0000201772-21-000004.txt : 20210512 0000201772-21-000004.hdr.sgml : 20210512 20210512165435 ACCESSION NUMBER: 0000201772-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 EFFECTIVENESS DATE: 20210512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0000201772 IRS NUMBER: 004260191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00878 FILM NUMBER: 21915861 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 1803 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174824870 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: SUITE 1803 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: ESSEX INVESTMENT MANAGEMENT CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000201772 XXXXXXXX 03-31-2021 03-31-2021 ESSEX INVESTMENT MANAGEMENT CO LLC

125 HIGH STREET SUITE 1803 BOSTON MA 02110

13F HOLDINGS REPORT 028-00878 N David A Rozenson 617-733-1054 David A Rozenson Newton MA 05-12-2021 0 445 820002 false INFORMATION TABLE 2 essex13f2021q1.xml 2U INC COM COM 90214J101 821 21482 SH SOLE 21482 0 0 3M CO COM COM 88579Y101 217 1126 SH SOLE 1126 0 0 ABBOTT LABS COM COM 002824100 830 6929 SH SOLE 6929 0 0 ACI WORLDWIDE INC COM COM 004498101 392 10302 SH SOLE 10302 0 0 ACUITY BRANDS INC COM COM 00508Y102 330 2000 SH SOLE 2000 0 0 AEROVIRONMENT INC COM COM 008073108 1220 10508 SH SOLE 10508 0 0 AGNICO EAGLE MINES LTD COM COM 008474108 6036 104407 SH SOLE 102945 0 1462 AGRIFY CORP COM COM 00853E107 567 45433 SH SOLE 43553 0 1880 AIR INDS GROUP COM NEW COM 00912N205 681 462957 SH SOLE 215816 0 247141 AIR PRODS & CHEMS INC COM COM 009158106 26 94 SH SOLE 94 0 0 AKOUSTIS TECHNOLOGIES INC COM COM 00973N102 587 44009 SH SOLE 43254 0 755 ALASKA AIR GROUP INC COM COM 011659109 640 9253 SH SOLE 9253 0 0 ALBEMARLE CORP COM COM 012653101 8397 57473 SH SOLE 55037 0 2436 ALCON AG ORD SHS COM H01301128 57 809 SH SOLE 809 0 0 ALLEGION PLC ORD SHS COM G0176J109 392 3119 SH SOLE 3119 0 0 ALPHABET INC CAP STK CL C COM 02079K107 33 16 SH SOLE 16 0 0 ALPHATEC HLDGS INC COM NEW COM 02081G201 3839 243106 SH SOLE 104631 0 138475 ALTABANCORP COM COM 021347109 66 1568 SH SOLE 1517 0 51 ALTAIR ENGR INC COM CL A COM 021369103 255 4081 SH SOLE 4081 0 0 AMAZON COM INC COM COM 023135106 17602 5689 SH SOLE 5539 0 150 AMEDISYS INC COM COM 023436108 1458 5506 SH SOLE 5506 0 0 AMERESCO INC CL A COM 02361E108 1821 37441 SH SOLE 37441 0 0 AMERICAN AIRLS GROUP INC COM COM 02376R102 1082 45291 SH SOLE 45291 0 0 AMERICAN EXPRESS CO COM COM 025816109 3312 23417 SH SOLE 23417 0 0 AMERICAN WTR WKS CO INC NEW CO COM 030420103 75 497 SH SOLE 497 0 0 AMN HEALTHCARE SVCS INC COM COM 001744101 3984 54057 SH SOLE 42369 0 11688 AMPHENOL CORP NEW CL A COM 032095101 15 230 SH SOLE 146 0 84 AMTECH SYS INC COM PAR $0.01N COM 032332504 1740 147204 SH SOLE 63327 0 83877 AMYRIS INC COM NEW COM 03236M200 2862 149825 SH SOLE 133561 0 16264 ANALOG DEVICES INC COM COM 032654105 22 141 SH SOLE 141 0 0 APPHARVEST INC COM COM 03783T103 1383 75561 SH SOLE 70129 0 5432 APPLE INC COM COM 037833100 16115 131932 SH SOLE 128185 0 3747 APPLIED INDL TECHNOLOGIES INC COM 03820C105 407 4459 SH SOLE 4459 0 0 APTIV PLC SHS COM G6095L109 3568 25875 SH SOLE 24633 0 1242 ARCHER DANIELS MIDLAND CO COM COM 039483102 87 1522 SH SOLE 1522 0 0 ASGN INC COM COM 00191U102 2280 23886 SH SOLE 22753 0 1133 ASPEN AEROGELS INC COM COM 04523Y105 10993 540453 SH SOLE 374191 0 166262 ASPEN TECHNOLOGY INC COM COM 045327103 11 75 SH SOLE 75 0 0 ASTRAZENECA PLC SPONSORED ADR COM 046353108 1315 26458 SH SOLE 26152 0 306 AT&T INC COM COM 00206R102 7623 251844 SH SOLE 245319 0 6525 AUTODESK INC COM COM 052769106 15 53 SH SOLE 53 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 212 1124 SH SOLE 1124 0 0 AVID BIOSERVICES INC COM COM 05368M106 4099 224858 SH SOLE 96764 0 128094 AVIENT CORPORATION COM COM 05368V106 272 5747 SH SOLE 5747 0 0 AXOS FINANCIAL INC COM COM 05465C100 2712 57681 SH SOLE 55804 0 1877 B2GOLD CORP COM COM 11777Q209 43 10000 SH SOLE 10000 0 0 BADGER METER INC COM COM 056525108 1552 16672 SH SOLE 15068 0 1604 BAIDU INC SPON ADR REP A COM 056752108 2956 13588 SH SOLE 13588 0 0 BANCORP INC DEL COM COM 05969A105 3047 147072 SH SOLE 63255 0 83817 BANK NEW YORK MELLON CORP COM COM 064058100 4 84 SH SOLE 84 0 0 BARRICK GOLD CORP COM COM 067901108 3893 196626 SH SOLE 194140 0 2486 BEAM GLOBAL COM COM 07373B109 3281 75680 SH SOLE 69829 0 5851 BEL FUSE INC CL B COM 077347300 2455 123435 SH SOLE 53195 0 70240 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 19 76 SH SOLE 76 0 0 BIODESIX INC COM COM 09075X108 2181 107374 SH SOLE 52792 0 54582 BIOGEN INC COM COM 09062X103 3592 12840 SH SOLE 12735 0 105 BIOHAVEN PHARMACTL HLDG CO LTD COM G11196105 1127 16485 SH SOLE 16273 0 212 BIONTECH SE SPONSORED ADS COM 09075V102 989 9058 SH SOLE 9058 0 0 BK OF AMERICA CORP COM COM 060505104 2500 64628 SH SOLE 60000 0 4628 BOEING CO COM COM 097023105 877 3442 SH SOLE 3442 0 0 BOXLIGHT CORP COM CL A COM 103197109 17 6776 SH SOLE 6672 0 104 BP PLC SPONSORED ADR COM 055622104 8643 354969 SH SOLE 339725 0 15244 BROADCOM INC COM COM 11135F101 884 1907 SH SOLE 1907 0 0 BROADRIDGE FINL SOLUTIONS INC COM 11133T103 3 18 SH SOLE 18 0 0 BROADWIND INC COM NEW COM 11161T207 733 111037 SH SOLE 52175 0 58862 BROOKFIELD RENEWABLE CORP CL A COM 11284V105 207 4415 SH SOLE 0 0 4415 BRUNSWICK CORP COM COM 117043109 288 3015 SH SOLE 3015 0 0 BUILDERS FIRSTSOURCE INC COM COM 12008R107 2339 50446 SH SOLE 27574 0 22872 CAESARSTONE LTD ORD SHS COM M20598104 1395 101617 SH SOLE 43727 0 57890 CALAMP CORP COM COM 128126109 1693 156077 SH SOLE 67227 0 88850 CANOPY GROWTH CORP COM COM 138035100 1016 31705 SH SOLE 31705 0 0 CAPITAL ONE FINL CORP COM COM 14040H105 22 175 SH SOLE 175 0 0 CAREDX INC COM COM 14167L103 378 5547 SH SOLE 5547 0 0 CARRIER GLOBAL CORPORATION COM COM 14448C104 8 200 SH SOLE 200 0 0 CASTLE BIOSCIENCES INC COM COM 14843C105 3260 47618 SH SOLE 30638 0 16980 CATERPILLAR INC COM COM 149123101 6359 27426 SH SOLE 26953 0 473 CDK GLOBAL INC COM COM 12508E101 13 245 SH SOLE 245 0 0 CECO ENVIRONMENTAL CORP COM COM 125141101 1305 164547 SH SOLE 70959 0 93588 CELANESE CORP DEL COM COM 150870103 20 135 SH SOLE 135 0 0 CELCUITY INC COM COM 15102K100 125 8698 SH SOLE 8578 0 120 CENTURY CMNTYS INC COM COM 156504300 1961 32504 SH SOLE 16561 0 15943 CERUS CORP COM COM 157085101 952 158476 SH SOLE 80205 0 78271 CHAMPIONS ONCOLOGY INC COM NEW COM 15870P307 1020 90232 SH SOLE 42116 0 48116 CHAMPIONX CORPORATION COM COM 15872M104 2 78 SH SOLE 78 0 0 CHEGG INC COM COM 163092109 5040 58843 SH SOLE 44135 0 14708 CHENIERE ENERGY INC COM NEW COM 16411R208 1548 21500 SH SOLE 21198 0 302 CHIMERA INVT CORP COM NEW COM 16934Q208 6 478 SH SOLE 478 0 0 CHUBB LIMITED COM COM H1467J104 126 798 SH SOLE 798 0 0 CIENA CORP COM NEW COM 171779309 2971 54303 SH SOLE 52176 0 2127 CINCINNATI FINL CORP COM COM 172062101 159 1541 SH SOLE 1541 0 0 CLEAN HARBORS INC COM COM 184496107 1172 13946 SH SOLE 13946 0 0 CLEARONE INC COM COM 18506U104 597 165774 SH SOLE 77345 0 88429 CLEVELAND-CLIFFS INC NEW COM COM 185899101 1602 79640 SH SOLE 67822 0 11818 CLOUDERA INC COM COM 18914U100 1262 103711 SH SOLE 99450 0 4261 CNS PHARMACEUTICALS INC COM COM 18978H102 142 59565 SH SOLE 58545 0 1020 COCA COLA CO COM COM 191216100 2327 44156 SH SOLE 43589 0 567 CODEXIS INC COM COM 192005106 5337 233180 SH SOLE 128021 0 105159 COGNEX CORP COM COM 192422103 6987 84186 SH SOLE 80655 0 3531 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 13 165 SH SOLE 165 0 0 COLGATE PALMOLIVE CO COM COM 194162103 1540 19538 SH SOLE 19501 0 37 COMCAST CORP NEW CL A COM 20030N101 21 387 SH SOLE 387 0 0 CONSTELLATION BRANDS INC CL A COM 21036P108 3711 16278 SH SOLE 16165 0 113 CONTINENTAL RESOURCES INC COM COM 212015101 937 36234 SH SOLE 36234 0 0 CORTEVA INC COM COM 22052L104 34 734 SH SOLE 734 0 0 COSTCO WHSL CORP NEW COM COM 22160K105 63 180 SH SOLE 180 0 0 COWEN INC CL A NEW COM 223622606 11855 337282 SH SOLE 267402 0 69880 CPS TECHNOLOGIES CORP COM COM 12619F104 248 18936 SH SOLE 8830 0 10106 CREE INC COM COM 225447101 3344 30929 SH SOLE 29200 0 1729 CREXENDO INC COM COM 226552107 470 81097 SH SOLE 37822 0 43275 CRISPR THERAPEUTICS AG NAMEN A COM H17182108 4331 35540 SH SOLE 34725 0 815 CROWDSTRIKE HLDGS INC CL A COM 22788C105 5649 30951 SH SOLE 30297 0 654 CRYOPORT INC COM PAR $0.001 COM 229050307 2908 55908 SH SOLE 24069 0 31839 CSX CORP COM COM 126408103 666 6907 SH SOLE 6907 0 0 CUTERA INC COM COM 232109108 6617 220191 SH SOLE 151119 0 69072 CYNERGISTEK INC COM COM 23258P105 431 225649 SH SOLE 105245 0 120404 DANAHER CORPORATION COM COM 235851102 563 2500 SH SOLE 2500 0 0 DARIOHEALTH CORP COM NEW COM 23725P209 2609 135466 SH SOLE 58518 0 76948 DEERE & CO COM COM 244199105 2206 5895 SH SOLE 5895 0 0 DELTA AIR LINES INC DEL COM NE COM 247361702 568 11758 SH SOLE 11758 0 0 DEXCOM INC COM COM 252131107 472 1314 SH SOLE 1314 0 0 DIGI INTL INC COM COM 253798102 2566 135130 SH SOLE 65937 0 69193 DISCOVERY INC COM SER A COM 25470F104 12 277 SH SOLE 277 0 0 DISCOVERY INC COM SER C COM 25470F302 14 390 SH SOLE 390 0 0 DISNEY WALT CO COM COM 254687106 9220 49967 SH SOLE 47939 0 2028 DLH HLDGS CORP COM COM 23335Q100 486 48969 SH SOLE 22840 0 26129 DOLLAR TREE INC COM COM 256746108 299 2611 SH SOLE 2611 0 0 DOMO INC COM CL B COM 257554105 1343 23862 SH SOLE 12518 0 11344 DOVER CORP COM COM 260003108 21 156 SH SOLE 156 0 0 DOW INC COM COM 260557103 276 4309 SH SOLE 4309 0 0 DRAFTKINGS INC COM CL A COM 26142R104 6459 105322 SH SOLE 102889 0 2433 DROPBOX INC CL A COM 26210c104 815 30571 SH SOLE 30571 0 0 DTE ENERGY CO COM COM 233331107 98 735 SH SOLE 735 0 0 DUKE ENERGY CORP NEW COM NEW COM 26441C204 230 2384 SH SOLE 2384 0 0 DUPONT DE NEMOURS INC COM COM 26614N102 61 791 SH SOLE 791 0 0 E L F BEAUTY INC COM COM 26856L103 2005 74727 SH SOLE 40319 0 34408 EATON CORP PLC SHS COM G29183103 28 203 SH SOLE 133 0 70 ECOLAB INC COM COM 278865100 73 339 SH SOLE 339 0 0 ELECTROMED INC COM COM 285409108 1603 152122 SH SOLE 65535 0 86587 EMERSON ELEC CO COM COM 291011104 7 73 SH SOLE 73 0 0 ENBRIDGE INC COM COM 29250N105 3 85 SH SOLE 85 0 0 ENDAVA PLC ADS COM 29260V105 4667 55110 SH SOLE 41990 0 13120 ENERGY RECOVERY INC COM COM 29270J100 6921 377383 SH SOLE 343664 0 33719 ENERGY TRANSFER LP COM UT LTD COM 29273V100 34 4441 SH SOLE 4441 0 0 ENPHASE ENERGY INC COM COM 29355A107 1422 8767 SH SOLE 7682 0 1085 ENTERPRISE PRODS PARTNERS L P COM 293792107 83 3772 SH SOLE 3772 0 0 ESSENTIAL UTILS INC COM COM 29670G102 27 593 SH SOLE 593 0 0 EVERBRIDGE INC COM COM 29978A104 3875 31977 SH SOLE 30768 0 1209 EVERCORE INC CLASS A COM 29977A105 5279 40069 SH SOLE 34253 0 5816 EVEREST RE GROUP LTD COM COM G3223R108 271 1094 SH SOLE 1053 0 41 EVOQUA WATER TECHNOLOGIES CORP COM 30057T105 1963 74628 SH SOLE 38205 0 36423 EXONE CO COM COM 302104104 2069 65965 SH SOLE 28412 0 37553 FACEBOOK INC CL A COM 30303M102 22 75 SH SOLE 75 0 0 FASTENAL CO COM COM 311900104 251 5000 SH SOLE 5000 0 0 FEDEX CORP COM COM 31428X106 1837 6466 SH SOLE 5775 0 691 FIFTH THIRD BANCORP COM COM 316773100 28 750 SH SOLE 750 0 0 FIRST FNDTN INC COM COM 32026V104 2042 87054 SH SOLE 43578 0 43476 FIVE BELOW INC COM COM 33829M101 2133 11182 SH SOLE 6020 0 5162 FLEXIBLE SOLUTIONS INTL INC CO COM 33938T104 655 162212 SH SOLE 75648 0 86564 FLEXION THERAPEUTICS INC COM COM 33938J106 2202 246019 SH SOLE 122042 0 123977 FORD MTR CO DEL COM COM 345370860 2108 172111 SH SOLE 172111 0 0 FORTIVE CORP COM COM 34959J108 177 2500 SH SOLE 2500 0 0 FOSTER L B CO COM COM 350060109 1659 92675 SH SOLE 39934 0 52741 FRANCO NEV CORP COM COM 351858105 640 5110 SH SOLE 5056 0 54 FREEPORT-MCMORAN INC CL B COM 35671D857 9169 278439 SH SOLE 255460 0 22979 FREQUENCY ELECTRS INC COM COM 358010106 399 35354 SH SOLE 16495 0 18859 FULGENT GENETICS INC COM COM 359664109 1250 12934 SH SOLE 5571 0 7363 GALIANO GOLD INC COM COM 36352H100 22 20000 SH SOLE 20000 0 0 GALLAGHER ARTHUR J & CO COM COM 363576109 858 6880 SH SOLE 6880 0 0 GATES INDUSTRIAL CORPRATIN PLC COM G39108108 284 17739 SH SOLE 17739 0 0 GENASYS INC COM COM 36872P103 1233 184259 SH SOLE 85947 0 98312 GENERAC HLDGS INC COM COM 368736104 8340 25470 SH SOLE 24621 0 849 GENERAL MTRS CO COM COM 37045V100 2082 36234 SH SOLE 36234 0 0 GENPACT LIMITED SHS COM G3922B107 315 7352 SH SOLE 7352 0 0 GILEAD SCIENCES INC COM COM 375558103 1939 30003 SH SOLE 29827 0 176 GLOBUS MED INC CL A COM 379577208 3272 53061 SH SOLE 49057 0 4004 GMS INC COM COM 36251C103 452 10818 SH SOLE 10818 0 0 GOLAR LNG PARTNERS LP COM UNIT COM Y2745C102 1 184 SH SOLE 184 0 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 8812 26949 SH SOLE 26575 0 374 GRAYSCALE BITCOIN TR BTC SHS COM 389637109 2266 45292 SH SOLE 45292 0 0 GROWGENERATION CORP COM COM 39986L109 2615 52628 SH SOLE 51500 0 1128 GUIDEWIRE SOFTWARE INC COM COM 40171V100 10 102 SH SOLE 102 0 0 HACKETT GROUP INC COM COM 404609109 0 1 SH SOLE 0 0 1 HANNON ARMSTRONG SUST INFR CAP COM 41068X100 3167 56455 SH SOLE 51952 0 4503 HARVARD BIOSCIENCE INC COM COM 416906105 1641 300516 SH SOLE 129279 0 171237 HAWKINS INC COM COM 420261109 2309 68896 SH SOLE 36224 0 32672 HCI GROUP INC COM COM 40416E103 2714 35327 SH SOLE 17684 0 17643 HERITAGE CRYSTAL CLEAN INC COM COM 42726M106 1748 64431 SH SOLE 27738 0 36693 HEXCEL CORP NEW COM COM 428291108 6 99 SH SOLE 99 0 0 HOME DEPOT INC COM COM 437076102 7163 23465 SH SOLE 23198 0 267 HONEYWELL INTL INC COM COM 438516106 22 103 SH SOLE 103 0 0 HOUSTON WIRE & CABLE CO COM COM 44244K109 804 153946 SH SOLE 71826 0 82120 HUBBELL INC COM COM 443510607 16 85 SH SOLE 85 0 0 HUTTIG BLDG PRODS INC COM COM 448451104 413 112820 SH SOLE 53013 0 59807 I3 VERTICALS INC COM CL A COM 46571Y107 1745 56076 SH SOLE 27827 0 28249 IAC INTERACTIVECORP NEW COM COM 44891N109 753 3483 SH SOLE 3483 0 0 ICAD INC COM NEW COM 44934S206 2496 117647 SH SOLE 50664 0 66983 ICHOR HOLDINGS SHS COM G4740B105 6121 113779 SH SOLE 79938 0 33841 IDENTIV INC COM NEW COM 45170X205 4220 368258 SH SOLE 158835 0 209423 IDEX CORP COM COM 45167R104 13 62 SH SOLE 62 0 0 IGM BIOSCIENCES INC COM COM 449585108 312 4073 SH SOLE 3985 0 88 II-VI INC COM COM 902104108 1662 24308 SH SOLE 24308 0 0 ILLINOIS TOOL WKS INC COM COM 452308109 568 2564 SH SOLE 2564 0 0 IMMERSION CORP COM COM 452521107 2217 231439 SH SOLE 99977 0 131462 IMPINJ INC COM COM 453204109 2951 51883 SH SOLE 22348 0 29535 INDEPENDENT BANK CORP MASS COM COM 453836108 1128 13400 SH SOLE 13400 0 0 INGERSOLL RAND INC COM COM 45687V106 63 1283 SH SOLE 132 0 1151 INNOVATIVE INDL PPTYS INC COM COM 45781V101 5515 30612 SH SOLE 29628 0 984 INOTIV INC COM COM 45783Q100 1577 78827 SH SOLE 34045 0 44782 INSULET CORP COM COM 45784P101 1940 7436 SH SOLE 7436 0 0 INTEL CORP COM COM 458140100 1606 25099 SH SOLE 25099 0 0 INTELLICHECK INC COM NEW COM 45817G201 443 52833 SH SOLE 24642 0 28191 INTEST CORP COM COM 461147100 1015 85984 SH SOLE 40166 0 45818 INTRICON CORP COM COM 46121H109 775 30216 SH SOLE 14098 0 16118 INTUIT COM COM 461202103 6295 16433 SH SOLE 16017 0 416 INTUITIVE SURGICAL INC COM NEW COM 46120E602 1427 1931 SH SOLE 1909 0 22 IPG PHOTONICS CORP COM COM 44980X109 408 1935 SH SOLE 1935 0 0 ISHARES SILVER TRUST ISHARES COM 46428Q109 1690 74457 SH SOLE 74385 0 72 ISHARES TR RUS 2000 GRW ETF COM 464287648 330 1098 SH SOLE 1098 0 0 ITERIS INC NEW COM COM 46564T107 5632 912877 SH SOLE 861053 0 51824 ITRON INC COM COM 465741106 3629 40939 SH SOLE 38280 0 2659 JETBLUE AWYS CORP COM COM 477143101 447 22000 SH SOLE 22000 0 0 JOHNSON & JOHNSON COM COM 478160104 1584 9635 SH SOLE 9635 0 0 JPMORGAN CHASE & CO COM COM 46625H100 4289 28177 SH SOLE 28099 0 78 KANSAS CITY SOUTHERN COM NEW COM 485170302 825 3125 SH SOLE 3125 0 0 KINDER MORGAN INC DEL COM COM 49456B101 12 712 SH SOLE 712 0 0 KINGSTONE COS INC COM COM 496719105 565 66108 SH SOLE 30813 0 35295 KINROSS GOLD CORP COM COM 496902404 1492 223716 SH SOLE 216013 0 7703 KNIGHT-SWIFT TRANSN HLDGS INC COM 499049104 452 9405 SH SOLE 9405 0 0 KNOWLES CORP COM COM 49926D109 1812 86602 SH SOLE 44045 0 42557 KOPIN CORP COM COM 500600101 2898 276295 SH SOLE 119057 0 157238 KORNIT DIGITAL LTD SHS COM M6372Q113 7152 72155 SH SOLE 66353 0 5802 KUBIENT INC COM COM 50116V107 284 38849 SH SOLE 38033 0 816 KURA SUSHI USA INC CL A COM COM 501270102 1519 48021 SH SOLE 20683 0 27338 LANDS END INC NEW COM COM 51509F105 2276 91743 SH SOLE 39457 0 52286 LAZARD LTD SHS A COM G54050102 3221 74020 SH SOLE 73360 0 660 LAZYDAYS HLDGS INC COM COM 52110H100 847 47583 SH SOLE 22231 0 25352 LEMONADE INC COM COM 52567D107 0 4 SH SOLE 4 0 0 LIGHTPATH TECHNOLOGIES INC CL COM 532257805 467 150574 SH SOLE 70229 0 80345 LIGHTSCAPE TECHNOLOGIES INC CO COM 53227B101 1 346009 SH SOLE 346009 0 0 LINCOLN EDL SVCS CORP COM COM 533535100 1000 155991 SH SOLE 72756 0 83235 LINDE PLC SHS COM G5494J103 6 20 SH SOLE 20 0 0 LINDSAY CORP COM COM 535555106 2277 13663 SH SOLE 12684 0 979 LIQUIDITY SERVICES INC COM COM 53635B107 208 11210 SH SOLE 0 0 11210 LIVENT CORP COM COM 53814L108 6310 364316 SH SOLE 351261 0 13055 LIVERAMP HLDGS INC COM COM 53815P108 822 15835 SH SOLE 15835 0 0 LORDSTOWN MOTORS CORP COM CL A COM 54405Q100 1356 115238 SH SOLE 109963 0 5275 LOWES COS INC COM COM 548661107 1652 8687 SH SOLE 8587 0 100 LSI INDS INC COM COM 50216C108 2221 260424 SH SOLE 112024 0 148400 LUMENTUM HLDGS INC COM COM 55024U109 1478 16177 SH SOLE 9538 0 6639 LUNA INNOVATIONS COM COM 550351100 1737 164917 SH SOLE 70999 0 93918 LUXFER HOLDINGS PLC SHS COM G5698W116 2139 100514 SH SOLE 43270 0 57244 LYDALL INC DEL COM COM 550819106 2613 77455 SH SOLE 33334 0 44121 LYONDELLBASELL INDUSTRIES N V COM N53745100 3 25 SH SOLE 25 0 0 MAGNITE INC COM COM 55955D100 1432 34422 SH SOLE 34422 0 0 MANITEX INTL INC COM COM 563420108 1799 228070 SH SOLE 98249 0 129821 MARCUS & MILLICHAP INC COM COM 566324109 454 13483 SH SOLE 13169 0 314 MARSH & MCLENNAN COS INC COM COM 571748102 1474 12099 SH SOLE 12099 0 0 MARTEN TRANS LTD COM COM 573075108 489 28822 SH SOLE 28822 0 0 MARTIN MARIETTA MATLS INC COM COM 573284106 3162 9415 SH SOLE 9348 0 67 MARVELL TECHNOLOGY GROUP LTD O COM G5876H105 1460 29811 SH SOLE 29811 0 0 MASTERCARD INCORPORATED CL A COM 57636Q104 42 118 SH SOLE 118 0 0 MASTERCRAFT BOAT HLDGS INC COM COM 57637H103 2485 93469 SH SOLE 40283 0 53186 MATADOR RES CO COM COM 576485205 2433 103737 SH SOLE 51475 0 52262 MATCH GROUP INC NEW COM COM 57667L107 554 4033 SH SOLE 4033 0 0 MATSON INC COM COM 57686G105 981 14703 SH SOLE 14703 0 0 MCDONALDS CORP COM COM 580135101 11 50 SH SOLE 50 0 0 MEDIWOUND LTD ORD SHS COM M68830104 1780 331394 SH SOLE 142696 0 188698 MERCK & CO. INC COM COM 58933Y105 100 1294 SH SOLE 1178 0 116 MERITOR INC COM COM 59001K100 1741 59189 SH SOLE 29418 0 29771 MGM RESORTS INTERNATIONAL COM COM 552953101 831 21878 SH SOLE 21878 0 0 MICRON TECHNOLOGY INC COM COM 595112103 25 284 SH SOLE 284 0 0 MICROSOFT CORP COM COM 594918104 15749 66799 SH SOLE 65593 0 1206 MIMECAST LTD ORD SHS COM G14838109 61 1527 SH SOLE 1527 0 0 MITEK SYS INC COM NEW COM 606710200 825 56618 SH SOLE 56618 0 0 MODEL N INC COM COM 607525102 3450 97926 SH SOLE 62834 0 35092 MODERNA INC COM COM 60770K107 1964 15000 SH SOLE 15000 0 0 MOELIS & CO CL A COM 60786M105 980 17864 SH SOLE 17658 0 206 MONDELEZ INTL INC CL A COM 609207105 7 127 SH SOLE 127 0 0 MORGAN STANLEY COM NEW COM 617446448 3302 42523 SH SOLE 42523 0 0 MP MATERIALS CORP COM CL A COM 553368101 4081 113513 SH SOLE 107343 0 6170 NATERA INC COM COM 632307104 4033 39721 SH SOLE 22828 0 16893 NESTLE S A SPONSORED ADR COM 641069406 2 20 SH SOLE 20 0 0 NETFLIX INC COM COM 64110L106 6306 12088 SH SOLE 11883 0 205 NEURONETICS INC COM COM 64131A105 2008 162362 SH SOLE 70135 0 92227 NEWMONT CORP COM COM 651639106 9595 159197 SH SOLE 155172 0 4025 NEXTERA ENERGY INC COM COM 65339F101 79 1048 SH SOLE 1048 0 0 NEXTERA ENERGY PARTNERS LP COM COM 65341B106 110 1516 SH SOLE 1516 0 0 NIKE INC CL B COM 654106103 1135 8540 SH SOLE 7360 0 1180 NINTENDO LTD ADR COM 654445303 236 3332 SH SOLE 0 0 3332 NORTHERN TECHNOLOGIES INTL COR COM 665809109 587 38625 SH SOLE 18039 0 20586 NORTHROP GRUMMAN CORP COM COM 666807102 1310 4047 SH SOLE 4047 0 0 NORWEGIAN CRUISE LINE HLDG LTD COM G66721104 1250 45292 SH SOLE 45292 0 0 NOVANTA INC COM COM 67000B104 3127 23706 SH SOLE 10199 0 13507 NOVARTIS AG SPONSORED ADR COM 66987V109 455 5326 SH SOLE 5326 0 0 NOVAVAX INC COM NEW COM 670002401 1232 6794 SH SOLE 6794 0 0 NOVOCURE LTD ORD SHS COM G6674U108 3210 24286 SH SOLE 18563 0 5723 NVIDIA CORPORATION COM COM 67066G104 2418 4529 SH SOLE 4529 0 0 OLD REP INTL CORP COM COM 680223104 307 14034 SH SOLE 14034 0 0 ONE STOP SYS INC COM COM 68247W109 738 116476 SH SOLE 54311 0 62165 ONTO INNOVATION INC COM COM 683344105 2184 33236 SH SOLE 16989 0 16247 OPTIMIZERX CORP COM NEW COM 68401U204 1283 26322 SH SOLE 12837 0 13485 ORACLE CORP COM COM 68389X105 70 1000 SH SOLE 1000 0 0 ORION GROUP HOLDINGS INC COM COM 68628V308 1816 299124 SH SOLE 128829 0 170295 OUTFRONT MEDIA INC COM COM 69007J106 580 26587 SH SOLE 26587 0 0 PARATEK PHARMACEUTICALS INC CO COM 699374302 1372 194297 SH SOLE 83647 0 110650 PATRICK INDS INC COM COM 703343103 5761 67780 SH SOLE 52488 0 15292 PAYCHEX INC COM COM 704326107 4142 42261 SH SOLE 41327 0 934 PAYPAL HLDGS INC COM COM 70450Y103 1122 4620 SH SOLE 4620 0 0 PDC ENERGY INC COM COM 69327R101 1312 38134 SH SOLE 38134 0 0 PENN NATL GAMING INC COM COM 707569109 1218 11619 SH SOLE 11619 0 0 PEPSICO INC COM COM 713448108 9337 66010 SH SOLE 63942 0 2068 PERION NETWORK LTD SHS NEW COM M78673114 1070 59780 SH SOLE 27884 0 31896 PERKINELMER INC COM COM 714046109 346 2700 SH SOLE 2700 0 0 PFIZER INC COM COM 717081103 2924 80697 SH SOLE 80697 0 0 PHILIP MORRIS INTL INC COM COM 718172109 36 402 SH SOLE 402 0 0 PIONEER NAT RES CO COM COM 723787107 30 187 SH SOLE 187 0 0 PNC FINL SVCS GROUP INC COM COM 693475105 22 123 SH SOLE 123 0 0 POLARIS INC COM COM 731068102 107 805 SH SOLE 805 0 0 PPL CORP COM COM 69351T106 42 1459 SH SOLE 1459 0 0 PRIMORIS SVCS CORP COM COM 74164F103 1126 33992 SH SOLE 33598 0 394 PROCESSA PHARMACEUTICALS INC C COM 74275C205 795 72908 SH SOLE 71385 0 1523 PROCTER AND GAMBLE CO COM COM 742718109 2189 16165 SH SOLE 16165 0 0 PROTO LABS INC COM COM 743713109 640 5254 SH SOLE 5254 0 0 Q2 HLDGS INC COM COM 74736L109 442 4409 SH SOLE 4409 0 0 QUALCOMM INC COM COM 747525103 1279 9647 SH SOLE 9647 0 0 QUANTA SVCS INC COM COM 74762E102 1619 18400 SH SOLE 17776 0 624 QUMU CORP COM COM 749063103 319 47189 SH SOLE 46080 0 1109 RADA ELECTR INDS LTD COM PAR N COM M81863124 5033 419052 SH SOLE 194938 0 224114 RADIANT LOGISTICS INC COM COM 75025X100 2359 339424 SH SOLE 146621 0 192803 RANGE RES CORP COM COM 75281A109 174 16866 SH SOLE 16866 0 0 RAVEN INDS INC COM COM 754212108 3861 100742 SH SOLE 100742 0 0 REALTY INCOME CORP COM COM 756109104 12 185 SH SOLE 185 0 0 RECRO PHARMA INC COM COM 75629F109 1303 466992 SH SOLE 201143 0 265849 REEDS INC COM COM 758338107 945 807685 SH SOLE 334796 0 472889 REGENERON PHARMACEUTICALS COM COM 75886F107 3238 6844 SH SOLE 6802 0 42 REPLIGEN CORP COM COM 759916109 138 712 SH SOLE 712 0 0 RESIDEO TECHNOLOGIES INC COM COM 76118Y104 0 17 SH SOLE 17 0 0 REVANCE THERAPEUTICS INC COM COM 761330109 3885 138989 SH SOLE 103914 0 35075 REXNORD CORP COM COM 76169B102 21 450 SH SOLE 450 0 0 RICHARDSON ELECTRS LTD COM COM 763165107 559 87682 SH SOLE 40893 0 46789 RIMINI STR INC DEL COM COM 76674Q107 2596 289438 SH SOLE 124549 0 164889 RIO TINTO PLC SPONSORED ADR COM 767204100 89 1152 SH SOLE 1152 0 0 ROBERT HALF INTL INC COM COM 770323103 9 114 SH SOLE 49 0 65 ROCKWELL AUTOMATION INC COM COM 773903109 21 80 SH SOLE 80 0 0 ROKU INC COM CL A COM 77543R102 1262 3873 SH SOLE 3873 0 0 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 41 1054 SH SOLE 1054 0 0 ROYAL GOLD INC COM COM 780287108 144 1337 SH SOLE 1319 0 18 ROYALTY PHARMA PLC SHS CLASS A COM G7709Q104 42 962 SH SOLE 942 0 20 SALESFORCE COM INC COM COM 79466L302 3132 14785 SH SOLE 13951 0 834 SANOFI SPONSORED ADR COM 80105N105 10 200 SH SOLE 200 0 0 SCHNEIDER NATIONAL INC CL B COM 80689H102 789 31615 SH SOLE 31615 0 0 SCHWAB CHARLES CORP COM COM 808513105 22 341 SH SOLE 341 0 0 SEABRIDGE GOLD INC COM COM 811916105 832 51439 SH SOLE 49394 0 2045 SEMPRA ENERGY COM COM 816851109 26 195 SH SOLE 195 0 0 SENSATA TECHNOLOGIES HLDNG PLC COM G8060N102 5943 102554 SH SOLE 99130 0 3424 SG BLOCKS INC COM NEW COM 78418A505 514 110297 SH SOLE 51831 0 58466 SHERWIN WILLIAMS CO COM COM 824348106 15 20 SH SOLE 20 0 0 SIERRA WIRELESS INC COM COM 826516106 1717 116268 SH SOLE 58634 0 57634 SKYLINE CHAMPION CORPORATION C COM 830830105 2025 44733 SH SOLE 23797 0 20936 SKYWORKS SOLUTIONS INC COM COM 83088M102 1301 7090 SH SOLE 7090 0 0 SNAP ON INC COM COM 833034101 1084 4699 SH SOLE 4280 0 419 SNOWFLAKE INC CL A COM 833445109 67 291 SH SOLE 285 0 6 SOUTHERN CO COM COM 842587107 149 2400 SH SOLE 2400 0 0 SOUTHWEST AIRLS CO COM COM 844741108 644 10543 SH SOLE 10543 0 0 SPDR GOLD TR GOLD SHS COM 78463V107 464 2899 SH SOLE 2899 0 0 SPDR S&P 500 ETF TR TR UNIT COM 78462F103 29 73 SH SOLE 73 0 0 STARBUCKS CORP COM COM 855244109 2135 19537 SH SOLE 18536 0 1001 STEEL DYNAMICS INC COM COM 858119100 2299 45292 SH SOLE 45292 0 0 STEREOTAXIS INC COM NEW COM 85916J409 1290 191965 SH SOLE 82580 0 109385 STERLING CONSTRUCTION CO INC C COM 859241101 5624 242399 SH SOLE 150132 0 92267 SUMMIT WIRELESS TECH INC COM N COM 86633R203 378 122198 SH SOLE 56995 0 65203 SUNNOVA ENERGY INTL INC COM COM 86745K104 4558 111654 SH SOLE 104236 0 7418 SUNOPTA INC COM COM 8676EP108 6863 464674 SH SOLE 285657 0 179017 SUNPOWER CORP COM COM 867652406 2060 61581 SH SOLE 30944 0 30637 SUNRUN INC COM COM 86771W105 13661 225871 SH SOLE 214827 0 11044 SUPERIOR INDS INTL INC COM COM 868168105 2065 363526 SH SOLE 156537 0 206989 SURGALIGN HOLDINGS INC COM COM 86882C105 2002 918577 SH SOLE 395729 0 522848 SVB FINANCIAL GROUP COM COM 78486Q101 3653 7400 SH SOLE 7400 0 0 SYNEOS HEALTH INC CL A COM 87166B102 2905 38301 SH SOLE 35125 0 3176 SYSCO CORP COM COM 871829107 8 100 SH SOLE 100 0 0 TANDEM DIABETES CARE INC COM N COM 875372203 2334 26448 SH SOLE 11399 0 15049 TARGET CORP COM COM 87612E106 2919 14739 SH SOLE 14572 0 167 TELADOC HEALTH INC COM COM 87918A105 593 3263 SH SOLE 3263 0 0 TELOS CORP MD COM COM 87969B101 186 4893 SH SOLE 4826 0 67 TENET HEALTHCARE CORP COM NEW COM 88033G407 322 6187 SH SOLE 6187 0 0 TERADYNE INC COM COM 880770102 3897 32023 SH SOLE 29208 0 2815 TESLA INC COM COM 88160R101 935 1400 SH SOLE 1400 0 0 TJX COS INC NEW COM COM 872540109 2274 34369 SH SOLE 33949 0 420 TORTOISE ENERGY INFRA CORP COM COM 89147L886 5 220 SH SOLE 220 0 0 TRANE TECHNOLOGIES PLC SHS COM G8994E103 241 1456 SH SOLE 150 0 1306 TRANSCAT INC COM COM 893529107 1798 36643 SH SOLE 15752 0 20891 TRANSMEDICS GROUP INC COM COM 89377M109 3446 83063 SH SOLE 35778 0 47285 TRAVELZOO COM NEW COM 89421Q205 1314 78400 SH SOLE 33758 0 44642 TRIMBLE INC COM COM 896239100 2442 31394 SH SOLE 31246 0 148 TRIPLEPOINT VENTURE GROWTH BDC COM 89677Y100 789 54632 SH SOLE 54632 0 0 TWIST BIOSCIENCE CORP COM COM 90184D100 6471 52243 SH SOLE 49046 0 3197 TWITTER INC COM COM 90184L102 3303 51913 SH SOLE 49897 0 2016 U S CONCRETE INC COM NEW COM 90333L201 2162 29492 SH SOLE 29492 0 0 ULTA BEAUTY INC COM COM 90384S303 1855 5999 SH SOLE 5929 0 70 ULTRAGENYX PHARMACEUTICAL INC COM 90400D108 317 2788 SH SOLE 2788 0 0 UNION PAC CORP COM COM 907818108 8 35 SH SOLE 35 0 0 UNITED AIRLS HLDGS INC COM COM 910047109 1303 22646 SH SOLE 22646 0 0 UNITED PARCEL SERVICE INC CL B COM 911312106 191 1126 SH SOLE 1126 0 0 UNITED STATES STL CORP NEW COM COM 912909108 1309 50000 SH SOLE 50000 0 0 UNUM GROUP COM COM 91529Y106 1359 48820 SH SOLE 48820 0 0 US BANCORP DEL COM NEW COM 902973304 8 150 SH SOLE 150 0 0 USA TRUCK INC COM COM 902925106 3230 169000 SH SOLE 72795 0 96205 USIO INC COM COM 917313108 566 88198 SH SOLE 41123 0 47075 VALERO ENERGY CORP COM COM 91913Y100 895 12505 SH SOLE 12505 0 0 VALMONT INDS INC COM COM 920253101 1075 4521 SH SOLE 4469 0 52 VANECK VECTORS ETF TR GOLD MIN COM 92189F106 916 28194 SH SOLE 28194 0 0 VANECK VECTORS ETF TR JR GOLD COM 92189F791 3894 86516 SH SOLE 84644 0 1872 VENATOR MATLS PLC SHS COM G9329Z100 1221 263800 SH SOLE 125859 0 137941 VENUS CONCEPT INC COM COM 92332W105 1171 498378 SH SOLE 214665 0 283713 VERACYTE INC COM COM 92337F107 6292 117063 SH SOLE 77222 0 39841 VERICEL CORP COM COM 92346J108 4094 73699 SH SOLE 31830 0 41869 VERIZON COMMUNICATIONS INC COM COM 92343V104 1855 31895 SH SOLE 31895 0 0 VERTEX PHARMACEUTICALS INC COM COM 92532F100 5455 25386 SH SOLE 24816 0 570 VIATRIS INC COM COM 92556V106 50 3553 SH SOLE 3553 0 0 VIEWRAY INC COM COM 92672L107 2411 554251 SH SOLE 270190 0 284061 VISA INC COM CL A COM 92826C839 42 199 SH SOLE 199 0 0 VISTEON CORP COM NEW COM 92839U206 491 4025 SH SOLE 4025 0 0 VONAGE HLDGS CORP COM COM 92886T201 232 19647 SH SOLE 19647 0 0 VONTIER CORPORATION COM COM 928881101 30 1000 SH SOLE 1000 0 0 VOXX INTL CORP CL A COM 91829F104 1382 72526 SH SOLE 31306 0 41220 VULCAN MATLS CO COM COM 929160109 3047 18055 SH SOLE 17938 0 117 VUZIX CORP COM NEW COM 92921W300 4150 163134 SH SOLE 70180 0 92954 WABTEC COM COM 929740108 310 3922 SH SOLE 3921 0 1 WALMART INC COM COM 931142103 6765 49808 SH SOLE 48152 0 1656 WASTE MGMT INC DEL COM COM 94106L109 107 827 SH SOLE 827 0 0 WATTS WATER TECHNOLOGIES INC C COM 942749102 1740 14646 SH SOLE 13143 0 1503 WEC ENERGY GROUP INC COM COM 92939U106 40 430 SH SOLE 430 0 0 WELLS FARGO CO NEW COM COM 949746101 2371 60684 SH SOLE 60684 0 0 WERNER ENTERPRISES INC COM COM 950755108 413 8754 SH SOLE 8754 0 0 WEX INC COM COM 96208T104 9 43 SH SOLE 43 0 0 WHEATON PRECIOUS METALS CORP C COM 962879102 571 14946 SH SOLE 14763 0 183 WHITE MTNS INS GROUP LTD COM COM G9618E107 78 70 SH SOLE 70 0 0 WILLDAN GROUP INC COM COM 96924N100 1712 41716 SH SOLE 17953 0 23763 WILLIAMS COS INC COM COM 969457100 16 680 SH SOLE 680 0 0 WIMI HOLOGRAM CLOUD INC SPON A COM 97264L100 430 65193 SH SOLE 63973 0 1220 XEROX HOLDINGS CORP COM NEW COM 98421M106 252 10392 SH SOLE 10392 0 0 ZILLOW GROUP INC CL A COM 98954M101 127 966 SH SOLE 0 0 966 ZOOM VIDEO COMMUNICATIONS INC COM 98980L101 422 1313 SH SOLE 1295 0 18 ZOVIO INC COM COM 98979V102 1723 424285 SH SOLE 182649 0 241636 ZUORA INC COM CL A COM 98983V106 1723 116436 SH SOLE 58929 0 57507