1441 103098 SH SOLE 103098 0 0 IRIDEX CORP COM 462684101 1264 141532 SH SOLE 141532 0 0 ITERIS INC COM 46564T107 51 25668 SH SOLE 25668 0 0 IXIA COM 45071R109 166 13282 SH SOLE 12290 0 992 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 426 3073 SH SOLE 3073 0 0 JOHNSON & JOHNSON COM 478160104 2425 24684 SH SOLE 21510 0 3174 JOHNSON CTLS INC COM 478366107 453 9565 SH SOLE 8871 0 694 JOY GLOBAL INC COM 481165108 303 5226 SH SOLE 5226 0 0 JTH HLDG INC CL A 46637N103 702 25291 SH SOLE 22716 0 2575 KEMET CORP COM NEW 488360207 1167 200917 SH SOLE 200917 0 0 KEURIG GREEN MTN INC COM 49271M100 258 2440 SH SOLE 2440 0 0 KEYW HLDG CORP COM 493723100 1403 75000 SH SOLE 75000 0 0 KFORCE INC COM 493732101 2312 108465 SH SOLE 100965 0 7500 KINDER MORGAN INC DEL COM 49456B101 371 11416 SH SOLE 11416 0 0 KORN FERRY INTL COM NEW 500643200 3118 104727 SH SOLE 97527 0 7200 LENNAR CORP CL A 526057104 525 13250 SH SOLE 13250 0 0 LEXMARK INTL NEW CL A 529771107 326 7038 SH SOLE 7038 0 0 LIBERATOR MEDICAL HLDGS INC COM 53012L108 57 14563 SH SOLE 14563 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 1264 18792 SH SOLE 18792 0 0 LINKEDIN CORP COM CL A 53578A108 1599 8647 SH SOLE 8487 0 160 LIVE NATION ENTERTAINMENT IN COM 538034109 2109 96975 SH SOLE 96975 0 0 LKQ CORP COM 501889208 256 9714 SH SOLE 8957 0 757 LOGMEIN INC COM 54142L109 2413 53750 SH SOLE 53750 0 0 MANITEX INTL INC COM 563420108 1835 112557 SH SOLE 112557 0 0 MARCUS & MILLICHAP INC COM 566324109 2335 130870 SH SOLE 117659 0 13211 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 3875 106983 SH SOLE 97050 0 9933 MARSH & MCLENNAN COS INC COM 571748102 1547 31384 SH SOLE 29284 0 2100 MASTERCARD INC CL A 57636Q104 252 3370 SH SOLE 3340 0 30 MATADOR RES CO COM 576485205 2227 90950 SH SOLE 90950 0 0 MATTSON TECHNOLOGY INC COM 577223100 859 370394 SH SOLE 370394 0 0 MAXIMUS INC COM 577933104 284 6341 SH SOLE 6341 0 0 MCGRAW HILL FINL INC COM 580645109 5845 76602 SH SOLE 67422 0 9180 MCKESSON CORP COM 58155Q103 392 2220 SH SOLE 2220 0 0 MEADOWBROOK INS GROUP INC COM 58319P108 1019 174759 SH SOLE 174759 0 0 MEDIVATION INC COM 58501N101 2603 40432 SH SOLE 39523 0 909 MEDNAX INC COM 58502B106 465 7510 SH SOLE 7510 0 0 MICROSOFT CORP COM 594918104 1670 40736 SH SOLE 40736 0 0 MIDSTATES PETE CO INC COM 59804T100 715 133475 SH SOLE 133475 0 0 MIX TELEMATICS LTD SPONSORED ADR 60688N102 1444 133913 SH SOLE 132509 0 1404 MOHAWK INDS INC COM 608190104 404 2970 SH SOLE 2970 0 0 MONSANTO CO NEW COM 61166W101 967 8500 SH SOLE 8248 0 252 MORGAN STANLEY COM NEW 617446448 10159 325924 SH SOLE 286723 0 39201 MYLAN INC COM 628530107 2421 49579 SH SOLE 46616 0 2963 MYR GROUP INC DEL COM 55405W104 250 9884 SH SOLE 9120 0 764 NATURAL GROCERS BY VITAMIN C COM 63888U108 4178 95703 SH SOLE 85932 0 9771 NAVIOS MARITIME ACQUIS CORP SHS Y62159101 985 269190 SH SOLE 269190 0 0 NETLIST INC COM 64118P109 51 26933 SH SOLE 26933 0 0 NETSUITE INC COM 64118Q107 243 2561 SH SOLE 2561 0 0 NEW MTN FIN CORP COM 647551100 148 10205 SH SOLE 10205 0 0 NEWLINK GENETICS CORP COM 651511107 389 13699 SH SOLE 13699 0 0 NOBLE CORP PLC SHS USD G65431101 462 14098 SH SOLE 13065 0 1033 NOVADAQ TECHNOLOGIES INC COM 66987G102 4849 217653 SH SOLE 199507 0 18146 NOVARTIS A G SPONSORED ADR 66987V109 798 9383 SH SOLE 9363 0 20 NUVERRA ENVIRONMENTAL SOLUTI COM NEW 67091K203 572 28173 SH SOLE 18173 0 10000 OCCIDENTAL PETE CORP DEL COM 674599105 1893 19866 SH SOLE 18416 0 1450 ON ASSIGNMENT INC COM 682159108 2354 60990 SH SOLE 58490 0 2500 OPKO HEALTH INC COM 68375N103 3008 322793 SH SOLE 281204 0 41589 ORASURE TECHNOLOGIES INC COM 68554V108 1299 162972 SH SOLE 162972 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 2819 433657 SH SOLE 385152 0 48505 ORIENT-EXPRESS HOTELS LTD CL A G67743107 284 19741 SH SOLE 19741 0 0 ORION ENERGY SYSTEMS INC COM 686275108 1608 221768 SH SOLE 221768 0 0 PACKAGING CORP AMER COM 695156109 422 5998 SH SOLE 5998 0 0 PANERA BREAD CO CL A 69840W108 679 3848 SH SOLE 3848 0 0 PAYCHEX INC COM 704326107 2543 59689 SH SOLE 53689 0 6000 PENN VA CORP COM 707882106 4035 230719 SH SOLE 225719 0 5000 PERICOM SEMICONDUCTOR CORP COM 713831105 1049 134007 SH SOLE 134007 0 0 PERKINELMER INC COM 714046109 412 9149 SH SOLE 9149 0 0 PERNIX THERAPEUTICS HLDGS IN COM 71426V108 677 126519 SH SOLE 126519 0 0 PFIZER INC COM 717081103 664 20673 SH SOLE 20573 0 100 PFSWEB INC COM NEW 717098206 1369 152307 SH SOLE 152307 0 0 PGT INC COM 69336V101 1264 109803 SH SOLE 109803 0 0 PIXELWORKS INC COM NEW 72581M305 1708 308297 SH SOLE 308297 0 0 POWERSECURE INTL INC COM 73936N105 3480 148454 SH SOLE 148454 0 0 PRIMORIS SVCS CORP COM 74164F103 1431 47720 SH SOLE 47720 0 0 PROCTER & GAMBLE CO COM 742718109 2242 27817 SH SOLE 27777 0 40 PROOFPOINT INC COM 743424103 1290 34797 SH SOLE 34797 0 0 PROS HOLDINGS INC COM 74346Y103 2348 74530 SH SOLE 74530 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 464 4459 SH SOLE 3409 0 1050 QUALYS INC COM 74758T303 636 25000 SH SOLE 25000 0 0 QUANTA SVCS INC COM 74762E102 4148 112412 SH SOLE 103111 0 9301 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 293 5775 SH SOLE 5775 0 0 RADIANT LOGISTICS INC COM 75025X100 642 207721 SH SOLE 207721 0 0 RANGE RES CORP COM 75281A109 3369 40609 SH SOLE 38907 0 1702 REAL GOODS SOLAR INC CL A 75601N104 65 16033 SH SOLE 1000 0 15033 REGENERON PHARMACEUTICALS COM 75886F107 359 1195 SH SOLE 1195 0 0 RELIV INTL INC COM 75952R100 48 18449 SH SOLE 18449 0 0 REXNORD CORP NEW COM 76169B102 313 10791 SH SOLE 10791 0 0 RICE ENERGY INC COM 762760106 783 29661 SH SOLE 29580 0 81 ROCKWELL MED INC COM 774374102 7335 579402 SH SOLE 537954 0 41448 ROCKWOOD HLDGS INC COM 774415103 286 3849 SH SOLE 3849 0 0 ROSETTA RESOURCES INC COM 777779307 293 6300 SH SOLE 6300 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 285 3901 SH SOLE 3901 0 0 SALESFORCE COM INC COM 79466L302 8318 145697 SH SOLE 127792 0 17905 SCHLUMBERGER LTD COM 806857108 9436 96782 SH SOLE 89852 0 6930 SCHULMAN A INC COM 808194104 1521 41944 SH SOLE 41944 0 0 SCHWAB CHARLES CORP NEW COM 808513105 4825 176546 SH SOLE 172004 0 4542 SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 1980 66010 SH SOLE 66010 0 0 SEQUENOM INC COM NEW 817337405 472 192597 SH SOLE 192597 0 0 SHARPS COMPLIANCE CORP COM 820017101 1060 231389 SH SOLE 231389 0 0 SHILOH INDS INC COM 824543102 1238 69796 SH SOLE 69796 0 0 SILVER SPRING NETWORKS INC COM 82817Q103 515 29633 SH SOLE 27608 0 2025 SIMPSON MANUFACTURING CO INC COM 829073105 1321 37378 SH SOLE 37378 0 0 SIMULATIONS PLUS INC COM 829214105 72 10780 SH SOLE 10780 0 0 SIZMEK INC COM 83013P105 832 78293 SH SOLE 78293 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 451 12009 SH SOLE 12009 0 0 SNAP ON INC COM 833034101 1447 12755 SH SOLE 12402 0 353 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 2785 63151 SH SOLE 58683 0 4468 SOLAR SR CAP LTD COM 83416M105 217 12677 SH SOLE 12677 0 0 SOLAZYME INC COM 83415T101 199 17183 SH SOLE 15307 0 1876 SOUTHWESTERN ENERGY CO COM 845467109 2017 43833 SH SOLE 41285 0 2548 SPECTRANETICS CORP COM 84760C107 2457 81054 SH SOLE 79685 0 1369 STAAR SURGICAL CO COM PAR $0.01 852312305 4184 222555 SH SOLE 195858 0 26697 STARBUCKS CORP COM 855244109 3720 50697 SH SOLE 49496 0 1201 STEEL DYNAMICS INC COM 858119100 260 14618 SH SOLE 14618 0 0 STEWART INFORMATION SVCS COR COM 860372101 3819 108700 SH SOLE 108700 0 0 STR HLDGS INC COM 78478V100 61 38664 SH SOLE 38664 0 0 STRATASYS LTD SHS M85548101 2100 19798 SH SOLE 19204 0 594 SUNEDISON INC COM 86732Y109 4213 223612 SH SOLE 195621 0 27991 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 1248 188803 SH SOLE 183365 0 5438 SUNPOWER CORP COM 867652406 1936 59997 SH SOLE 51735 0 8262 SVB FINL GROUP COM 78486Q101 6087 47266 SH SOLE 45351 0 1915 SYNERON MEDICAL LTD ORD SHS M87245102 1352 108580 SH SOLE 108580 0 0 SYNGENTA AG SPONSORED ADR 87160A100 249 3287 SH SOLE 3287 0 0 SYNNEX CORP COM 87162W100 264 4357 SH SOLE 4357 0 0 TARGA RES CORP COM 87612G101 2867 28887 SH SOLE 28229 0 658 TEARLAB CORP COM 878193101 2783 411639 SH SOLE 381670 0 29969 TEREX CORP NEW COM 880779103 435 9830 SH SOLE 9830 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1290 24422 SH SOLE 22680 0 1742 THE ADT CORPORATION COM 00101J106 750 25031 SH SOLE 25031 0 0 TIME WARNER INC COM NEW 887317303 586 8969 SH SOLE 8295 0 674 TOLL BROTHERS INC COM 889478103 421 11719 SH SOLE 11719 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 905 37363 SH SOLE 37363 0 0 TRIPLEPOINT VENTR GRW BDC CO COM 89677Y100 3521 216836 SH SOLE 213198 0 3638 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 970 125042 SH SOLE 125042 0 0 TYCO INTERNATIONAL LTD SHS H89128104 3270 77124 SH SOLE 75056 0 2068 U S CONCRETE INC COM NEW 90333L201 1365 58081 SH SOLE 58081 0 0 U S ENERGY CORP WYO COM 911805109 2208 463865 SH SOLE 463865 0 0 U S G CORP COM NEW 903293405 2617 79977 SH SOLE 77668 0 2309 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 190 91400 SH SOLE 71700 0 19700 UNITED RENTALS INC COM 911363109 5913 62286 SH SOLE 61388 0 898 UNITED TECHNOLOGIES CORP COM 913017109 9269 79332 SH SOLE 73176 0 6156 UNITEDHEALTH GROUP INC COM 91324P102 1314 16028 SH SOLE 12028 0 4000 UROPLASTY INC COM NEW 917277204 559 154061 SH SOLE 154061 0 0 VALUEVISION MEDIA INC CL A 92047K107 1356 278950 SH SOLE 278950 0 0 VERINT SYS INC COM 92343X100 294 6258 SH SOLE 6258 0 0 VERISK ANALYTICS INC CL A 92345Y106 318 5296 SH SOLE 5296 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1923 40419 SH SOLE 40419 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 432 6102 SH SOLE 6102 0 0 VIACOM INC NEW CL B 92553P201 3623 42626 SH SOLE 38106 0 4520 VISA INC COM CL A 92826C839 389 1802 SH SOLE 1792 0 10 VISTEON CORP COM NEW 92839U206 572 6466 SH SOLE 6466 0 0 VMWARE INC CL A COM 928563402 9821 90922 SH SOLE 79786 0 11136 WABCO HLDGS INC COM 92927K102 322 3049 SH SOLE 3049 0 0 WABTEC CORP COM 929740108 759 9792 SH SOLE 9792 0 0 WADDELL & REED FINL INC CL A 930059100 376 5114 SH SOLE 5114 0 0 WAGEWORKS INC COM 930427109 6160 109791 SH SOLE 104972 0 4819 WAL-MART STORES INC COM 931142103 545 7133 SH SOLE 7133 0 0 WEB COM GROUP INC COM 94733A104 2137 62791 SH SOLE 62025 0 766 WELLS FARGO & CO NEW COM 949746101 2178 43782 SH SOLE 42493 0 1289 WHIRLPOOL CORP COM 963320106 1588 10628 SH SOLE 10351 0 277 WHITEWAVE FOODS CO COM CL A 966244105 301 10536 SH SOLE 10536 0 0 WISDOMTREE INVTS INC COM 97717P104 10137 772644 SH SOLE 716906 0 55738 XOMA CORP DEL COM 98419J107 237 45523 SH SOLE 45523 0 0 YAHOO INC COM 984332106 14687 409102 SH SOLE 371133 0 37969 YOUKU TUDOU INC SPONSORED ADR 98742U100 835 29771 SH SOLE 29771 0 0 ZELTIQ AESTHETICS INC COM 98933Q108 1214 61921 SH SOLE 61921 0 0 ZIPREALTY INC COM 98974V107 281 85669 SH SOLE 85669 0 0 ZOETIS INC CL A 98978V103 2332 80590 SH SOLE 78771 0 1819 ZYNGA INC CL A 98986T108 71 16600 SH SOLE 16600 0 0